13F-HR 1 y54531ae13f-hr.txt THE CHUBB CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Chubb Corporation Address: 15 Mountain View Road P. O. Box 1615 Warren, NJ 07061-1615 Form 13F File Number: 28-327 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Henry B. Schram Title: Senior Vice President and Chief Accounting Officer Phone: 908-903-2301 Signature, Place, and Date of Signing: /s/ Henry B. Schram Warren, New Jersey November 14, 2001 -------------------------- ------------------ ----------------- [Signature] [City, State] [Date]
Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ---------- Form 13F Information Table Entry Total: 197 ---------- Form 13F Information Table Value Total: $ 180,568 ---------- (thousands)
List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
No. Form 13F File Number Name --- -------------------- ---- 01 28 - 6866 Chubb Asset Managers, Inc. 02 28 - 2490 Federal Insurance Company
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING SEPTEMBER 30, 2001 PAGE 1 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE -------------- ----- ----- ---------- ------ ---- ------ ------ ------- ---- ------ ---- SALIX PHARMACEUTICAL COM G77770-10-8 328 24,600 X 24,600 TRANSOCEAN SEDCO FOREX INC COM G90078-10-9 792 30,000 X 1 30,000 TRANSOCEAN SEDCO FOREX INC COM G90078-10-9 263 10,000 X 2 10,000 CHECK POINT SOFTWARE COM M22465-10-4 584 26,500 X 2 26,500 ADC TELECOMMUNICATIONS COM 000886-10-1 105 30,000 X 30,000 ADC TELECOMMUNICATIONS COM 000886-10-1 321 92,000 X 1 92,000 ADC TELECOMMUNICATIONS COM 000886-10-1 314 90,000 X 2 90,000 AES CORPORATION COM 00130H-10-5 384 30,000 X 1 30,000 AES CORPORATION COM 00130H-10-5 641 50,000 X 2 50,000 AOL TIME WARNER INC. COM 00184A-10-5 993 30,000 X 1 30,000 ATMI INC COM 00207R-10-1 167 10,800 X 10,800 AT&T WIRELESS COM 00209A-10-6 598 40,000 X 40,000 AT&T WIRELESS COM 00209A-10-6 299 20,000 X 1 20,000 AT&T WIRELESS COM 00209A-10-6 896 60,000 X 2 60,000 ACCREDO HEALTH INC. COM 00437V-10-4 597 16,400 X 16,400 ADVANCEPCS COM 00790K-10-9 610 8,500 X 8,500 AMERIPATH INC COM 03071D-10-9 501 19,100 X 19,100 AMKOR TECHNOLOGY COM 031652-10-0 316 30,000 X 30,000 AMKOR TECHNOLOGY COM 031652-10-0 400 38,000 X 1 38,000 AMKOR TECHNOLOGY COM 031652-10-0 158 15,000 X 2 15,000 AMSURG COM 03232P-40-5 678 24,600 X 24,600 ANAREN MICROWAVE INC COM 032744-10-4 332 20,300 X 20,300 ANHEUSER-BUSCH INC COM 035229-10-3 2,513 60,000 X 60,000 ANHEUSER-BUSCH INC COM 035229-10-3 2,136 51,000 X 1 51,000 APRIA HEALTHCARE GROUP INC COM 037933-10-8 518 20,000 X 2 20,000 APPLIED BIOSYSTEMS GROUP COM 038020-10-3 976 40,000 X 2 40,000 BJ SERVICES COM 055482-10-3 1,423 80,000 X 2 80,000 BAKER HUGHES INC. COM 057224-10-7 869 30,000 X 30,000 BAKER HUGHES INC. COM 057224-10-7 869 30,000 X 1 30,000 BAKER HUGHES INC. COM 057224-10-7 897 31,000 X 2 31,000 BANKUNITED COM 06652B-10-3 283 19,300 X 19,300 BEA SYSTEMS COM 073325-10-2 288 30,000 X 1 30,000 BEA SYSTEMS COM 073325-10-2 480 50,000 X 2 50,000 BELLSOUTH CORPORATION COM 079860-10-2 1,662 40,000 X 1 40,000 BELLSOUTH CORPORATION COM 079860-10-2 2,493 60,000 X 2 60,000 BOSTON PRIVATE FINANCIAL HOL COM 101119-10-5 300 15,400 X 15,400 BRIGHT HORIZONS FAMILY SOLUT COM 109195-10-7 467 17,300 X 17,300 BRISTOL MYERS SQUIBB COM 110122-10-8 2,250 40,500 X 2 40,500 CVS CORP COM 126650-10-0 664 20,000 X 1 20,000 CVS CORP COM 126650-10-0 216 6,500 X 2 6,500 CARDINAL HEALTH INC COM 14149Y-10-8 555 7,500 X 1 7,500 CARDINAL HEALTH INC COM 14149Y-10-8 1,960 26,500 X 2 26,500 CATERPILLAR INC -UK COM 149123-10-1 394 8,800 X 2 8,800 CENTRA SOFTWARE COM 15234X-10-3 359 42,000 X 42,000 CIENA CORP COM 171779-10-1 72 7,000 X 1 7,000
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING SEPTEMBER 30, 2001 PAGE 2 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE -------------- ----- ----- ---------- ------ ---- ------ ------ ------- ---- ------ ---- CIENA CORP COM 171779-10-1 309 30,000 X 2 30,000 CISCO SYSTEMS INC. COM 17275R-10-2 292 24,000 X 24,000 CISCO SYSTEMS INC. COM 17275R-10-2 609 50,000 X 1 50,000 CISCO SYSTEMS INC. COM 17275R-10-2 353 29,000 X 2 29,000 CITIGROUP INC. COM 172967-10-1 810 20,000 X 20,000 CITIGROUP INC. COM 172967-10-1 1,593 39,333 X 1 39,333 CITIGROUP INC. COM 172967-10-1 864 21,333 X 2 21,333 CLEAR CHANNEL COMMUNICATIONS COM 184502-10-2 994 25,000 X 1 25,000 COCA COLA CO COM 191216-10-0 1,171 25,000 X 1 25,000 COCA COLA CO COM 191216-10-0 2,343 50,000 X 2 50,000 COMPAQ COMPUTER COM 204493-10-0 748 90,000 X 90,000 COMPAQ COMPUTER COM 204493-10-0 582 70,000 X 1 70,000 COMPAQ COMPUTER COM 204493-10-0 249 30,000 X 2 30,000 COOPER CAMERON COM 216640-10-2 453 13,800 X 1 13,800 COORS ADOLPH CO COM 217016-10-4 135 3,000 X 1 3,000 COORS ADOLPH CO COM 217016-10-4 1,197 30,000 x 2 30,000 COPPER MOUNTAIN COM 217510-10-6 33 41,000 X 1 41,000 COPPER MOUNTAIN COM 217510-10-6 48 60,000 X 2 60,000 CORPORATE EXECUTIVE BOARD CO COM 21988R-10-2 404 15,500 X 15,500 COSTCO WHOLESALE CORP COM 22160K-10-5 889 25,000 X 25,000 COSTCO WHOLESALE CORP COM 22160K-10-5 2,560 72,000 X 1 72,000 COSTCO WHOLESALE CORP COM 22160K-10-5 1,458 41,000 X 2 41,000 CUBIST PHARMACEUTICALS COM 229678-10-7 328 10,000 X 10,000 D&K HEALTHCARE COM 232861-10-4 589 12,300 X 12,300 DIANON SYSTEMS, INC. COM 