0000201843-16-000021.txt : 20161110 0000201843-16-000021.hdr.sgml : 20161110 20161110180810 ACCESSION NUMBER: 0000201843-16-000021 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 161989464 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I/A 1 primary_doc.xml MA-I/A 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com N Y Michael Shawn McDonald N 1 0000201843 FIRST TRYON SECURITIES, LLC 03-09-2015 N 867-00707 SUPERVISED 03-09-2015 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 LOCATED 05-04-2015 1230 Peachtree St. NE Suite 1952 ATLANTA GA 30309 03-2015 First Tryon Securities LLC D/B/A First Tryon Advisors Charlotte NC 28204 Y Y Managing Director 02-2005 02-2015 Public Financial Management Atlanta GA 30308 Y Y Financial Advisor N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-10-2016 Tracy A. Truchon Chief Compliance Officer