0000201772-23-000005.txt : 20230814
0000201772-23-000005.hdr.sgml : 20230814
20230814081214
ACCESSION NUMBER: 0000201772-23-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230814
DATE AS OF CHANGE: 20230814
EFFECTIVENESS DATE: 20230814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC
CENTRAL INDEX KEY: 0000201772
IRS NUMBER: 004260191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00878
FILM NUMBER: 231166448
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
STREET 2: SUITE 1803
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174824870
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
STREET 2: SUITE 1803
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC
DATE OF NAME CHANGE: 19920929
13F-HR
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ESSEX INVESTMENT MANAGEMENT CO LLC
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SUITE 1803
BOSTON
MA
02110
13F HOLDINGS REPORT
028-00878
N
David A Rozenson
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617-733-1054
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Newton
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08-14-2023
0
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SH
SOLE
91307
0
55881
HUBBELL INC COM
COM
443510607
5154763
15547
SH
SOLE
14599
0
948
HUDSON GLOBAL INC COM NEW
COM
443787205
692706
32174
SH
SOLE
10695
0
21479
HUDSON TECHNOLOGIES INC COM
COM
444144109
1227868
127637
SH
SOLE
42445
0
85192
IAC INC COM NEW
COM
44891N208
2008909
31989
SH
SOLE
31989
0
0
ICHOR HOLDINGS SHS
COM
G4740B105
4995113
133203
SH
SOLE
101255
0
31948
IDENTIV INC COM NEW
COM
45170X205
3570911
424603
SH
SOLE
211888
0
212715
IDEX CORP COM
COM
45167R104
13346
62
SH
SOLE
62
0
0
IMPINJ INC COM
COM
453204109
2978711
33226
SH
SOLE
16531
0
16695
INARI MED INC COM
COM
45332Y109
2108447
36265
SH
SOLE
21230
0
15035
INGERSOLL RAND INC COM
COM
45687V106
1159290
17737
SH
SOLE
17737
0
0
INMODE LTD SHS
COM
M5425M103
2298706
61545
SH
SOLE
36018
0
25527
INSMED INC COM PAR $.01
COM
457669307
2303740
109182
SH
SOLE
63828
0
45354
INTEST CORP COM
COM
461147100
2797977
106549
SH
SOLE
35300
0
71249
INTRA-CELLULAR THERAPIES INC C
COM
46116X101
134808
2129
SH
SOLE
2129
0
0
INTUIT COM
COM
461202103
3794730
8282
SH
SOLE
8063
0
219
ISUN INC COM
COM
465246106
112186
280465
SH
SOLE
94956
0
185509
JOHNSON & JOHNSON COM
COM
478160104
217659
1315
SH
SOLE
1315
0
0
JPMORGAN CHASE & CO COM
COM
46625H100
1862359
12805
SH
SOLE
12727
0
78
KINIKSA PHARMACEUTICALS LTD CO
COM
G5269C101
2651236
188298
SH
SOLE
97850
0
90448
KINROSS GOLD CORP COM
COM
496902404
11391
2388
SH
SOLE
2388
0
0
KOPIN CORP COM
COM
500600101
3103409
1443446
SH
SOLE
719230
0
724216
KORNIT DIGITAL LTD SHS
COM
M6372Q113
7533023
256487
SH
SOLE
241144
0
15343
KRATOS DEFENSE & SEC SOLUTIONS
COM
50077B207
2838531
197945
SH
SOLE
115829
0
82116
KURA SUSHI USA INC CL A COM
COM
501270102
5797942
62377
SH
SOLE
37138
0
25239
LANTRONIX INC COM NEW
COM
516548203
1827325
434044
SH
SOLE
217318
0
216726
LEONARDO DRS INC COM
COM
52661A108
8692213
501281
SH
SOLE
297153
0
204128
LIGHTPATH TECHNOLOGIES INC CL
COM
532257805
328201
243112
SH
SOLE
81029
0
162083
LINCOLN EDL SVCS CORP COM
COM
533535100
3146690
466868
SH
SOLE
222833
0
244035
LIQUIDITY SVCS INC COM
COM
53635B107
184965
11210
SH
SOLE
0
0
11210
LIVENT CORP COM
COM
53814L108
6157432
224478
SH
SOLE
214839
0
9639
LSI INDS INC OHIO COM
COM
50216C108
3580756
285092
SH
SOLE
141897
0
143195
LUNA INNOVATIONS COM
COM
550351100
3528738
386923
SH
SOLE
192679
0
194244
LUXFER HLDGS PLC SHS
COM
G5698W116
2076200
145903
SH
SOLE
72552
0
73351
LYONDELLBASELL INDUSTRIES N V
COM
N53745100
2296
25
SH
SOLE
25
0
0
MACOM TECH SOLUTIONS HLDGS INC
COM
55405Y100
353862
5400
SH
SOLE
5400
0
0
MANITEX INTL INC COM
COM
563420108
1802223
331291
SH
SOLE
164998
0
166293
MARQETA INC CLASS A COM
COM
57142B104
58849
12084
SH
SOLE
12084
0
0
MARSH & MCLENNAN COS INC COM
COM
571748102
974066
5179
SH
SOLE
5179
0
0
MARTIN MARIETTA MATLS INC COM
COM
573284106
3302007
7152
SH
SOLE
7085
0
67
MASTERCARD INCORPORATED CL A
COM
57636Q104
19665
50
SH
SOLE
50
0
0
MATADOR RES CO COM
COM
576485205
2230402
42630
SH
SOLE
25695
0
16935
MATRIX SVC CO COM
COM
576853105
1867130
317000
SH
SOLE
157924
0
159076
MATSON INC COM
COM
57686G105
5409
1785
SH
SOLE
1785
0
0
MEDIWOUND LTD SHS NEW
COM
M68830112
595969
55907
SH
SOLE
18592
0
37315
MEDTRONIC PLC SHS
COM
G5960L103
902585
10245
SH
SOLE
10245
0
0
MERCK & CO INC COM
COM
58933Y105
139276
1207
SH
SOLE
1103
0
104
MICRON TECHNOLOGY INC COM
COM
595112103
1133392
17959
SH
SOLE
17959
0
0
MICROSOFT CORP COM
COM
594918104
13122028
38533
SH
SOLE
37773
0
760
MONDELEZ INTL INC CL A
COM
609207105
1969
27
SH
SOLE
27
0
0
MONOLITHIC PWR SYS INC COM
COM
609839105
861667
1595
SH
SOLE
1595
0
0
MOODYS CORP COM
COM
615369105
1177380
3386
SH
SOLE
3386
0
0
MORGAN STANLEY COM NEW
COM
617446448
1185864
13886
SH
SOLE
13886
0
0
MP MATERIALS CORP COM CL A
COM
553368101
2901138
126798
SH
SOLE
119471
0
7327
MRC GLOBAL INC COM
COM
55345K103
2853768
283393
SH
SOLE
141313
0
142080
NATERA INC COM
COM
632307104
1148473
23602
SH
SOLE
23602
0
0
NAVITAS SEMICONDUCTOR CORP COM
COM
