0000201843-15-000002.txt : 20150316
0000201843-15-000002.hdr.sgml : 20150316
20150316102403
ACCESSION NUMBER: 0000201843-15-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150312
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC
CENTRAL INDEX KEY: 0000201843
IRS NUMBER: 561986792
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03301
FILM NUMBER: 15701463
BUSINESS ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 1355 GREENWOOD CLIFF
STREET 2: SUITE 401
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC
DATE OF NAME CHANGE: 20000101
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD
DATE OF NAME CHANGE: 19961001
FORMER COMPANY:
FORMER CONFORMED NAME: BRUNNEMER & CO /BD
DATE OF NAME CHANGE: 19960927
MA-I/A
1
primary_doc.xml
MA-I/A
0000201843
XXXXXXXX
Tracy Truchon
704-926-2445
tracytr@live.com
N
Y
James
Labon
McCoy
Jr.
000703071
N
1
First Tryon Securities LLC
First Tryon Advisors
11-17-2003
N
07-29-2014
0000201843
LOCATED
SUPERVISED
11-17-2003
1355 Greenwood Cliff
Suite 401
Charlotte
NC
28204
Jim
nmn
McCoy
Jr
11-2003
First Tryon Securities LLC D/B/A First Tryon Advisors
Charlotte
NC
28204
Y
Y
Excutive Vice President
N
N
N
N
N
N
N
N
N
N
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N
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03-12-2015
Tracy A. Truchon
Chief Compliance Officer