13F-HR 1 y57322ae13f-hr.txt THE CHUBB CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: ____________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Chubb Corporation Address: 15 Mountain View Road P. O. Box 1615 Warren, NJ 07061-1615 Form 13F File Number: 28-327 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Henry B. Schram Title: Senior Vice President and Chief Accounting Officer Phone: 908-903-2301 Signature, Place, and Date of Signing: /s/ Henry B. Schram Warren, New Jersey February 14, 2002 -------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE
Report Summary: Number of Other Included Managers: 1 --------- Form 13F Information Table Entry Total: 169 --------- Form 13F Information Table Value Total: $ 196,529 --------- (thousands)
List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28 - 2490 Federal Insurance Company NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING DECEMBER 31, 2001 PAGE 1 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE -------------- ----- ----- ------- ------ ---- ------ ------ ------- ---- ------ ---- GLOBAL SANTE FE CORP COM G3930E-10-1 242 10,000 X 10,000 TRANSOCEAN SEDCO FOREX INC COM G90078-10-9 1,860 55,000 X 55,000 TRANSOCEAN SEDCO FOREX INC COM G90078-10-9 1,860 55,000 X 1 55,000 ADC TELECOMMUNICATIONS COM 000886-10-1 561 122,000 X 122,000 ADC TELECOMMUNICATIONS COM 000886-10-1 414 90,000 X 1 90,000 AES CORPORATION COM 00130H-10-5 491 30,000 X 30,000 AES CORPORATION COM 00130H-10-5 818 50,000 X 1 50,000 AOL TIME WARNER INC COM 00184A-10-5 963 30,000 X 30,000 AOL TIME WARNER INC COM 00184A-10-5 1,765 55,000 X 1 55,000 AT&T WIRELESS COM 00209A-10-6 2,730 190,000 X 190,000 AT&T WIRELESS COM 00209A-10-6 862 60,000 X 1 60,000 ABERCROMBIE & FITCH CO COM 002896-20-7 1,194 45,000 X 45,000 ABERCROMBIE & FITCH CO COM 002896-20-7 2,653 100,000 X 1 100,000 ACCREDO HEALTH INC COM 00437V-10-4 603 15,200 X 15,200 ACTION PERFORMANCE COM 004933-10-7 548 17,900 X 17,900 THE ADVISORY BOARD COM 00762W-10-7 274 9,900 X 9,900 ADVANCED MICRO COM 007903-10-7 1,427 90,000 X 90,000 ADVANCED MICRO COM 007903-10-7 1,110 70,000 X 1 70,000 ALPHA INDUSTRIES COM 020753-10-9 373 17,100 X 17,100 AMERICAN EAGLE OUTFITTERS COM 02553E-10-6 1,897 72,500 X 72,500 AMERICAN EAGLE OUTFITTERS COM 02553E-10-6 523 20,000 X 1 20,000 AMERIPATH INC COM 03071D-10-9 536 16,600 X 16,600 AMKOR TECHNOLOGY COM 031652-10-0 1,178 73,500 X 73,500 AMKOR TECHNOLOGY COM 031652-10-0 673 42,000 X 1 42,000 ANAREN MICROWAVE INC COM 032744-10-4 523 30,200 X 30,200 ANHEUSER-BUSCH INC COM 035229-10-3 3,662 81,000 X 81,000 APACHE CORP COM 037411-10-5 1,995 40,000 X 1 40,000 APRIA HEALTHCARE GROUP INC COM 037933-10-8 500 20,000 X 1 20,000 APPLIED FILMS CORP COM 038197-10-9 522 16,700 X 16,700 ARMOR HOLDING INC COM 042260-10-9 324 12,000 X 