0000201843-20-000007.txt : 20200626
0000201843-20-000007.hdr.sgml : 20200626
20200626094135
ACCESSION NUMBER: 0000201843-20-000007
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
LASSITER,JOSHUA,LEE,
FILED AS OF DATE: 20200619
DATE AS OF CHANGE: 20200626
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 20991476
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I
1
primary_doc.xml
MA-I
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
N
N
Joshua
Lee
Lassiter
7186033
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities LLC dba First Tryon Advisors
10-01-2019
N
867-00707
LOCATED
10-01-2019
104 Dobbs Street
Hertford
NC
27944
10-2019
First Tryon Securities LLC
Charlotte
NC
28204
Y
Y
Director
08-2011
09-2019
Elizabeth City State University
ELIZABETH CITY
NC
27909
N
N
CFO
08-2010
08-2011
RBC Bank
RALEIGH
NC
27609
N
Y
Senior Auditor
07-2008
07-2010
Grant Thornton
RALEIGH
NC
27612
N
N
Associate
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-19-2020
Tracy A. Truchon
Chief Compliance Officer