0000201843-18-000009.txt : 20180827
0000201843-18-000009.hdr.sgml : 20180827
20180827165941
ACCESSION NUMBER: 0000201843-18-000009
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LUCAS,HAINES,DEMAREST,
FILED AS OF DATE: 20180827
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 181039448
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
wgoldsmith@firsttryon.com
Y
Y
Haines
Demarest
Lucas
006165342
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities dba First Tryon Advisors
06-27-2016
N
867-00707
LOCATED
SUPERVISED
06-27-2016
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
06-2016
FIRST TRYON ADVISORS
CHARLOTTE
NC
28204
Y
Y
Analyst
06-2015
05-2016
WAKE FOREST UNIVERSITY
WAKE FOREST
NC
27106
N
N
Student
06-2011
05-2015
APPALACHIAN STATE UNIVERSITY
BOONE
NC
28608
N
N
Student
06-2007
05-2011
CHARLOTTE LATIN SCHOOL
CHARLOTTE
NC
28277
N
N
Student
Y
10-2012
ELEVATION LLC
1355 Greenwood Cliff Rd
Suite 250
CHARLOTTE
NC
28204
N
Y
Brokerage Firm
Passive Investor
0
Passive Investor
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-27-2018
Tracy A. Truchon
Chief Compliance Officer