63942X106
2998546
284492
SH
SOLE
255061
0
29431
NETAPP INC COM
COM
64110D104
1213003
15877
SH
SOLE
15877
0
0
NEW RELIC INC COM
COM
64829B100
4416807
67494
SH
SOLE
63902
0
3592
NEWMONT CORP COM
COM
651639106
4216276
98834
SH
SOLE
94824
0
4010
NEXTERA ENERGY INC COM
COM
65339F101
39697
535
SH
SOLE
535
0
0
NEXTERA ENERGY PARTNERS LP COM
COM
65341B106
71775
1224
SH
SOLE
1224
0
0
NORTHERN TECHNOLOGIES INTL COR
COM
665809109
511135
47725
SH
SOLE
15814
0
31911
NOVA LTD COM
COM
M7516K103
565621
4822
SH
SOLE
4822
0
0
NOVANTA INC COM
COM
67000B104
3975455
21594
SH
SOLE
10762
0
10832
NUTANIX INC CL A
COM
67059N108
127319
4539
SH
SOLE
4539
0
0
NV5 GLOBAL INC COM
COM
62945V109
188309
1700
SH
SOLE
1700
0
0
NVENT ELECTRIC PLC SHS
COM
G6700G107
205492
3977
SH
SOLE
3977
0
0
OCULAR THERAPEUTIX INC COM
COM
67576A100
1553041
300977
SH
SOLE
150253
0
150724
OLD REP INTL CORP COM
COM
680223104
21
1
SH
SOLE
1
0
0
ONDAS HLDGS INC COM NEW
COM
68236H204
568668
660934
SH
SOLE
220363
0
440571
ONE STOP SYS INC COM
COM
68247W109
533530
185899
SH
SOLE
61656
0
124243
OP BANCORP COM
COM
67109R109
1420303
168482
SH
SOLE
83877
0
84605
ORACLE CORP COM
COM
68389X105
119090
1000
SH
SOLE
1000
0
0
ORGANON & CO COMMON STOCK
COM
68622V106
2268
109
SH
SOLE
109
0
0
ORION GROUP HLDGS INC COM
COM
68628V308
823198
292953
SH
SOLE
97352
0
195601
ORTHOFIX MED INC COM
COM
68752M108
2906245
160922
SH
SOLE
83646
0
77276
PACIFIC BIOSCIENCES CALIF INC
COM
69404D108
139105
10459
SH
SOLE
10459
0
0
PATRICK INDS INC COM
COM
703343103
6299057
78738
SH
SOLE
60774
0
17964
PAYCHEX INC COM
COM
704326107
3417852
30552
SH
SOLE
29771
0
781
PAYMENTUS HOLDINGS INC COM CL
COM
70439P108
2193122
207682
SH
SOLE
121688
0
85994
PAYONEER GLOBAL INC COM
COM
70451X104
2110864
438849
SH
SOLE
257141
0
181708
PEPSICO INC COM
COM
713448108
5089290
27477
SH
SOLE
26665
0
812
PERFORMANT FINL CORP COM
COM
71377E105
1697258
628614
SH
SOLE
312199
0
316415
PERION NETWORK LTD SHS NEW
COM
M78673114
621037
20249
SH
SOLE
6751
0
13498
PFIZER INC COM
COM
717081103
2085038
56844
SH
SOLE
55848
0
996
PHILIP MORRIS INTL INC COM
COM
718172109
39243
402
SH
SOLE
402
0
0
PHREESIA INC COM
COM
71944F106
2891093
93231
SH
SOLE
68282
0
24949
PIONEER NAT RES CO COM
COM
723787107
38743
187
SH
SOLE
187
0
0
PORCH GROUP INC COM
COM
733245104
939402
680726
SH
SOLE
338363
0
342363
PPL CORP COM
COM
69351T106
32757
1238
SH
SOLE
1238
0
0
PRIMORIS SVCS CORP COM
COM
74164F103
7537364
247370
SH
SOLE
234847
0
12523
PRIVIA HEALTH GROUP INC COM
COM
74276R102
113866
4361
SH
SOLE
4361
0
0
PROCTER AND GAMBLE CO COM
COM
742718109
