0000200401-23-000016.txt : 20231116 0000200401-23-000016.hdr.sgml : 20231116 20231116155719 ACCESSION NUMBER: 0000200401-23-000016 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: MATHEWS,BRIAN,PATRICK, FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JANNEY MONTGOMERY SCOTT LLC CENTRAL INDEX KEY: 0000200401 IRS NUMBER: 230731260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04388 FILM NUMBER: 231414507 BUSINESS ADDRESS: STREET 1: 1717 ARCH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-665-6086 MAIL ADDRESS: STREET 1: 1717 ARCH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: JANNEY MONTGOMERY SCOTT LLC /BD DATE OF NAME CHANGE: 20020315 FORMER COMPANY: FORMER CONFORMED NAME: JANNEY MONTGOMERY SCOTT INC DATE OF NAME CHANGE: 19990907 FORMER COMPANY: FORMER CONFORMED NAME: SCOTT JANNEY MONTGOMERY INC DATE OF NAME CHANGE: 19940824 MA-I 1 primary_doc.xml MA-I 0000200401 XXXXXXXX Rich Porreca 215-665-1685 rporreca@janney.com jhaley@janney.com ctalbot@janney.com mjdarby@janney.com N N Brian Patrick Mathews 6208402 N 1 0000200401 JANNEY MONTGOMERY SCOTT LLC 07-17-2023 N 867-01329 LOCATED 07-17-2023 1166 Avenue of the Americas 21st floor New York NY 10036 07-2023 Janney Montgomery Scott LLC New York NY 10036 Y N Vice President 11-2022 07-2023 Unemployed New York NY 10036 N N Unemployed 06-2014 11-2022 Morgan Stanley & Co LLC New York NY 10036 N N Vice President 01-2004 05-2014 Full Time Education Dayton OH 45377 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-16-2023 Joanne Haley Compliance Analyst