0000201843-19-000005.txt : 20190221
0000201843-19-000005.hdr.sgml : 20190221
20190221184511
ACCESSION NUMBER: 0000201843-19-000005
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
HABLISTON,CHARLES,CARROLL,V
FILED AS OF DATE: 20190221
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 19623493
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I
1
primary_doc.xml
MA-I
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
N
N
Charles
Carroll
Habliston
V
006047254
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities LLC dba First Tryon Advisors
02-06-2019
N
867-00707
LOCATED
02-06-2019
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
02-2019
First Tryon Securities LLC
CHARLOTTE
NC
28204
Y
Y
Vice President
06-2013
01-2019
Davenport & Co., LLC
CHARLOTTE
NC
28246
Y
Y
Analyst
08-2009
05-2013
Davidson College
CHARLOTTE
NC
28035
N
N
Student
02-2009
07-2009
St. Stephens and St. Agnes School
Alexandria
VA
22304
N
N
student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-21-2019
Tracy A. Truchon
CCO