0000201843-17-000010.txt : 20171204 0000201843-17-000010.hdr.sgml : 20171204 20171204085332 ACCESSION NUMBER: 0000201843-17-000010 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 171235776 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I 1 primary_doc.xml MA-I 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com wgoldsmith@firsttryon.com N N William Sutton Ahlum 006860313 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Securities dba First Tryon Advisors 09-15-2017 N 867-00707 LOCATED SUPERVISED 09-15-2017 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 09-2017 First Tryon Advisors Charlotte NC 28204 Y Y Analyst 08-2013 08-2017 Vanderbilt University Nasheville TN 37235 N N Student 08-2009 07-2013 Myers Park High School Charlotte NC 28209 N N Student 08-2007 07-2009 Middle School Charlotte NC 28209 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-01-2017 Tracy A. Truchon Chief Compliance Officer