0000950170-24-027095.txt : 20240306 0000950170-24-027095.hdr.sgml : 20240306 20240306154231 ACCESSION NUMBER: 0000950170-24-027095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240216 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON & JOHNSON CENTRAL INDEX KEY: 0000200406 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40545 FILM NUMBER: 24725651 BUSINESS ADDRESS: STREET 1: ONE JOHNSON & JOHNSON PLZ CITY: NEW BRUNSWICK STATE: NJ ZIP: 08933 BUSINESS PHONE: 732-524-2455 MAIL ADDRESS: STREET 1: ONE JOHNSON & JOHNSON PLZ CITY: NEW BRUNSWICK STATE: NJ ZIP: 08933 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson & Johnson Innovation - JJDC, Inc. CENTRAL INDEX KEY: 0000924020 ORGANIZATION NAME: STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40545 FILM NUMBER: 24725650 BUSINESS ADDRESS: STREET 1: 410 GEORGE STREET CITY: NEW BRUNSWICK STATE: NJ ZIP: 08901 BUSINESS PHONE: (732) 524-3218 MAIL ADDRESS: STREET 1: 410 GEORGE STREET CITY: NEW BRUNSWICK STATE: NJ ZIP: 08901 FORMER NAME: FORMER CONFORMED NAME: JOHNSON & JOHNSON DEVELOPMENT CORP ET AL DATE OF NAME CHANGE: 19940526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVRx, Inc. CENTRAL INDEX KEY: 0001235912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9201 WEST BROADWAY AVENUE STREET 2: SUITE 650 CITY: MINNEAPOLIS STATE: MN ZIP: 55445 BUSINESS PHONE: 7634162850 MAIL ADDRESS: STREET 1: 9201 WEST BROADWAY AVENUE STREET 2: SUITE 650 CITY: MINNEAPOLIS STATE: MN ZIP: 55445 FORMER COMPANY: FORMER CONFORMED NAME: CVRX INC DATE OF NAME CHANGE: 20030527 4 1 ownership.xml 4 X0508 4 2024-02-16 0001235912 CVRx, Inc. CVRX 0000200406 JOHNSON & JOHNSON ONE JOHNSON & JOHNSON PLAZA NEW BRUNSWICK NJ 08933 false false true false 0000924020 Johnson & Johnson Innovation - JJDC, Inc. 410 GEORGE STREET NEW BRUNSWICK NJ 08901 false false true false false Common Stock 2024-02-16 4 X false 607725 0.158 A 4103300 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-16 4 S false 3725 25.81 D 4099575 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 158 0.237 A 4099733 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 189 0.237 A 4099922 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 165 0.237 A 4100087 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 118 0.237 A 4100205 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 71 0.237 A 4100276 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 23 0.237 A 4100299 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 85 0.237 A 4100384 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 758 0.237 A 4101142 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 489 0.237 A 4101631 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 584 0.237 A 4102215 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 300 0.237 A 4102515 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 442 1.186 A 4102957 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 142 1.186 A 4103099 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 252 3.955 A 4103351 I By Johnson & Johnson Innovation - JJDC, Inc. Common Stock 2024-02-29 4 M false 79 5.141 A 4103430 I By Johnson & Johnson Innovation - JJDC, Inc. Warrant to Purchase Common Stock 0.158 2024-02-16 4 X false 607225 0 D Common Stock 607225 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 158 0 D 2024-11-18 Common Stock 158 0 I By Johnson & Johnson Innovation - JJDC, Inc Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 189 0 D 2025-08-06 Common Stock 189 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 165 0 D 2025-08-06 Common Stock 165 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 118 0 D 2025-08-06 Common Stock 118 0 I By Johnson & Johnson Innovation - JJDC, Inc Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 71 0 D 2025-08-06 Common Stock 71 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 23 0 D 2025-08-06 Common Stock 23 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 85 0 D 2025-11-09 Common Stock 85 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 758 0 D 2027-02-01 Common Stock 758 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 489 0 D 2027-02-01 Common Stock 489 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 584 0 D 2028-02-15 Common Stock 584 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 0.237 2024-02-29 4 M false 300 0 D 2028-02-15 Common Stock 300 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 1.186 2024-02-29 4 M false 442 0 D 2028-11-28 Common Stock 442 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 1.186 2024-02-29 4 M false 142 0 D 2028-11-28 Common Stock 142 0 I By Johnson & Johnson Innovation - JJDC, Inc Stock Option (Right to Buy) 3.955 2024-02-29 4 M false 252 0 D 2029-12-05 Common Stock 252 0 I By Johnson & Johnson Innovation - JJDC, Inc. Stock Option (Right to Buy) 5.141 2024-02-29 4 M false 79 0 D 2031-01-04 Common Stock 79 0 I By Johnson & Johnson Innovation - JJDC, Inc. The securities reported as being indirectly beneficially owned by Johnson & Johnson, the designated Reporting Person, are directly beneficially owned by Johnson & Johnson Innovation - JJDC, Inc. ("JJDC"), a wholly-owned subsidiary of Johnson & Johnson. On February 16, 2024, JJDC exercised the Warrant to purchase 607,725 shares of Common Stock and paid the exercise price (adjusted per the net exercise terms of the Warrant) on a cashless basis, resulting in the withholding of 3,725 of the Warrant shares to pay the exercise price and issuance to JJDC of the remaining 604,000 shares. The Warrant became exercisable for Common Stock upon the closing of the Issuer's initial public offering and was to expire on the earlier of (i) an acquisition or asset transfer involving the Issuer or (ii) 180 days after receipt of the data from the post-market stage of the Issuer's BeAT-HF pivotal trial. The Warrant was transferred to JJDC from Biosense Webster, Inc., also a wholly-owned subsidiary of Johnson & Johnson, on February 14, 2024. Fully vested. 174 options previously reported as issued and held by JJDC were previously canceled by the Issuer for no value. 316 options previously reported as issued and held by JJDC were previously canceled by the Issuer for no value. 506 options previously reported as issued and held by JJDC were previously canceled by the Issuer for no value. 1,185 options previously reported as issued and held by JJDC were previously canceled by the Issuer for no value. Johnson & Johnson By: /s/ Marc Larkins, Secretary 2024-03-06 Johnson & Johnson Innovation - JJDC, Inc. By: /s/ Jill McManus, Assistant Treasurer 2024-03-06