252826-10-2 572 11,400 X 11,400 ELAN PLC COM 284131-20-8 1,938 40,000 X 40,000 EXODUS COMMUNICATIONS INC. COM 302088-10-9 10 60,000 X 60,000 EXODUS COMMUNICATIONS INC. COM 302088-10-9 6 35,000 X 35,000 FIRST HORIZON PHARMACEUTICAL COM 32051K-10-6 756 29,050 X 29,050 FLEETBOSTON FINANCIAL COM 339030-10-8 221 6,000 X 1 6,000 FLEETBOSTON FINANCIAL COM 339030-10-8 2,572 70,000 X 2 70,000 GAP STORES COM 364760-10-8 597 50,000 X 2 50,000 GENENTECH INC COM 368710-40-6 1,936 44,000 X 1 44,000 GENENTECH INC COM 368710-40-6 2,244 51,000 X 2 51,000 GENERAL ELECTRIC COM 369604-10-3 1,376 37,000 X 1 37,000 GENTA INC COM 37245M-20-7 279 27,000 X 27,000 GILLETTE CO. COM 375766-10-2 596 20,000 X 20,000 GILLETTE CO. COM 375766-10-2 1,490 50,000 X 1 50,000 GILLETTE CO. COM 375766-10-2 1,490 50,000 X 2 50,000 GLOBAL MARINE COM 379352-40-4 671 47,900 X 1 47,900 GLOBAL MARINE COM 379352-40-4 630 45,000 X 2 45,000 GOLDEN WEST FINL CORP COM 381317-10-6 2,324 40,000 X 40,000 GOLDEN WEST FINL CORP COM 381317-10-6 1,162 20,000 X 2 20,000 H C A THE HEALTH CARE COMPANY COM 404119-10-9 2,216 50,000 X 1 50,000 H C A THE HEALTH CARE COMPANY COM 404119-10-9 1,329 30,000 X 2 30,000
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING SEPTEMBER 30, 2001 PAGE 3 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE -------------- ----- ----- ---------- ------ ---- ------ ------ ------- ---- ------ ---- HALLIBURTON COM 406216-10-1 622 27,600 X 1 27,600 HALLIBURTON COM 406216-10-1 113 5,000 X 2 5,000 HONEYWELL INTERNATIONAL INC. COM 438516-10-6 528 20,000 X 1 20,000 HONEYWELL INTERNATIONAL INC. COM 438516-10-6 528 20,000 X 2 20,000 HOT TOPIC COM 441339-10-8 427 17,000 X 17,000 HUMAN GENOME SCIENCES COM 444903-10-8 1,391 45,000 X 45,000 INKTOMI CORP COM 457277-10-1 110 40,000 X 1 40,000 INTEL CORP COM 458140-10-0 920 45,000 X 1 45,000 INTERCEPT GROUP INC. COM 45845L-10-7 542 16,200 X 16,200 INTERMUNE INC COM 45884X-10-3 260 6,800 X 6,800 JDS UNIPHASE CORP COM 46612J-10-1 32 5,000 X 5,000 JDS UNIPHASE CORP COM 46612J-10-1 158 25,000 X 1 25,000 JDS UNIPHASE CORP COM 46612J-10-1 126 20,000 X 2 20,000 J P MORGAN COM 46625H-10-0 1,537 45,000 X 2 45,000 JOHNSON & JOHNSON COM 478160-10-4 3,324 60,000 X 2 60,000 JUNIPER NETWORKS COM 48203R-10-4 339 35,000 X 2 35,000 KIMBERLY-CLARK CORP COM 494368-10-3 930 15,000 X 1 15,000 KIMBERLY-CLARK CORP COM 494368-10-3 2,480 40,000 X 2 40,000 KNIGHT TRANSPORTATION INC COM 499064-10-3 323 16,850 X 16,850 KONINKLIJKE PHILIPS ELECTRON COM 500472-30-3 449 23,255 X 1 23,255 LIMITED INC COM 532716-10-7 950 100,000 X 2 100,000 LINCARE HOLDINGS INC COM 532791-10-0 2,126 80,000 X 