0000201843-21-000004.txt : 20210129
0000201843-21-000004.hdr.sgml : 20210129
20210129134249
ACCESSION NUMBER: 0000201843-21-000004
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
JUBY,PHILIP,MICHAEL,JR.
FILED AS OF DATE: 20210129
DATE AS OF CHANGE: 20210129
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 21570103
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
N
N
Philip
Michael
Juby
Jr.
6602948
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Advisors
01-04-2016
N
867-00707
LOCATED
SUPERVISED
01-04-2016
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
01-2016
First Tryon Securities LLC D/B/A First Tryon Advisors
Charlotte
NC
28204
Y
Y
Director
09-2005
12-2015
Parker Poe
Charlotte
NC
28202
N
N
Partner
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-30-2018
Tracy A. Truchon
Chief Compliance Officer