9999999997-14-003908.txt : 20140324 9999999997-14-003908.hdr.sgml : 20140324 20140324125750 ACCESSION NUMBER: 9999999997-14-003908 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140324 EFFECTIVENESS DATE: 20140304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROMANO BROTHERS AND COMPANY CENTRAL INDEX KEY: 0000200648 IRS NUMBER: 362659240 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-14213 FILM NUMBER: 14040002 BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVENUE STREET 2: SUITE 1300 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-866-7700 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVENUE STREET 2: SUITE 1300 CITY: EVANSTON STATE: IL ZIP: 60201 FORMER COMPANY: FORMER CONFORMED NAME: ROMANO BROTHERS & CO /BD DATE OF NAME CHANGE: 19810414 X-17A-5 1 9999999997-14-003908.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 14040002 for access to the original document.