0000201843-17-000002.txt : 20170403
0000201843-17-000002.hdr.sgml : 20170403
20170331221742
ACCESSION NUMBER: 0000201843-17-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170329
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 17732140
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I
1
primary_doc.xml
MA-I
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@ffirsttryon.com
N
N
Sara
Elizabeth
Langley
006681373
N
1
0000201843
FIRST TRYON SECURITIES, LLC
06-27-2016
N
867-00707
LOCATED
SUPERVISED
06-27-2016
1355 GREENWOOD CLIFF
SUITE 401
CHARLOTTE
NC
28204
06-2016
FIRST TRYON ADVISORS
CHARLOTTE
NC
28204
Y
Y
Analyst
08-2012
05-2016
FURMAN UNIVERSITY
GREENVILLE
SC
29613
N
N
Student
01-2006
07-2012
LEXINGTON CHRISTIAN ACADEMY
LEXINGTON
KY
40503
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-29-2017
Tracy A. Truchon
Chief Compliance Officer