0000201843-18-000021.txt : 20181130
0000201843-18-000021.hdr.sgml : 20181130
20181130151405
ACCESSION NUMBER: 0000201843-18-000021
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
TRAUDT,ERIK,TYLER,
FILED AS OF DATE: 20181130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 181211106
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
N
N
Erik
Tyler
Traudt
005355541
N
1
First Tryon Securities LLC
First Tryon Advisors
02-18-2014
N
07-29-2014
0000201843
LOCATED
SUPERVISED
02-18-2014
1355 Greenwood Cliff
Suite 400
Charlotte
NC
28204
02-2014
First Tryon Securities LLC D/B/A First Tryon Advisors
Charlotte
NC
28204
Y
Y
Municipal Advisor
05-2012
02-2014
Davenport & Company LLC
Charlotte
NC
28202
Y
Y
Analyst in Public Finance
02-2012
05-2012
Davenport & Company LLC
Richmond
VA
23219
Y
Y
Analyst in Public Finance
09-2010
02-2012
Citigroup
New York
NY
10043
Y
Y
Analyst
08-2006
09-2010
Full Time Education
Tuscaloosa
AL
35487
N
N
Student
01-1990
08-2006
Full Time Education
Midlothian
VA
23114
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-30-2018
Tracy A. Truchon
Chief Compliance Officer