0000201843-15-000004.txt : 20150326 0000201843-15-000004.hdr.sgml : 20150326 20150326100853 ACCESSION NUMBER: 0000201843-15-000004 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 15726511 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I 1 primary_doc.xml MA-I 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com N N Isaac Charles Shoemaker 006207252 N 1 0000201843 FIRST TRYON SECURITIES, LLC First Tryon Advisors 06-20-2014 N 867-00707 LOCATED SUPERVISED 06-20-2014 1355 GREENWOOD CLIFF SUITE 401 CHARLOTTE NC 28204 06-2014 First Tryon Securities D/B/A First Tryon Advisors Charlotte NC 28204 Y Y Analyst 08-2010 05-2014 Hampden - Sydney College Hampden Sydney VA 23943 N N Student 08-1998 07-2010 Charlotte Mecklenburg Schools Charlotte NC 28226 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-25-2015 Tracy A. Truchon Chief Compliance Officer