Compliance Manager

0002011050-24-000006.txt : 20241115 0002011050-24-000006.hdr.sgml : 20241115 20241115150817 ACCESSION NUMBER: 0002011050-24-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241115 DATE AS OF CHANGE: 20241115 EFFECTIVENESS DATE: 20241115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC FINANCIAL GROUP, LLC CENTRAL INDEX KEY: 0002011050 ORGANIZATION NAME: IRS NUMBER: 364379428 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-24166 FILM NUMBER: 241467531 BUSINESS ADDRESS: STREET 1: 303 E. WACKER DRIVE SUITE 1675 STREET 2: SUITE 1675 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3122555490 MAIL ADDRESS: STREET 1: 303 E. WACKER DRIVE SUITE 1675 STREET 2: SUITE 1675 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0002011050 XXXXXXXX 09-30-2024 09-30-2024 MOSAIC FINANCIAL GROUP, LLC

303 E. WACKER DRIVE SUITE 1675 SUITE 1675 CHICAGO IL 60601

13F COMBINATION REPORT 028-24166 000109816 CIBC Private Wealth Advisors, Inc Gabelli Asset Managementhwab Investment Management, Inc. Nuveen Asset Management, LLC Cullen Capital Management, LLC Charles Schwab Investment Management, Inc. N Joseph G Hetland Compliance Manager 3125171355 Joseph Hetland Chicago X1 11-15-2024 5 124 140863 false 1 CIBC Private Wealth Advisors, Inc 2 Gabelli Asset Management 3 Nuveen Asset Management, LLC 4 Cullen Capital Management, LLC 5 Charles Schwab Investment Management, Inc. INFORMATION TABLE 2 mosaic3q24_13f.xml VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 15660 79065 SH SOLE 5 79065 0 0 ISHARES TR CORE S&P500 ETF 464287200 13041 22608 SH SOLE 22608 0 0 MICROSOFT CORP COM 594918104 8114 18856 SH SOLE 1,3,4 18856 0 0 UNION PAC CORP COM 907818108 6145 24933 SH SOLE 3 24933 0 0 AT&T INC COM 00206R102 5527 251226 SH SOLE 4 251226 0 0 APPLE INC COM 037833100 4998 21449 SH SOLE 1,3 21449 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 3691 11388 SH SOLE 11388 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3095 17276 SH SOLE 17276 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2765 4 SH SOLE 4 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2081 9422 SH SOLE 9422 0 0 ELI LILLY & CO COM 532457108 2045 2308 SH SOLE 1 2308 0 0 JPMORGAN CHASE & CO COM 46625H100 2036 9656 SH SOLE 1,3,4 9656 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1964 6936 SH SOLE 5 6936 0 0 RYAN SPECIALTY HOLDINGS INC CL A 78351F107 1915 28843 SH SOLE 28843 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1832 3754 SH SOLE 3754 0 0 KKR & CO INC COM 48251W104 1828 14000 SH SOLE 14000 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 1779 6040 SH SOLE 6040 0 0 ALPHABET INC CAP STK CL A 02079K305 1764 10639 SH SOLE 10639 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1667 14491 SH SOLE 4 14491 0 0 CHEVRON CORP NEW COM 166764100 1595 10828 SH SOLE 3,4 10828 0 0 AMAZON COM INC COM 023135106 1557 8355 SH SOLE 8355 0 0 CONOCOPHILLIPS COM 20825C104 1543 14658 SH SOLE 4 14658 0 0 BANK AMERICA CORP COM 060505104 1451 36573 SH SOLE 4 36573 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 1420 6705 SH SOLE 6705 0 0 NVIDIA CORPORATION COM 67066G104 1417 11668 SH SOLE 11668 0 0 BROADCOM INC COM 11135F101 1339 7760 SH SOLE 3,4 7760 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1299 