0000201843-17-000010.txt : 20171204
0000201843-17-000010.hdr.sgml : 20171204
20171204085332
ACCESSION NUMBER: 0000201843-17-000010
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20171201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 171235776
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I
1
primary_doc.xml
MA-I
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
wgoldsmith@firsttryon.com
N
N
William
Sutton
Ahlum
006860313
N
1
0000201843
FIRST TRYON SECURITIES, LLC
First Tryon Securities dba First Tryon Advisors
09-15-2017
N
867-00707
LOCATED
SUPERVISED
09-15-2017
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
09-2017
First Tryon Advisors
Charlotte
NC
28204
Y
Y
Analyst
08-2013
08-2017
Vanderbilt University
Nasheville
TN
37235
N
N
Student
08-2009
07-2013
Myers Park High School
Charlotte
NC
28209
N
N
Student
08-2007
07-2009
Middle School
Charlotte
NC
28209
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-01-2017
Tracy A. Truchon
Chief Compliance Officer