0000201843-18-000007.txt : 20180615
0000201843-18-000007.hdr.sgml : 20180615
20180615111459
ACCESSION NUMBER: 0000201843-18-000007
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180615
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 18901301
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I
1
primary_doc.xml
MA-I
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
wgoldsmith@firsttryon.com
N
N
Richard
Thomas
Woodward
002531717
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities LLC dba First Tryon Advisors
06-15-2018
N
867-00707
SUPERVISED
06-15-2018
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
LOCATED
06-15-2018
Tom
NMN
Woodward
06-2018
First Tryon Advisors
Charlotte
NC
28204
Y
Y
Director
09-2017
05-2018
Unemployed
Atlanta
GA
30327
N
N
Unemployed
09-2016
08-2017
Thermaldyne LLC
Atlanta
GA
30342
N
N
CFO
01-2013
08-2016
Stifel Nicolaus
Atlanta
GA
30326
Y
Y
Public Finance
12-2005
01-2013
Scott & Stringfellow
Atlanta
GA
30326
Y
Y
Investment Banker
Y
06-2018
ICF Global
6300 Powers Ferry Rd
Suite 600
Atlanta
GA
30339
N
N
Pass through entity coordinating US lender to international borrowers
CEO
2
CEO
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-15-2018
Tracy A. Truchon
Chief Compliance Officer