105153 SH SOLE 105153 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 1272 17320 SH SOLE 17320 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1263 27032 SH SOLE 27032 0 0 MCDONALDS CORP COM 580135101 1253 4116 SH SOLE 3,4 4116 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1239 15601 SH SOLE 15601 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1217 4615 SH SOLE 4615 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1213 12045 SH SOLE 12045 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 1072 12886 SH SOLE 12886 0 0 ISHARES TR CORE DIV GRWTH 46434V621 1043 16638 SH SOLE 16638 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1037 20434 SH SOLE 20434 0 0 ATLANTA BRAVES HLDGS INC COM SER C 047726302 1026 25791 SH SOLE 25791 0 0 EXXON MOBIL CORP COM 30231G102 957 8165 SH SOLE 3,4 8165 0 0 SUNCOR ENERGY INC NEW COM 867224107 928 25142 SH SOLE 25142 0 0 MERCK & CO INC COM 58933Y105 902 7943 SH SOLE 1,4 7943 0 0 BLACKSTONE INC COM 09260D107 901 5881 SH SOLE 1 5881 0 0 ONEOK INC NEW COM 682680103 900 9874 SH SOLE 1 9874 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 857 2283 SH SOLE 2283 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 842 11938 SH SOLE 11938 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 739 8829 SH SOLE 5 8829 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 737 14432 SH SOLE 4 14432 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 733 1592 SH SOLE 1592 0 0 TJX COS INC NEW COM 872540109 706 6003 SH SOLE 1,3 6003 0 0 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 703 11492 SH SOLE 11492 0 0 PROCTER AND GAMBLE CO COM 742718109 675 3898 SH SOLE 3898 0 0 SPDR SER TR PORTFLI INTRMDIT 78464A672 674 23188 SH SOLE 23188 0 0 GENERAL MLS INC COM 370334104 634 8584 SH SOLE 8584 0 0 BHP GROUP LTD SPONSORED ADS 088606108 621 10000 SH SOLE 10000 0 0 COCA COLA CO COM 191216100 604 8400 SH SOLE 8400 0 0 FREEPORT-MCMORAN INC CL B 35671D857 595 11922 SH SOLE 2 11922 0 0 LOCKHEED MARTIN CORP COM 539830109 585 1001 SH SOLE 1001 0 0 J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 46641Q670 575 11910 SH SOLE 11910 0 0 ALPHABET INC CAP STK CL C 02079K107 553 3308 SH SOLE 3308 0 0 KIMBERLY-CLARK CORP COM 494368103 544 3826 SH SOLE 3826 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 505 1315 SH SOLE 1315 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 505 4597 SH SOLE 4597 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 487 59038 SH SOLE 2 59038 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 481 4300 SH SOLE 4300 0 0 ISHARES TR CORE S&P SCP ETF 464287804 469 4011 SH SOLE 4011 0 0 DOVER CORP COM 260003108 464 2418 SH SOLE 2418 0 0 WELLS FARGO CO NEW COM 949746101 435 7703 SH SOLE 2 7703 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 433 4442 SH SOLE 4442 0 0 JOHNSON & JOHNSON COM 478160104 422 2603 SH SOLE 4 2603 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 415 4550 SH SOLE 4550 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 405 818 SH SOLE 1 818 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 399 2377 SH SOLE 2377 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 397 3097 SH SOLE 3097 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 385 8499 SH SOLE 5 8499 0 0 MARRIOTT