0000201843-17-000002.txt : 20170403 0000201843-17-000002.hdr.sgml : 20170403 20170331221742 ACCESSION NUMBER: 0000201843-17-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 17732140 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I 1 primary_doc.xml MA-I 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@ffirsttryon.com N N Sara Elizabeth Langley 006681373 N 1 0000201843 FIRST TRYON SECURITIES, LLC 06-27-2016 N 867-00707 LOCATED SUPERVISED 06-27-2016 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 06-2016 FIRST TRYON ADVISORS CHARLOTTE NC 28204 Y Y Analyst 08-2012 05-2016 FURMAN UNIVERSITY GREENVILLE SC 29613 N N Student 01-2006 07-2012 LEXINGTON CHRISTIAN ACADEMY LEXINGTON KY 40503 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-29-2017 Tracy A. Truchon Chief Compliance Officer