0001628280-24-032369.txt : 20240719 0001628280-24-032369.hdr.sgml : 20240719 20240719210150 ACCESSION NUMBER: 0001628280-24-032369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240717 FILED AS OF DATE: 20240719 DATE AS OF CHANGE: 20240719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bunch Michelle Caroline CENTRAL INDEX KEY: 0002028275 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42177 FILM NUMBER: 241129081 MAIL ADDRESS: STREET 1: 1201 LAKE WOODLANDS DR. STREET 2: SUITE 4020 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWFG, Inc. CENTRAL INDEX KEY: 0002007596 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 LAKE WOODLANDS DRIVE STREET 2: SUITE 4020 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281.367.3424 MAIL ADDRESS: STREET 1: 1201 LAKE WOODLANDS DRIVE STREET 2: SUITE 4020 CITY: THE WOODLANDS STATE: TX ZIP: 77380 4 1 wk-form4_1721437303.xml FORM 4 X0508 4 2024-07-17 0 0002007596 TWFG, Inc. TWFG 0002028275 Bunch Michelle Caroline C/O TWFG, INC. 1201 LAKE WOODLANDS DRIVE, SUITE 4020 THE WOODLANDS TX 77380 1 0 0 0 0 Class A Common Stock 2024-07-17 4 A 0 3529 0 A 3629 D Class A Common Stock 2025-07-17 4 A 0 147058 0 A 150687 I By husband Class A Common Stock 2024-07-19 4 M 0 342262 A 492949 I By LLC Class A Common Stock 2024-07-19 4 P 0 5850 17 A 498799 D Class A Common Stock 2024-07-19 4 P 0 185426 17 A 684225 I By husband Class A Common Stock 2024-07-19 4 P 0 5850 17 A 690075 I By son Class A Common Stock 2024-07-19 4 P 0 5850 17 A 695925 I By son Class C Common Stock 2024-07-19 4 A 0 33893810 A 33893810 I By LLC LLC Units in TWFG Holding Company, LLC 2024-07-19 4 M 0 342362 D Class A Common Stock 342362 33893810 I By LLC Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. The shares of Class A Common Stock of the Issuer and the Class C LLC Units of TWFG Holding are owned directly by Bunch Holdings, a ten percent owner of the Issuer, and indirectly by Richard F. Bunch III, who is sole member of Bunch Holdings. Richard F. Bunch III is a director, officer and ten percent owner of the Issuer. Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. /s/ Julie E. Benes, as Attorney-in-Fact for Michelle C. Bunch 2024-07-19