0000201843-21-000004.txt : 20210129 0000201843-21-000004.hdr.sgml : 20210129 20210129134249 ACCESSION NUMBER: 0000201843-21-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 JUBY,PHILIP,MICHAEL,JR. FILED AS OF DATE: 20210129 DATE AS OF CHANGE: 20210129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 21570103 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I/A 1 primary_doc.xml MA-I/A 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com N N Philip Michael Juby Jr. 6602948 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Advisors 01-04-2016 N 867-00707 LOCATED SUPERVISED 01-04-2016 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 01-2016 First Tryon Securities LLC D/B/A First Tryon Advisors Charlotte NC 28204 Y Y Director 09-2005 12-2015 Parker Poe Charlotte NC 28202 N N Partner N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-30-2018 Tracy A. Truchon Chief Compliance Officer