INTL INC NEW CL A 571903202 355 1427 SH SOLE 1427 0 0 DEVON ENERGY CORP NEW COM 25179M103 352 9010 SH SOLE 9010 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 351 1958 SH SOLE 1958 0 0 ISHARES TR S&P 500 VAL ETF 464287408 334 1695 SH SOLE 1695 0 0 APPLIED MATLS INC COM 038222105 333 1650 SH SOLE 1650 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 330 6497 SH SOLE 6497 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 327 1871 SH SOLE 1871 0 0 PROLOGIS INC. COM 74340W103 326 2581 SH SOLE 1,3 2581 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 326 1154 SH SOLE 1154 0 0 HOME DEPOT INC COM 437076102 315 778 SH SOLE 778 0 0 MEDTRONIC PLC SHS G5960L103 308 3420 SH SOLE 4 3420 0 0 BYLINE BANCORP INC COM 124411109 303 11325 SH SOLE 11325 0 0 PEMBINA PIPELINE CORP COM 706327103 299 7250 SH SOLE 7250 0 0 ISHARES TR MSCI INTL QUALTY 46434V456 297 7150 SH SOLE 7150 0 0 NEXTERA ENERGY INC COM 65339F101 295 3495 SH SOLE 1,3,4 3495 0 0 CROWN CASTLE INC COM 22822V101 293 2466 SH SOLE 4 2466 0 0 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 290 9909 SH SOLE 9909 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 287 3580 SH SOLE 1 3580 0 0 AMERICAN TOWER CORP NEW COM 03027X100 284 1223 SH SOLE 1,3 1223 0 0 ISHARES TR CORE MSCI EAFE 46432F842 282 3616 SH SOLE 4 3616 0 0 AIRBNB INC COM CL A 009066101 281 2216 SH SOLE 2216 0 0 EQUINIX INC COM 29444U700 276 311 SH SOLE 1 311 0 0 SOUTHWEST AIRLS CO COM 844741108 274 9259 SH SOLE 9259 0 0 QUALCOMM INC COM 747525103 273 1608 SH SOLE 4 1608 0 0 UNITED AIRLS HLDGS INC COM 910047109 268 4689 SH SOLE 4689 0 0 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 266 7500 SH SOLE 7500 0 0 ALTRIA GROUP INC COM 02209S103 264 5170 SH SOLE 4 5170 0 0 GENERAL DYNAMICS CORP COM 369550108 264 873 SH SOLE 4 873 0 0 ROSS STORES INC COM 778296103 254 1685 SH SOLE 1685 0 0 CISCO SYS INC COM 17275R102 249 4688 SH SOLE 4 4688 0 0 MONDELEZ INTL INC CL A 609207105 248 3363 SH SOLE 3 3363 0 0 NETFLIX INC COM 64110L106 247 348 SH SOLE 348 0 0 AMGEN INC COM 031162100 245 761 SH SOLE 761 0 0 LOWES COS INC COM 548661107 243 896 SH SOLE 3,4 896 0 0 MORGAN STANLEY COM NEW 617446448 239 2294 SH SOLE 2,4 2294 0 0 ATLANTA BRAVES HLDGS INC COM SER A 047726104 236 5600 SH SOLE 2 5600 0 0 ABBVIE INC COM 00287Y109 230 1166 SH SOLE 1,3 1166 0 0 BLACKROCK INC COM 09290D101 226 238 SH SOLE 238 0 0 PHILIP MORRIS INTL INC COM 718172109 225 1851 SH SOLE 3,4 1851 0 0 ALCON AG ORD SHS H01301128 223 2231 SH SOLE 2231 0 0 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 221 2283 SH SOLE 2283 0 0 CHUBB LIMITED COM H1467J104 217 754 SH SOLE 4 754 0 0 PHILLIPS 66 COM 718546104 216 1641 SH SOLE 1641 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 214 800 SH SOLE 800 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 212 7290 SH SOLE 1 7290 0 0 RTX CORPORATION COM 75513E101 211 1741 SH SOLE 4 1741 0 0 NOVO-NORDISK A S ADR 670100205 206 1730 SH SOLE 1730 0 0 BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 09260K101 192 10000 SH SOLE 10000 0 0 THORNBURG INCM BUILDER OPP T COM 885213108 178 10000 SH SOLE 10000 0 0 RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 163 10000 SH SOLE 10000 0 0 RIVERNORTH FLEXIBLE MUNI INC COM 76883Y107 145 10000 SH SOLE 10000 0 0