2058050
13563
SH
SOLE
13563
0
0
PROFIRE ENERGY INC COM
COM
74316X101
935119
760259
SH
SOLE
252810
0
507449
Q2 HLDGS INC COM
COM
74736L109
120819
3910
SH
SOLE
3910
0
0
QUANTA SVCS INC COM
COM
74762E102
3713101
18901
SH
SOLE
17339
0
1562
RANGE RES CORP COM
COM
75281A109
151381
5149
SH
SOLE
5149
0
0
RAYTHEON TECHNOLOGIES CORP COM
COM
75513E101
1405530
14348
SH
SOLE
14348
0
0
RED CAT HLDGS INC COM
COM
75644T100
467438
392805
SH
SOLE
130952
0
261853
REGAL REXNORD CORPORATION COM
COM
758750103
15390
100
SH
SOLE
100
0
0
REGENERON PHARMACEUTICALS COM
COM
75886F107
985118
1371
SH
SOLE
1371
0
0
RESIDEO TECHNOLOGIES INC COM
COM
76118Y104
87611
4961
SH
SOLE
4961
0
0
RESOURCES CONNECTION INC COM
COM
76122Q105
2945122
187468
SH
SOLE
97328
0
90140
REVANCE THERAPEUTICS INC COM
COM
761330109
2755247
108860
SH
SOLE
73915
0
34945
REVOLVE GROUP INC CL A
COM
76156B107
2880316
175629
SH
SOLE
140461
0
35168
REVVITY INC COM
COM
714046109
103704
873
SH
SOLE
873
0
0
RICHARDSON ELECTRS LTD COM
COM
763165107
1249232
75711
SH
SOLE
25176
0
50535
ROCKWELL AUTOMATION INC COM
COM
773903109
29651
90
SH
SOLE
90
0
0
ROYAL GOLD INC COM
COM
780287108
24104
210
SH
SOLE
192
0
18
S&W SEED CO COM
COM
785135104
604250
495287
SH
SOLE
165101
0
330186
SAGE THERAPEUTICS INC COM
COM
78667J108
957327
20360
SH
SOLE
20360
0
0
SALESFORCE INC COM
COM
79466L302
7949291
37628
SH
SOLE
35873
0
1755
SCHLUMBERGER LTD COM STK
COM
806857108
1023710
20841
SH
SOLE
20841
0
0
SCHWAB CHARLES CORP COM
COM
808513105
19328
341
SH
SOLE
341
0
0
SELECT MED HLDGS CORP COM
COM
81619Q105
5245144
164631
SH
SOLE
157436
0
7195
SELECT WATER SOLUTIONS INC CL
COM
81617J301
1283526
158460
SH
SOLE
158460
0
0
SEMPRA COM
COM
816851109
28390
195
SH
SOLE
195
0
0
SENSATA TECHNOLOGIES HLDG PLC
COM
G8060N102
3168961
70437
SH
SOLE
70437
0
0
SERVICENOW INC COM
COM
81762P102
875549
1558
SH
SOLE
1558
0
0
SHERWIN WILLIAMS CO COM
COM
824348106
9559
36
SH
SOLE
36
0
0
SHOALS TECHNOLOGIES GROUP INC
COM
82489W107
3604676
141028
SH
SOLE
129039
0
11989
SILGAN HLDGS INC COM
COM
827048109
100767
2149
SH
SOLE
2149
0
0
SITIME CORP COM
COM
82982T106
129767
1100
SH
SOLE
1100
0
0
SKYLINE CHAMPION CORPORATION C
COM
830830105
2745300
41945
SH
SOLE
25175
0
16770
SKYWATER TECHNOLOGY INC COM
COM
83089J108
2506417
266074
SH
SOLE
132580
0
133494
SMARTRENT INC COM CL A
COM
83193G107
1471735
384265
SH
SOLE
199558
0
184707
SNAP ON INC COM
COM
833034101
1000596
3472
SH
SOLE
3103
0
369
SOLAREDGE TECHNOLOGIES INC COM
COM
83417M104
7386230
27453
SH
SOLE
25972
0
1481
SOUNDTHINKING INC COM
COM
82536T107
1825332
83501
SH
