0000201843-14-000014.txt : 20141003 0000201843-14-000014.hdr.sgml : 20141003 20141003163837 ACCESSION NUMBER: 0000201843-14-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRYON SECURITIES, LLC CENTRAL INDEX KEY: 0000201843 IRS NUMBER: 561986792 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03301 FILM NUMBER: 141140206 BUSINESS ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 1355 GREENWOOD CLIFF STREET 2: SUITE 401 CITY: CHARLOTTE STATE: NC ZIP: 28204 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRYON SECURITIES LLC DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: FIRST COMMERCE SECURITIES LLC /BD DATE OF NAME CHANGE: 19961001 FORMER COMPANY: FORMER CONFORMED NAME: BRUNNEMER & CO /BD DATE OF NAME CHANGE: 19960927 MA-I 1 primary_doc.xml MA-I 0000201843 XXXXXXXX Tracy Truchon 704-926-2445 tracy@firsttryon.com jimmccoy@firsttryon.com N Erik Tyler Traudt 005355541 N 1 First Tryon Securities LLC First Tryon Advisors 02-18-2014 N 07-29-2014 0000201843 LOCATED SUPERVISED 02-18-2014 1355 Greenwood Cliff Suite 400 Charlotte NC 28204 02-2014 First Tryon Securities LLC D/B/A First Tryon Advisors Charlotte NC 28204 Y Y Municipal Advisor 05-2012 02-2014 Davenport & Company LLC Charlotte NC 28202 Y Y Analyst in Public Finance 02-2012 05-2012 Davenport & Company LLC Richmond VA 23219 Y Y Analyst in Public Finance 09-2010 02-2012 Citigroup New York NY 10043 Y Y Analyst 08-2006 09-2010 Full Time Education Tuscaloosa AL 35487 N N Student 01-1990 08-2006 Full Time Education Midlothian VA 23114 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-30-2014 James L. McCoy Jr. Executive Vice President