12,000 BAKER HUGHES INC COM 057224-10-7 1,094 30,000 X 30,000 BANKUNITED COM 06652B-10-3 287 19,300 X 19,300 BARNES AND NOBLE COM 067774-10-9 1,332 45,000 X 45,000 BARNES AND NOBLE COM 067774-10-9 1,332 45,000 X 1 45,000 BELLSOUTH CORPORATION COM 079860-10-2 1,526 40,000 X 40,000 BELLSOUTH CORPORATION COM 079860-10-2 2,289 60,000 X 1 60,000 BIOGEN INC COM 090597-10-5 1,721 30,000 X 1 30,000 BOSTON PRIVATE FINANCIAL COM 101119-10-5 340 15,400 X 15,400 BRISTOL MYERS SQUIBB COM 110122-10-8 2,040 40,000 X 1 40,000 BROOKS AUTOMATION INC COM 11434A-10-0 317 7,800 X 7,800 CARDINAL HEALTH INC COM 14149Y-10-8 291 4,500 X 4,500 CARDINAL HEALTH INC COM 14149Y-10-8 1,713 26,500 X 1 26,500 CAREER EDUCATION COM 141665-10-9 600 17,500 X 17,500 CAREMARK RX COM 141705-10-3 1,549 95,000 X 95,000 CAREMARK RX COM 141705-10-3 2,283 140,000 X 1 140,000
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING DECEMBER 31, 2001 PAGE 2 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE -------------- ----- ----- ------- ------ ---- ------ ------ ------- ---- ------ ---- CATERPILLAR INC -UK COM 149123-10-1 460 8,800 X 1 8,800 CISCO SYSTEMS INC COM 17275R-10-2 1,340 74,000 X 74,000 CISCO SYSTEMS INC COM 17275R-10-2 525 29,000 X 1 29,000 CITIGROUP INC COM 172967-10-1 303 6,000 X 6,000 CITRIX SYSTEMS INC COM 177376-10-0 2,323 102,500 X 102,500 CITRIX SYSTEMS INC COM 177376-10-0 340 15,000 X 1 15,000 CLEAR CHANNEL COMMUNICATIONS COM 184502-10-2 1,273 25,000 X 25,000 COCA COLA CO COM 191216-10-0 1,179 25,000 X 25,000 COCA COLA CO COM 191216-10-0 2,358 50,000 X 1 50,000 COMPUTER NETWORK TECH CORP COM 204925-10-1 228 12,800 X 12,800 COMVERSE TECHNOLOGY COM 205862-40-2 1,454 65,000 X 65,000 COORS ADOLPH CO COM 217016-10-4 160 3,000 X 3,000 COORS ADOLPH CO COM 217016-10-4 486 9,100 X 1 9,100 COPPER MOUNTAIN COM 217510-10-6 35 21,000 X 21,000 COPPER MOUNTAIN COM 217510-10-6 101 60,000 X 1 60,000 CORPORATE EXECUTIVE BOARD CO COM 21988R-10-2 683 18,600 X 18,600 D&K HEALTHCARE COM 232861-10-4 484 8,500 X 8,500 DIANON SYSTEMS, INC COM 252826-10-2 827 13,600 X 13,600 DIGITAL RIVER INC COM 25388B-10-4 494 31,000 X 31,000 EDO CORPORATION COM 281347-10-4 278 10,500 X 10,500 ELANTEC SEMICONDUCTOR COM 284155-10-8 346 9,000 X 9,000 EMERSON ELECTRIC COMPANY COM 291011-10-4 1,142 20,000 X 20,000 EMERSON ELECTRIC COMPANY COM 291011-10-4 1,536 26,900 X 1 26,900 EXXON MOBIL CORP COM 30231G-10-2 1,965 50,000 X 1 50,000 FANNIE MAE COM 313586-10-9 1,749 22,000 X 22,000 FANNIE MAE COM 313586-10-9 2,226 28,000 X 1 28,000 FIRST HORIZON PHARMACEUTICAL COM 32051K-10-6 563 19,150 X 19,150 FLEETBOSTON FINANCIAL COM 339030-10-8 219 6,000 X 6,000 GENERAL ELECTRIC COM 369604-10-3 3,888 97,000 X 97,000 GENERAL ELECTRIC COM 369604-10-3 601 15,000 X 1 15,000 GENTA INC COM 37245M-20-7 384 27,000 X 27,000 GILLETTE