0000201843-20-000006.txt : 20200615 0000201843-20-000006.hdr.sgml : 20200615 20200615162954 ACCESSION NUMBER: 0000201843-20-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KETNER,ROBERT,CHARLES,JR. FILED AS OF DATE: 20200612 DATE AS OF CHANGE: 20200615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 20963752 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I/A 1 primary_doc.xml MA-I/A 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com N N Robert Charles Ketner Jr. 5911793 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Advisors 04-08-2015 N 867-00707 LOCATED SUPERVISED 04-08-2015 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 04-2015 First Tryon Securities LLC D/B/A First Tryon Advisors Charlotte NC 28204 Y Y Associate 03-2011 03-2015 Robert W. Baird & Co. Atlanta GA 30329 Y Y Financial Analyst 07-2010 02-2011 Cooper Industries Peachtree City GA 30269 N N Profitability Analyst 05-2001 06-2010 Full time education Durham NC 27708 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-12-2020 Tracy A. Truchon Chief Compliance Officer