SOLE
41571
0
41930
SOUTHERN CO COM
COM
842587107
168600
2400
SH
SOLE
2400
0
0
STEREOTAXIS INC COM NEW
COM
85916J409
2042449
1334934
SH
SOLE
690256
0
644678
STERICYCLE INC COM
COM
858912108
106998
2304
SH
SOLE
2304
0
0
STERLING INFRASTRUCTURE INC CO
COM
859241101
14226154
254949
SH
SOLE
170085
0
84864
STRATA SKIN SCIENCES INC COM N
COM
86272A206
409149
430728
SH
SOLE
143131
0
287597
STRATASYS LTD SHS
COM
M85548101
2414792
135968
SH
SOLE
79461
0
56507
SUNOPTA INC COM
COM
8676EP108
9856825
1473367
SH
SOLE
1174785
0
298582
SUNPOWER CORP COM
COM
867652406
1544147
157566
SH
SOLE
92302
0
65264
SUPERIOR INDS INTL INC COM
COM
868168105
3062502
850695
SH
SOLE
423076
0
427619
SYMBOTIC INC CLASS A COM
COM
87151X101
1455583
34001
SH
SOLE
26726
0
7275
TALKSPACE INC COM
COM
87427V103
1611438
1268849
SH
SOLE
632682
0
636167
TANDEM DIABETES CARE INC COM N
COM
875372203
4311384
175688
SH
SOLE
150963
0
24725
TENET HEALTHCARE CORP COM NEW
COM
88033G407
9890925
121540
SH
SOLE
116118
0
5422
TERADYNE INC COM
COM
880770102
1295993
11641
SH
SOLE
11641
0
0
TESLA INC COM
COM
88160R101
1710667
6535
SH
SOLE
6535
0
0
TETRA TECHNOLOGIES INC DEL COM
COM
88162F105
2716645
803741
SH
SOLE
401058
0
402683
TORTOISE ENERGY INFRA CORP COM
COM
89147L886
6449
222
SH
SOLE
222
0
0
TPI COMPOSITES INC COM
COM
87266J104
7471772
720518
SH
SOLE
683412
0
37106
TRANE TECHNOLOGIES PLC SHS
COM
G8994E103
328585
1718
SH
SOLE
150
0
1568
TRANSACT TECHNOLOGIES INC COM
COM
892918103
816480
91125
SH
SOLE
30282
0
60843
TRANSCAT INC COM
COM
893529107
3431168
40220
SH
SOLE
20056
0
20164
TRANSMEDICS GROUP INC COM
COM
89377M109
5018645
59760
SH
SOLE
29796
0
29964
TRIMBLE INC COM
COM
896239100
1761737
33278
SH
SOLE
33278
0
0
TRIPADVISOR INC COM
COM
896945201
67510
4094
SH
SOLE
4094
0
0
TRIPLEPOINT VENTURE GROWTH BDC
COM
89677Y100
2250
191
SH
SOLE
191
0
0
TURTLE BEACH CORP COM NEW
COM
900450206
1780621
152843
SH
SOLE
76249
0
76594
ULTA BEAUTY INC COM
COM
90384S303
966132
2053
SH
SOLE
2026
0
27
ULTRAGENYX PHARMACEUTICAL INC
COM
90400D108
68918
1494
SH
SOLE
1494
0
0
UNIFI INC COM NEW
COM
904677200
2219936
275085
SH
SOLE
137214
0
137871
UNION PAC CORP COM
COM
907818108
7162
35
SH
SOLE
35
0
0
UNITED AIRLS HLDGS INC COM
COM
910047109
1015095
18500
SH
SOLE
18500
0
0
UNITED PARCEL SERVICE INC CL B
COM
911312106
72417
404
SH
SOLE
404
0
0
UNITED STATES STL CORP NEW COM
COM
912909108
1166742
46651
SH
SOLE
46651
0
0
UNIVERSAL STAINLESS & ALLOY CO
COM
913837100
1248977
89149
SH
SOLE
29617
0
59532
UPWORK INC COM
COM
91688F104
65016
6961
SH
SOLE
6961
0
0
VALERO ENERGY CORP COM
