0000201843-19-000013.txt : 20191113 0000201843-19-000013.hdr.sgml : 20191113 20191113102359 ACCESSION NUMBER: 0000201843-19-000013 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 DRUMMOND,KRISTIN,ERIN, FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 191212164 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I 1 primary_doc.xml MA-I 0000201843 XXXXXXXX Tracy Truchon 704-995-4124 tracy@firsttryon.com N N Kristin Erin Drummond 4439937 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Securities LLC dba First Tryon Advisors 10-07-2019 N 867-00707 SUPERVISED 10-07-2019 LOCATED 10-07-2019 Kristin E Kilker 10-2019 First Tryon Securities LLC Charlotte NC 28204 Y Y Director 06-2019 09-2019 Unemployed Sterling VA 20165 N N Unemployed 10-2006 05-2019 Wells Fargo Securities LLC Charlotte NC 28282 Y Y Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-12-2019 Tracy A. Truchon Chief Compliance Officer