0000201843-18-000021.txt : 20181130 0000201843-18-000021.hdr.sgml : 20181130 20181130151405 ACCESSION NUMBER: 0000201843-18-000021 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 TRAUDT,ERIK,TYLER, FILED AS OF DATE: 20181130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 181211106 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I/A 1 primary_doc.xml MA-I/A 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com N N Erik Tyler Traudt 005355541 N 1 First Tryon Securities LLC First Tryon Advisors 02-18-2014 N 07-29-2014 0000201843 LOCATED SUPERVISED 02-18-2014 1355 Greenwood Cliff Suite 400 Charlotte NC 28204 02-2014 First Tryon Securities LLC D/B/A First Tryon Advisors Charlotte NC 28204 Y Y Municipal Advisor 05-2012 02-2014 Davenport & Company LLC Charlotte NC 28202 Y Y Analyst in Public Finance 02-2012 05-2012 Davenport & Company LLC Richmond VA 23219 Y Y Analyst in Public Finance 09-2010 02-2012 Citigroup New York NY 10043 Y Y Analyst 08-2006 09-2010 Full Time Education Tuscaloosa AL 35487 N N Student 01-1990 08-2006 Full Time Education Midlothian VA 23114 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-30-2018 Tracy A. Truchon Chief Compliance Officer