0000201843-19-000011.txt : 20190705
0000201843-19-000011.hdr.sgml : 20190705
20190705095834
ACCESSION NUMBER: 0000201843-19-000011
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
LOVINS,GREGORY,M,
FILED AS OF DATE: 20190624
DATE AS OF CHANGE: 20190705
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 19943275
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I
1
primary_doc.xml
MA-I
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
N
N
Gregory
M
Lovins
7050525
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Advisors
10-26-2018
N
867-00707
SUPERVISED
10-26-2018
LOCATED
10-26-2018
10-2018
First Tryon Advisors
Charlotte
NC
28204
Y
Y
Director
04-2016
09-2018
Lander University
Greenwood
SC
29649
N
N
President
10-1998
03-2016
Appalachian State University
Boone
NC
28608
N
N
Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-24-2019
Tracy A. Trucho
Chief Compliance Officer