-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KrzvOd0J7uHM23yVWD7ZqcuZtmVlDsZKMzRqWmEUegedOeMmsSL0JmFQo679TXuE LDYAGRmJ6iWv9akDeA269w== 0000950157-98-000473.txt : 19981203 0000950157-98-000473.hdr.sgml : 19981203 ACCESSION NUMBER: 0000950157-98-000473 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981122 FILED AS OF DATE: 19981202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH B F CO CENTRAL INDEX KEY: 0000042542 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340252680 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 333-40291 FILM NUMBER: 98762901 BUSINESS ADDRESS: STREET 1: 4020 KINROSS LAKES PKWY CITY: RICHFIELD STATE: OH ZIP: 44286-9368 BUSINESS PHONE: 2166597600 MAIL ADDRESS: STREET 1: 4020 KINROSS LAKES PARKWAY CITY: RICHFIELD STATE: OH ZIP: 44286-9368 COMPANY DATA: COMPANY CONFORMED NAME: COLTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000201493 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] OWNER IRS NUMBER: 131846375 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 3 COLISEUM CENTRE STREET 2: 2550 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 MAIL ADDRESS: STREET 1: 3 COLISEUM CENTRE STREET 2: 2550 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 FORMER COMPANY: FORMER CONFORMED NAME: COLT INDUSTRIES INC DATE OF NAME CHANGE: 19900913 FORMER COMPANY: FORMER CONFORMED NAME: PENN TEXAS CORP DATE OF NAME CHANGE: 19680318 FORMER COMPANY: FORMER CONFORMED NAME: FAIRBANKS WHITNEY CORP DATE OF NAME CHANGE: 19680318 3 1 INIT STMNT/BENEFICIAL OWNERSHIP OF SECURITIES ------------------------------ OMB APPROVAL ------------------------------ OMB Number Expires: Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 =============================================================================== 1. Name and Address of Reporting Person* Coltec Industries Inc - ------------------------------------------------------------------------------- (Last) (First) (Middle) 3 Coliseum Centre 2550 West Tyvola Road - ------------------------------------------------------------------------------- (Street) Charlotte, North Carolina 28217 - ------------------------------------------------------------------------------- (City) (State) (Zip) =============================================================================== 2. Date of Event Requiring Statement (Month/Day/Year) 11/22/98 =============================================================================== 3. IRS or Social Security Number of Reporting Person (Voluntary) 13-1846375 =============================================================================== 4. Issuer Name and Ticker or Trading Symbol The B.F.Goodrich Company (NYSE:GR) =============================================================================== 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ x ] 10% Owner ** [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------- =============================================================================== 6. If Amendment, Date of Original (Month/Year) =============================================================================== 7. Individual or Joint/Group Filing (Check applicable line) [ x ] Form Filed by One Reporting Person [ ] Form Filed by More than One Reporting Person =============================================================================== Table I -- Non-Derivative Securities Beneficially Owned ===============================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr.5) - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 2 FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ===============================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6.Nature of ---------------------- or Exercise (D) or Indirect 1. Title of Date Expira- Number Price of Indirect Beneficial Derivative Security Exer- tion of Derivative (I) Ownership (Instr. 4) cisable Date Title Shares Security (Instr.5) (Instr. 5) - ----------------------------------------------------------------------------------------------------------------------------------- Option Upon the "Trigger Upon the Common Stock, par 14,792,612** $35.9375 D Event" specified in occurrence of value $5 per share the stock option certain events agreement, dated specified in the as of November Option Agreement 22, 1998 (the and described in "Option the Reporting Agreement"), Person's Schedule between the Issuer 13D under the and the Reporting Securities Person (filed as Exchange Act of Exhibit 99.3 to the 1934 dated Issuer's Report on December 2, Form 8-K dated 1998 November 24, 1998, which Exhibit is incorporated herein by reference). - ---------------------------------------------------------------------------------------------------------------------------------- ==================================================================================================================================
Explanation of Responses: ** Beneficial ownership of 14,792,612 shares of Common Stock reported hereunder is being so reported solely as a result of the Option Agreement. The option granted pursuant to the Option Agreement has not yet become exercisable. Because such option will not become exercisable unless and until certain specified events occur, the Reporting Person expressly disclaims beneficial ownership of all such shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. *** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Robert J. Tubbs December 2, 1998 - ------------------------------------------- ----------------------- Name: Robert J. Tubbs Date Title: Executive Vice President, General Counsel and Secretary ***Signature of Reporting Person Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the colletion of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----