0000201843-22-000001.txt : 20220112
0000201843-22-000001.hdr.sgml : 20220112
20220112121205
ACCESSION NUMBER: 0000201843-22-000001
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
UBELL,DONALD,PAUL,
FILED AS OF DATE: 20220112
DATE AS OF CHANGE: 20220112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 22526015
BUSINESS ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 6101 CARNEGIE BLVD
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
N
Y
Donald
Paul
Ubell
6915094
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities dba First Tryon Advisors
02-15-2018
N
867-00707
LOCATED
02-15-2018
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
02-2018
First Tryon Advisors
Charlotte
NC
28204
Y
Y
Managing Director
03-1993
01-2018
Parker Poe Adams and Bernstein LLP
Charlotte
NC
28202
N
N
Partner, Head of Public Finance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-12-2022
Tracy Truchon
Chief Compliance Officer