0000201843-19-000005.txt : 20190221 0000201843-19-000005.hdr.sgml : 20190221 20190221184511 ACCESSION NUMBER: 0000201843-19-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 HABLISTON,CHARLES,CARROLL,V FILED AS OF DATE: 20190221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 19623493 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I 1 primary_doc.xml MA-I 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com N N Charles Carroll Habliston V 006047254 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Securities LLC dba First Tryon Advisors 02-06-2019 N 867-00707 LOCATED 02-06-2019 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 02-2019 First Tryon Securities LLC CHARLOTTE NC 28204 Y Y Vice President 06-2013 01-2019 Davenport & Co., LLC CHARLOTTE NC 28246 Y Y Analyst 08-2009 05-2013 Davidson College CHARLOTTE NC 28035 N N Student 02-2009 07-2009 St. Stephens and St. Agnes School Alexandria VA 22304 N N student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-21-2019 Tracy A. Truchon CCO