0000201843-19-000013.txt : 20191113
0000201843-19-000013.hdr.sgml : 20191113
20191113102359
ACCESSION NUMBER: 0000201843-19-000013
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
DRUMMOND,KRISTIN,ERIN,
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 191212164
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I
1
primary_doc.xml
MA-I
0000201843
XXXXXXXX
Tracy Truchon
704-995-4124
tracy@firsttryon.com
N
N
Kristin
Erin
Drummond
4439937
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities LLC dba First Tryon Advisors
10-07-2019
N
867-00707
SUPERVISED
10-07-2019
LOCATED
10-07-2019
Kristin
E
Kilker
10-2019
First Tryon Securities LLC
Charlotte
NC
28204
Y
Y
Director
06-2019
09-2019
Unemployed
Sterling
VA
20165
N
N
Unemployed
10-2006
05-2019
Wells Fargo Securities LLC
Charlotte
NC
28282
Y
Y
Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-12-2019
Tracy A. Truchon
Chief Compliance Officer