0000201843-17-000012.txt : 20171207 0000201843-17-000012.hdr.sgml : 20171207 20171207115501 ACCESSION NUMBER: 0000201843-17-000012 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 171244113 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I 1 primary_doc.xml MA-I 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com wgoldsmith@firsttryon.com N N Watson Whiteside Powell IV 004125072 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Securities dba First Tryon Advisors 11-28-2017 N 867-00707 LOCATED SUPERVISED 11-28-2017 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 Kurt none Powell 11-2017 First Tryon Advisors Charlotte NC 28204 Y Y Director 07-2012 10-2017 Wells Fargo Securities LLC Charlotte NC 28202 N Y Director / Municipal Products 10-1999 06-2012 Banc of America Securities LLC Charlotte NC 28202 N Y Analyst N N N N N Y Y N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-05-2017 Tracy A. Truchon Chief Compliance Officer Watson Whiteside Powell IV 004125072 14B(1)(a) and 14(1)(b) 6B(1)(a) 6B(1)(b)