0001179110-13-007945.txt : 20130508 0001179110-13-007945.hdr.sgml : 20130508 20130508122920 ACCESSION NUMBER: 0001179110-13-007945 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101116 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITY NATIONAL CORP CENTRAL INDEX KEY: 0000201461 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 952568550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 N ROXBURY DR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 3108886000 MAIL ADDRESS: STREET 1: 400 N ROXBURY DR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSMITH RUSSELL D CENTRAL INDEX KEY: 0001207188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10521 FILM NUMBER: 13823536 MAIL ADDRESS: STREET 1: C/O CITY NATIONAL CORP ,GENERAL COUNSEL STREET 2: 555 S. FLOWER STREET, 18TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 edgar.xml FORM 4 - X0306 4 2010-11-16 0 0000201461 CITY NATIONAL CORP CYN 0001207188 GOLDSMITH RUSSELL D 400 N. ROXBURY DRIVE BEVERLY HILLS CA 90210 1 1 0 0 President and CEO Common Stock 2010-11-16 4 J 0 7500 0 D 0 I MKB Co. Ltd. Common Stock 2010-11-16 4 J 0 750 0 A 750 I Nate Mack, L.L.C. Common Stock 19281 D Common Stock 347924 I By the Russell Goldsmith Trust Common Stock 10985 I As Trustee of the ELM 2006 Charitable Annuity Lead Trust Common Stock 2860000 I By the Goldsmith Family Partnership Common Stock 304930 I By Maple Pine Limited Partnership Common Stock 4134 I As Trustee of the Brian Goldsmith 1985 Trust Common Stock 2912 I As Trustee of the Kathryn Goldsmith 1985 Trust Common Stock 76222 I By B.A. Quintet, LLC Common Stock 8 I As Trustee of the West LA Investment Trust No. 1-R Common Stock 2896 I By CNC Profit Sharing Plan Common Stock 82405 I As Trustee of the Grove Trust II Distribution for no consideration from MKB Co. Ltd. ("MKB") to the members of MKB. MKB is a limited liability company co-managed by the spouse of reporting person and its members include reporting person's spouse and Nate Mack, L.L.C. Following the reported transaction, MKB no longer holds any issuer shares. MKB distributed 750 shares for no consideration to its member Nate Mack, L.L.C., a limited liability company of which reporting person's spouse is the manager and in which reporting person has an indirect reportable pecuniary interest. MKB distributed the remaining issuer shares to three trusts in which reporting person has no pecuniary interest and is not a trustee, including the transfer of reporting person's spouse's proportional interest in the issuer shares held as the separate property of reporting person's spouse to her living trust where she serves as sole trustee and over which reporting person has no investment control and no reportable interest. Shares held in the reporting person's City National Corporation Profit Sharing Plan as of May 6, 2013. The reporting person disclaims beneficial ownership of these securities and the shares held by his spouse directly in her own name or indirectly through other parties, including her living trust. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities, for purposes of Section 16 or for any other purpose. Russell D. Goldsmith 2013-05-06