0000201843-17-000012.txt : 20171207
0000201843-17-000012.hdr.sgml : 20171207
20171207115501
ACCESSION NUMBER: 0000201843-17-000012
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20171205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 171244113
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I
1
primary_doc.xml
MA-I
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
wgoldsmith@firsttryon.com
N
N
Watson
Whiteside
Powell
IV
004125072
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities dba First Tryon Advisors
11-28-2017
N
867-00707
LOCATED
SUPERVISED
11-28-2017
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
Kurt
none
Powell
11-2017
First Tryon Advisors
Charlotte
NC
28204
Y
Y
Director
07-2012
10-2017
Wells Fargo Securities LLC
Charlotte
NC
28202
N
Y
Director / Municipal Products
10-1999
06-2012
Banc of America Securities LLC
Charlotte
NC
28202
N
Y
Analyst
N
N
N
N
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-05-2017
Tracy A. Truchon
Chief Compliance Officer
Watson Whiteside Powell IV
004125072
14B(1)(a) and 14(1)(b)
6B(1)(a)
6B(1)(b)