COM
91913Y100
1136051
9685
SH
SOLE
9685
0
0
VERACYTE INC COM
COM
92337F107
4786246
187917
SH
SOLE
127614
0
60303
VERIZON COMMUNICATIONS INC COM
COM
92343V104
754548
20289
SH
SOLE
20289
0
0
VIEMED HEALTHCARE INC COM
COM
92663R105
2631505
269070
SH
SOLE
134048
0
135022
VIRTRA INC COM PAR
COM
92827K301
596061
78326
SH
SOLE
26029
0
52297
VISA INC COM CL A
COM
92826C839
33485
141
SH
SOLE
141
0
0
VUZIX CORP COM NEW
COM
92921W300
2764348
542029
SH
SOLE
328627
0
213402
WABTEC COM
COM
929740108
231623
2112
SH
SOLE
2112
0
0
WASTE MGMT INC DEL COM
COM
94106L109
143418
827
SH
SOLE
827
0
0
WATTS WATER TECHNOLOGIES INC C
COM
942749102
1858429
10115
SH
SOLE
9286
0
829
WEC ENERGY GROUP INC COM
COM
92939U106
37943
430
SH
SOLE
430
0
0
WESTERN DIGITAL CORP. COM
COM
958102105
1203746
31736
SH
SOLE
31736
0
0
WHEATON PRECIOUS METALS CORP C
COM
962879102
439375
10166
SH
SOLE
10166
0
0
WILLDAN GROUP INC COM
COM
96924N100
2786994
145459
SH
SOLE
72577
0
72882
WILLIAMS COS INC COM
COM
969457100
22188
680
SH
SOLE
680
0
0
WISDOMTREE INC COM
COM
97717P104
1376143
200604
SH
SOLE
200604
0
0
WOLFSPEED INC COM
COM
977852102
2463471
44315
SH
SOLE
40702
0
3613
WORKDAY INC CL A
COM
98138H101
1235844
5471
SH
SOLE
5471
0
0
WYNN RESORTS LTD COM
COM
983134107
907929
8597
SH
SOLE
8597
0
0
XYLEM INC COM
COM
98419M100
5870732
52129
SH
SOLE
49977
0
2152
ZIMMER BIOMET HOLDINGS INC COM
COM
98956P102
1224350
8409
SH
SOLE
8409
0
0
ZUORA INC COM CL A
COM
98983V106
1782899
162525
SH
SOLE
95444
0
67081
ZURN ELKAY WATER SOLNS CORP CO
COM
98983L108
3622459
134714
SH
SOLE
123658
0
11056
ALIBABA GROUP HLDG LTD SPONSOR
ADR
01609W102
1808278
21695
SH
SOLE
21695
0
0
BAIDU INC SPON ADR REP A
ADR
056752108
1519153
11096
SH
SOLE
11096
0
0
BP PLC SPONSORED ADR
ADR
055622104
8044477
227953
SH
SOLE
215453
0
12500
ENDAVA PLC ADS
ADR
29260V105
3160692
61029
SH
SOLE
46155
0
14874
EQUINOR ASA SPONSORED ADR
ADR
29446M102
353003
12085
SH
SOLE
12085
0
0
NESTLE S A SPONSORED ADR
ADR
641069406
2407
20
SH
SOLE
20
0
0
NOVARTIS AG SPONSORED ADR
ADR
66987V109
388806
3853
SH
SOLE
3853
0
0
RIO TINTO PLC SPONSORED ADR
ADR
767204100
92696
1452
SH
SOLE
1452
0
0
SANOFI SPONSORED ADR
ADR
80105N105
10780
200
SH
SOLE
200
0
0
ISHARES SILVER TRUST ISHARES
ETF
46428Q109
16106
771
SH
SOLE
699
0
72
ISHARES TR RUS 2000 GRW ETF
ETF
464287648
103131
425
SH
SOLE
425
0
0
SPDR S&P 500 ETF TR TR UNIT
ETF
78462F103
672012
1516
SH
SOLE
1412
0
104
VANECK ETF TRUST GOLD MINERS E
ETF
92189F106
1382651
45920
SH
SOLE
45920
0
0
VANECK ETF TRUST JUNIOR GOLD M
ETF
92189F791
1377474
38628
SH
SOLE
38628
0
0