0000201843-18-000006.txt : 20180404
0000201843-18-000006.hdr.sgml : 20180404
20180404162145
ACCESSION NUMBER: 0000201843-18-000006
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180404
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 18737448
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I
1
primary_doc.xml
MA-I
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
N
N
Matthew
Paul
Tuchi
002173581
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities LLC dba First Tryon Advisors
02-21-2018
N
867-00707
LOCATED
02-21-2018
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
Matt
Paul
Tuchi
02-2018
First Tryon Advisors
Charlotte
NC
28204
Y
Y
Director
06-2010
01-2018
U.S. Bancorp Investments
Charlotte
NC
28255
N
Y
Director
07-2003
05-2010
Wachovia Capital Markets LLC
Charlotte
NC
28202
N
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-04-2018
Tracy A. Truchon
Chief Compliance Officer