0000201843-15-000009.txt : 20150513 0000201843-15-000009.hdr.sgml : 20150513 20150513145336 ACCESSION NUMBER: 0000201843-15-000009 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 15857873 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I 1 primary_doc.xml MA-I 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com ttraudt@firsttryon.com N N David Lynn Cheatwood 005136900 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Advisors 05-07-2015 N 867-00707 LOCATED SUPERVISED 05-07-2015 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 05-2015 First Tryon Securities LLC D/B/A First Tryon Advisors Charlotte NC 28204 Y Y Director 06-2009 04-2015 WACHOVIA CAPITAL MARKETS LLC charlotte NC 28202 Y Y Vice President 04-2006 05-2009 BANC OF AMERICA SECURITIES LLC Charlotte NC 28202 Y Y Associate 05-2005 03-2006 KILPATRICK STOCKTON LLP Charlotte NC 28202 N Y Associate N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-13-2015 Tracy A. Truchon Chief Compliance Officer