0000201843-19-000012.txt : 20191002 0000201843-19-000012.hdr.sgml : 20191002 20191002082018 ACCESSION NUMBER: 0000201843-19-000012 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MOONDHRA,RAJAT,NMN, FILED AS OF DATE: 20190930 DATE AS OF CHANGE: 20191002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 191130833 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I 1 primary_doc.xml MA-I 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com N N Rajat NMN Moondhra 7013262 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Securities LLC dba First Tryon Advisors 09-14-2018 N 867-00707 LOCATED SUPERVISED 09-14-2018 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 09-2018 First Tryon Securities LLC Charlotte NC 28204 Y Y Analyst 08-2014 07-2018 UNC Chapel Hill Chapel Hill NC 27599 N N Student 07-2009 07-2014 North Broward Prep School Coconut Creek FL 33073 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-30-2019 Tracy A. Truchon Chief Compliance Officer