0000201843-22-000001.txt : 20220112 0000201843-22-000001.hdr.sgml : 20220112 20220112121205 ACCESSION NUMBER: 0000201843-22-000001 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 UBELL,DONALD,PAUL, FILED AS OF DATE: 20220112 DATE AS OF CHANGE: 20220112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 22526015 BUSINESS ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 6101 CARNEGIE BLVD STREET 2: #210 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I/A 1 primary_doc.xml MA-I/A 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com N Y Donald Paul Ubell 6915094 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Securities dba First Tryon Advisors 02-15-2018 N 867-00707 LOCATED 02-15-2018 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 02-2018 First Tryon Advisors Charlotte NC 28204 Y Y Managing Director 03-1993 01-2018 Parker Poe Adams and Bernstein LLP Charlotte NC 28202 N N Partner, Head of Public Finance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-12-2022 Tracy Truchon Chief Compliance Officer