0000201843-18-000009.txt : 20180827 0000201843-18-000009.hdr.sgml : 20180827 20180827165941 ACCESSION NUMBER: 0000201843-18-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LUCAS,HAINES,DEMAREST, FILED AS OF DATE: 20180827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 181039448 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I/A 1 primary_doc.xml MA-I/A 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com wgoldsmith@firsttryon.com Y Y Haines Demarest Lucas 006165342 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Securities dba First Tryon Advisors 06-27-2016 N 867-00707 LOCATED SUPERVISED 06-27-2016 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 06-2016 FIRST TRYON ADVISORS CHARLOTTE NC 28204 Y Y Analyst 06-2015 05-2016 WAKE FOREST UNIVERSITY WAKE FOREST NC 27106 N N Student 06-2011 05-2015 APPALACHIAN STATE UNIVERSITY BOONE NC 28608 N N Student 06-2007 05-2011 CHARLOTTE LATIN SCHOOL CHARLOTTE NC 28277 N N Student Y 10-2012 ELEVATION LLC 1355 Greenwood Cliff Rd Suite 250 CHARLOTTE NC 28204 N Y Brokerage Firm Passive Investor 0 Passive Investor N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-27-2018 Tracy A. Truchon Chief Compliance Officer