80,000 LUCENT COM 549463-10-7 744 130,000 X 130,000 LUCENT COM 549463-10-7 602 105,000 X 1 105,000 MBNA CORP COM 55262L-10-0 606 20,000 X 20,000 MBNA CORP COM 55262L-10-0 1,060 35,000 X 1 35,000 MBNA CORP COM 55262L-10-0 1,060 35,000 X 2 35,000 MASCO - 144A COM 574599-10-6 3,551 173,748 X 173,748 MICROSOFT CORP COM 594918-10-4 2,047 40,000 X 2 40,000 MICROSEMI CORP COM 595137-10-0 609 23,400 X 23,400 NABORS INDUSTRIES COM 629568-10-6 1,258 60,000 X 2 60,000 NATIONAL-OILWELL COM 637071-10-1 290 20,000 X 20,000 NATIONAL-OILWELL COM 637071-10-1 653 45,000 X 1 45,000 NATIONAL-OILWELL COM 637071-10-1 943 65,000 X 2 65,000 NEXTEL COM 65332V-10-3 605 70,000 X 70,000 NEXTEL COM 65332V-10-3 259 30,000 X 2 30,000 NOKIA OXJ COM 654902-20-4 1,349 86,200 X 86,200 NOKIA OXJ COM 654902-20-4 829 53,000 X 1 53,000 NORTEL NETWORKS CORP COM 656568-10-2 449 80,000 X 1 80,000 NORTEL NETWORKS CORP COM 656568-10-2 561 100,000 X 2 100,000 NORTHROP GRUMMAN CORP COM 666807-10-2 1,818 18,000 X 1 18,000 OCTEL CORP COM 675727-10-1 235 12,900 X 2 12,900 1-800 CONTACTS, INC COM 681977-10-4 176 14,300 X 14,300 ORACLE CORP COM 68389X-10-5 755 60,000 X 2 60,000 PNC FINANCIAL COM 693475-10-5 1,145 20,000 X 1 20,000
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING SEPTEMBER 30, 2001 PAGE 4 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE -------------- ----- ----- ---------- ------ ---- ------ ------ ------- ---- ------ ---- PNC FINANCIAL COM 693475-10-5 1,717 30,000 X 2 30,000 PRI AUTOMATION COM 69357H-10-6 100 10,000 X 1 10,000 PALM INC COM 696642-10-7 73 50,000 X 50,000 PALM INC COM 696642-10-7 37 25,000 X 1 25,000 PALM INC COM 696642-10-7 109 75,000 X 2 75,000 PFIZER,INC. COMMON COM 717081-10-3 802 20,000 X 20,000 PFIZER,INC. COMMON COM 717081-10-3 2,005 50,000 X 2 50,000 PHARMACIA CORP COM 71713U-10-2 1,622 40,000 X 2 40,000 PLATO LEARNING COM 72764Y-10-0 459 19,000 X 19,000 PRIMA ENERGY COM 741901-20-1 225 10,150 X 10,150 PROCTER & GAMBLE CO. COM 742718-10-9 1,456 20,000 X 1 20,000 PROCTER & GAMBLE CO. COM 742718-10-9 2,184 30,000 X 2 30,000 PROVIDIAN FINANCIAL CORP COM 74406A-10-2 403 20,000 X 20,000 PROVIDIAN FINANCIAL CORP COM 74406A-10-2 403 20,000 X 1 20,000 PROVIDIAN FINANCIAL CORP COM 74406A-10-2 403 20,000 X 2 20,000 QWEST COMMUNICATIONS COM 749121-10-9 1,253 75,000 X 75,000 QWEST COMMUNICATIONS COM 749121-10-9 1,253 75,000 X 1 75,000 RADIOSHACK CORP COM 750438-10-3 606 25,000 X 25,000 RADIOSHACK CORP COM 750438-10-3 1,091 45,000 X 1 45,000 RADIOSHACK CORP COM 750438-10-3 1,213 50,000 X 2 50,000 REHABCARE COM 759148-10-9 1,079 24,800 X 24,800 RENAISSANCE LEARNING INC COM 75968L-10-5 