0001628280-24-032383.txt : 20240719 0001628280-24-032383.hdr.sgml : 20240719 20240719214237 ACCESSION NUMBER: 0001628280-24-032383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210719 FILED AS OF DATE: 20240719 DATE AS OF CHANGE: 20240719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bunch Richard F. III CENTRAL INDEX KEY: 0002028282 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42177 FILM NUMBER: 241129121 MAIL ADDRESS: STREET 1: 1201 LAKE WOODLANDS DR. STREET 2: SUITE 4020 CITY: THE WOODLANDS STATE: TX ZIP: 77380 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bunch Family Holdings, LLC CENTRAL INDEX KEY: 0002028482 ORGANIZATION NAME: STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42177 FILM NUMBER: 241129120 BUSINESS ADDRESS: STREET 1: 1201 LAKE WOODLANDS DR. STREET 2: SUITE 4020 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-367-3424 MAIL ADDRESS: STREET 1: 1201 LAKE WOODLANDS DR. STREET 2: SUITE 4020 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWFG, Inc. CENTRAL INDEX KEY: 0002007596 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 LAKE WOODLANDS DRIVE STREET 2: SUITE 4020 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281.367.3424 MAIL ADDRESS: STREET 1: 1201 LAKE WOODLANDS DRIVE STREET 2: SUITE 4020 CITY: THE WOODLANDS STATE: TX ZIP: 77380 4 1 wk-form4_1721439750.xml FORM 4 X0508 4 2021-07-19 0 0002007596 TWFG, Inc. TWFG 0002028282 Bunch Richard F. III C/O TWFG, INC. 1201 LAKE WOODLANDS DRIVE, SUITE 4020 THE WOODLANDS TX 77380 1 1 1 0 President and CEO 0002028482 Bunch Family Holdings, LLC C/O TWFG, INC. 1201 LAKE WOODLANDS DRIVE, SUITE 4020 THE WOODLANDS TX 77380 0 0 1 0 0 Class A Common Stock 2025-07-17 4 A 0 147058 0 A 147158 D Class A Common Stock 2024-07-17 4 A 0 3529 0 A 150687 I By wife Class A Common Stock 2024-07-19 4 M 0 342262 A 492949 I By LLC Class A Common Stock 2024-07-19 4 P 0 185426 17 A 678375 D Class A Common Stock 2024-07-19 4 P 0 5850 17 A 684225 I By wife Class A Common Stock 2024-07-19 4 P 0 5850 17 A 690075 I By son Class A Common Stock 2024-07-19 4 P 0 5850 17 A 695925 I By son Class C Common Stock 2024-07-19 4 A 0 33893810 A 33893810 I By LLC LLC Units in TWFG Holding Company, LLC 2021-07-19 4 M 0 342362 A Class A Common Stock 342362 33893810 I By LLC Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. The shares of Class A common Stock of the Issuer and the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") are owned directly by Bunch Family Holdings LLC ("Bunch Holdings"), a ten percent owner of the Issuer, and indirectly by Richard F. Bunch III, who is sole member of Bunch Holdings. Richard F. Bunch III is a director, officer and ten percent owner of the Issuer. Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. /s/ Julie E. Benes, as Attorney-in-Fact for Richard F. Bunch 2024-07-19 /s/ Julie E. Benes, as Attorney-in-Fact for Bunch Family Holdings, LLC 2024-07-19