CO COM 375766-10-2 2,338 70,000 X 70,000 GILLETTE CO. COM 375766-10-2 1,670 50,000 X 1 50,000 GOLDEN WEST FINL CORP COM 381317-10-6 2,354 40,000 X 40,000 GOLDEN WEST FINL CORP COM 381317-10-6 1,177 20,000 X 1 20,000 H C A THE HEALTH CARE CO COM 404119-10-9 1,734 45,000 X 45,000 H C A THE HEALTH CARE CO COM 404119-10-9 1,156 30,000 X 1 30,000 HALLIBURTON COM 406216-10-1 362 27,600 X 27,600 HALLIBURTON COM 406216-10-1 66 5,000 X 1 5,000 HARTFORD FINANCIAL SERVICES COM 416515-10-4 2,513 40,000 X 40,000 HONEYWELL INTERNATIONAL INC COM 438516-10-6 676 20,000 X 20,000 HONEYWELL INTERNATIONAL INC COM 438516-10-6 676 20,000 X 1 20,000 HOT TOPIC COM 441339-10-8 480 15,300 X 15,300 I-MANY COM 44973Q-10-3 424 43,900 X 43,900 IXIA COM 45071R-10-9 262 20,400 X 20,400
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING DECEMBER 31, 2001 PAGE 3 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE -------------- ----- ----- ------- ------ ---- ------ ------ ------- ---- ------ ---- INTERCEPT GROUP INC COM 45845L-10-7 663 16,200 X 16,200 INTERMUNE INC COM 45884X-10-3 384 7,800 X 7,800 JDS UNIPHASE CORP COM 46612J-10-1 43 5,000 X 5,000 JDS UNIPHASE CORP COM 46612J-10-1 174 20,000 X 1 20,000 J P MORGAN COM 46625H-10-0 2,181 60,000 X 1 60,000 JOHNSON & JOHNSON COM 478160-10-4 1,773 30,000 X 1 30,000 KIMBERLY-CLARK CORP COM 494368-10-3 897 15,000 X 15,000 KIMBERLY-CLARK CORP COM 494368-10-3 2,392 40,000 X 1 40,000 KNIGHT TRANSPORTATION INC COM 499064-10-3 354 18,825 X 18,825 LSI LOGIC CORP COM 502161-10-2 789 50,000 X 50,000 LSI LOGIC CORP COM 502161-10-2 1,341 85,000 X 1 85,000 LABORATORY CRP OF AMER COM 50540R-40-9 1,374 17,000 X 17,000 LABORATORY CRP OF AMER HLDG COM 50540R-40-9 1,302 16,100 X 1 16,100 ESTEE LAUDER CO CL-A COM 518439-10-4 1,603 50,000 X 50,000 ESTEE LAUDER CO CL-A COM 518439-10-4 2,244 70,000 X 1 70,000 LIMITED INC COM 532716-10-7 1,472 100,000 X 1 100,000 LINCARE HOLDINGS INC COM 532791-10-0 2,435 85,000 X 85,000 LUCENT COM 549463-10-7 1,480 235,000 X 235,000 MBNA CORP COM 55262L-10-0 1,936 55,000 X 55,000 MBNA CORP COM 55262L-10-0 1,760 50,000 X 1 50,000 MARSH & MCLENMAN COS COM 571748-10-2 2,149 20,000 X 20,000 MASCO - 144A COM 574599-10-6 3,013 122,998 X 122,998 MIRANT COM 604675-10-8 382 23,856 X 23,856 NOKIA OXJ COM 654902-20-4 3,415 139,200 X 139,200 NORTEL NETWORKS CORP COM 656568-10-2 970 130,000 X 130,000 NORTEL NETWORKS CORP COM 656568-10-2 1,492 200,000 X 1 200,000 NORTHROP GRUMMAN CORP COM 666807-10-2 302 3,000 X 3,000 OCTEL CORP COM 675727-10-1 232 12,900 X 1 12,900 ORACLE CORP COM 68389X-10-5 691 50,000 X 50,000 ORACLE CORP COM 68389X-10-5 829 60,000 X 1 60,000 PLX TECHNOLOGY INC COM 693417-10-7 378 30,000 X 30,000 PNC FINANCIAL COM 693475-10-5 1,124 20,000 X 20,000 PNC FINANCIAL COM 693475-10-5 1,686 30,000 X 1 30,000 PALM