415 12,600 X 12,600 SBC COMMUNICATIONS INC. COM 78387G-10-3 2,592 55,000 X 1 55,000 SBC COMMUNICATIONS INC. COM 78387G-10-3 2,120 45,000 X 2 45,000 SAFEWAY INC. COM 786514-20-8 1,986 50,000 X 2 50,000 SANCHEZ COMPUTER ASSOCIATES COM 799702-10-5 197 26,200 X 26,200 SANMINA CORP COM 800907-10-7 136 10,000 X 1 10,000 SCHERING PLOUGH CORP COM 806605-10-1 1,948 52,500 X 2 52,500 SCHLUMBERGER, LTD COM 806857-10-8 1,142 25,000 X 2 25,000 SKILLSOFT COM 83066P-10-1 304 19,000 X 19,000 SOLECTRON CORP COM 834182-10-7 350 30,000 X 1 30,000 SOLECTRON CORP COM 834182-10-7 698 60,000 X 2 60,000 SOUTHERN CO COM 842587-10-7 1,439 60,000 X 1 60,000 SOUTHWEST BANCORP OF TEXAS COM 84476R-10-9 414 13,900 X 13,900 STELLENT COM 85856W-10-5 358 21,500 X 21,500 STRAYER EDUCATION COM 863236-10-5 375 8,400 X 8,400 SUN MICROSYSTEMS COM 866810-10-4 662 80,000 X 2 80,000 SWIFT TRANSPORTATION COM 870756-10-3 407 23,000 X 23,000 TALX CORPORATION COM 874918-10-5 238 11,200 X 11,200 TEXAS INSTRUMENTS COM 882508-10-4 250 10,000 X 10,000 TEXAS INSTRUMENTS COM 882508-10-4 125 5,000 X 1 5,000 THREE-FIVE SYSTEMS, INC. COM 88554L-10-8 245 15,400 X 15,400 TYCO INTERNATIONAL COM 902124-10-6 2,275 50,000 X 50,000 ULTRATECH COM 904034-10-5 246 20,600 X 20,600 UNITED SURGICAL COM 913016-30-9 260 12,700 X 12,700
NAME OF REPORTING MANAGER THE CHUBB CORPORATION PERIOD ENDING SEPTEMBER 30, 2001 PAGE 5 FORM 13F FILE NUMBER: 28 - 327
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) FAIR MARKET VALUE SHARED NAME OF ISSUER CLASS CUSIP (000) SHARES SOLE SHARED OTHERS MANAGER SOLE SHARED NONE -------------- ----- ----- ---------- ------ ---- ------ ------ ------- ---- ------ ---- UNITED TECHNOLOGIES CORP. COM 913017-10-9 1,018 21,900 X 1 21,900 UNITED TECHNOLOGIES CORP. COM 913017-10-9 1,628 35,000 X 2 35,000 UNITEDHEALTH GROUP COM 91324P-10-2 2,527 38,000 X 1 38,000 VERIZON COMMUNICATIONS COM 92343V-10-4 2,706 50,000 X 2 50,000 VIGNETTE COM 926734-10-4 40 11,313 X 11,313 WAL-MART COM 931142-10-3 1,485 30,000 X 1 30,000 WAL-MART COM 931142-10-3 158 3,200 X 2 3,200 WALGREEN COMPANY COM 931422-10-9 2,410 70,000 X 2 70,000 WASHINGTON MUTUAL INC. COM 939322-10-3 2,886 75,000 X 1 75,000 WASHINGTON MUTUAL INC. COM 939322-10-3 2,309 60,000 X 2 60,000 WELLPOINT COM 94973H-10-8 2,074 19,000 X 1 19,000 WELLPOINT COM 94973H-10-8 2,947 27,000 X 2 27,000 WELLS FARGO & COMPANY COM 949746-10-1 2,222 50,000 X 1 50,000 WORLDCOM INC COM 98157D-10-6 301 20,000 X 20,000 WORLDCOM INC COM 98157D-10-6 684 45,500 X 1 45,500 WORLDCOM INC COM 98157D-10-6 744 49,500 X 2 49,500 XILINX INC COM 983919-10-1 588 25,000 X 1 25,000 ------- 180,568 =======