0000201843-19-000001.txt : 20190215
0000201843-19-000001.hdr.sgml : 20190215
20190215123435
ACCESSION NUMBER: 0000201843-19-000001
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SHOEMAKER,ISAAC,CHARLES,
FILED AS OF DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 19610584
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
N
Y
Isaac
Charles
Shoemaker
006207252
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Advisors
06-20-2014
N
867-00707
LOCATED
SUPERVISED
06-20-2014
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
06-2014
First Tryon Securities D/B/A First Tryon Advisors
Charlotte
NC
28204
Y
Y
Analyst
08-2010
05-2014
Hampden - Sydney College
Hampden Sydney
VA
23943
N
N
Student
08-1998
07-2010
Charlotte Mecklenburg Schools
Charlotte
NC
28226
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-14-2019
Tracy A. Truchon
CCO