INC COM 696642-10-7 97 25,000 X 25,000 PFIZER,INC COMMON COM 717081-10-3 1,993 50,000 X 1 50,000 PIXELWORKS, INC COM 72581M-10-7 406 25,300 X 25,300 POWERWAVE TECHNOLOGIES COM 739363-10-9 408 23,600 X 23,600 PROCTER & GAMBLE CO COM 742718-10-9 1,583 20,000 X 20,000 PROCTER & GAMBLE CO COM 742718-10-9 2,374 30,000 X 1 30,000 PROVIDIAN FINANCIAL CORP COM 74406A-10-2 71 20,000 X 20,000 PROVIDIAN FINANCIAL CORP COM 74406A-10-2 71 20,000 X 1 20,000 RADIOSHACK CORP COM 750438-10-3 753 25,000 X 25,000 RADIOSHACK CORP COM 750438-10-3 602 20,000 X 1 20,000 REHABCARE COM 759148-10-9 394 13,300 X 13,300 ROYAL DUTCH PETRO NY COM 780257-80-4 980 20,000 X 1 20,000
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING DECEMBER 31, 2001 PAGE 4 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE -------------- ----- ----- ------- ------ ---- ------ ------ ------- ---- ------ ---- SBC COMMUNICATIONS INC COM 78387G-10-3 1,959 50,000 X 50,000 SBC COMMUNICATIONS INC COM 78387G-10-3 783 20,000 X 1 20,000 SAFEWAY INC COM 786514-20-8 2,088 50,000 X 1 50,000 SANCHEZ COMPUTER ASSOCIATES COM 799702-10-5 224 26,200 X 26,200 SANMINA CORP COM 800907-10-7 915 46,000 X 46,000 SAP AG-SPONSORED COM 803054-20-4 1,596 50,000 X 1 50,000 SCIENTIFIC ATLANTA INC COM 808655-10-4 982 41,000 X 41,000 SCIENTIFIC ATLANTA INC COM 808655-10-4 694 29,000 X 1 29,000 SCIOS COM 808905-10-3 266 11,200 X 11,200 SONICWALL INC COM 835470-10-5 194 10,000 X 10,000 SOUTHERN CO COM 842587-10-7 1,521 60,000 X 60,000 SOUTHERN CO COM 842587-10-7 1,521 60,000 X 1 60,000 SOUTHWEST BANCORP OF TEXAS COM 84476R-10-9 278 9,200 X 9,200 STELLENT COM 85856W-10-5 408 13,800 X 13,800 STRAYER EDUCATION COM 863236-10-5 580 11,900 X 11,900 SWIFT TRANSPORTATION COM 870756-10-3 527 24,500 X 24,500 TAIWAN SEMICONDUCTOR COM 874039-10-0 2,242 130,600 X 130,600 TERADYNE COM 880770-10-2 2,110 70,000 X 1 70,000 THREE-FIVE SYSTEMS, INC COM 88554L-10-8 245 15,400 X 15,400 TYCO INTERNATIONAL COM 902124-10-6 2,945 50,000 X 50,000 UNITED TECHNOLOGIES CORP COM 913017-10-9 969 15,000 X 15,000 UNITED TECHNOLOGIES CORP COM 913017-10-9 1,028 15,900 X 1 15,900 UNITEDHEALTH GROUP COM 91324P-10-2 2,406 34,000 X 34,000 VERIZON COMMUNICATIONS COM 92343V-10-4 1,187 25,000 X 1 25,000 WAL-MART COM 931142-10-3 1,727 30,000 X 30,000 WALGREEN COMPANY COM 931422-10-9 2,356 70,000 X 1 70,000 WASHINGTON MUTUAL INC COM 939322-10-3 2,453 75,000 X 75,000 WASHINGTON MUTUAL INC COM 939322-10-3 1,962 60,000 X 1 60,000 WELLPOINT COM 94973H-10-8 2,220 19,000 X 19,000 WELLPOINT COM 94973H-10-8 1,986 17,000 X 1 17,000 WELLS FARGO & COMPANY COM 949746-10-1 2,174 50,000 X 50,000 WELLS FARGO & COMPANY COM 949746-10-1 1,739 40,000 X 1 40,000 WORLDCOM INC COM 98157D-10-6 922 65,500 X 65,500 WORLDCOM INC COM 98157D-10-6 697 49,500 X 1 49,500 ------- 196,529 =======