0001179110-13-016458.txt : 20131112
0001179110-13-016458.hdr.sgml : 20131111
20131112194531
ACCESSION NUMBER: 0001179110-13-016458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131111
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITY NATIONAL CORP
CENTRAL INDEX KEY: 0000201461
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 952568550
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 N ROXBURY DR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
BUSINESS PHONE: 3108886000
MAIL ADDRESS:
STREET 1: 400 N ROXBURY DR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSMITH RUSSELL D
CENTRAL INDEX KEY: 0001207188
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10521
FILM NUMBER: 131211976
MAIL ADDRESS:
STREET 1: C/O CITY NATIONAL CORP ,GENERAL COUNSEL
STREET 2: 555 S. FLOWER STREET, 18TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
4
1
edgar.xml
FORM 4 -
X0306
4
2013-11-11
0
0000201461
CITY NATIONAL CORP
CYN
0001207188
GOLDSMITH RUSSELL D
400 N. ROXBURY DRIVE
BEVERLY HILLS
CA
90210
1
1
0
0
Chairman, President and CEO
Common Stock
2013-11-11
4
M
0
2000
60.93
A
14405
D
Common Stock
2013-11-11
4
S
0
2000
75.51
D
12405
D
Common Stock
347924
I
By the Russell Goldsmith Trust
Common Stock
10985
I
As Trustee of the ELM 2006 Charitable Annuity Lead Trust
Common Stock
2860000
I
By the Goldsmith Family Partnership
Common Stock
279930
I
By Maple Pine Limited Partnership
Common Stock
4134
I
As Trustee of the Brian Goldsmith 1985 Trust
Common Stock
2912
I
As Trustee of the Kathryn Goldsmith 1985 Trust
Common Stock
76222
I
By B.A. Quintet, LLC
Common Stock
8
I
As Trustee of the West LA Investment Trust No. 1-R
Common Stock
2919
I
By CNC Profit Sharing Plan
Common Stock
82405
I
As Trustee of the Grove Trust II
Common Stock
750
I
By Nate Mack L.L.C.
Employee Stock Options (Right to Buy)
60.93
2013-11-11
4
M
0
2000
0
D
2014-02-24
Common Stock
2000
23316
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.50 to $75.52, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote (1) to this Form 4.
Shares held in the reporting person's City National Corporation Profit Sharing Plan as of November 12, 2013.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities, for purposes of Section 16 or for any other purpose.
The stock options vested in four equal installments beginning February 25, 2005.
/s/ Russell Goldsmith
2013-11-12