13F-HR 1 d432541d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/12 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dodge & Cox ------------------------------ Address: 555 California Street -------------------------------- 40th Floor -------------------------------- San Francisco, CA 94104 -------------------------------- Form 13F File Number: 28-400 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas M. Mistele ---------------------------------- Title: Chief Operating Officer ---------------------------------- Phone: (415) 981-1710 ---------------------------------- Signature, Place, and Date of Signing: /S/ Thomas M. Mistele San Francisco, CA 11/13/12 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). ) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 165 -------------- Form 13F Information Table Value Total: 76,675,477 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F NAME OF REPORTING MGR - DODGE & COX COLUMN 1 COL.2 COL. 3 COL 4 COLUMN 5 COL. 6 COL7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE --------------------------- -------------- --------- --------- ----------- --- ---- ------- ---- ---------- ------- ---------- ABBOTT LABORATORIES COM 002824100 2,610 38,063 SH SOLE 38,063 0 ADOBE SYSTEMS INC COM 00724F101 687,949 21,193,750 SH SOLE 20,063,550 1,130,200 AEGON N.V.-NY REG SHR NY REGISTRY SH 007924103 567,754 108,973,991 SH SOLE 102,994,567 5,979,424 AETNA INC COM 00817Y108 238 6,000 SH SOLE 6,000 0 AGILENT TECHNOLOGIES INC COM 00846U101 204 5,303 SH SOLE 5,303 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 992 12,000 SH SOLE 8,950 3,050 ALLERGAN INC COM 018490102 326 3,564 SH SOLE 3,564 0 ALLSTATE CORP COM 020002101 221 5,580 SH SOLE 5,580 0 ALTRIA GROUP INC COM 02209S103 842 25,210 SH SOLE 21,210 4,000 AMDOCS LTD ORD G02602103 521,876 15,819,219 SH SOLE 15,253,919 565,300 AMERICAN EXPRESS CO COM 025816109 13,273 233,434 SH SOLE 229,754 3,680 AMERIPRISE FINANCIAL INC COM 03076C106 237 4,182 SH SOLE 4,182 0 AMGEN INC COM 031162100 946,326 11,223,035 SH SOLE 10,319,105 903,930 ANADARKO PETROLEUM CORP COM 032511107 885 12,664 SH SOLE 10,614 2,050 AOL INC COM 00184X105 357,380 10,144,199 SH SOLE 9,490,407 653,792 APPLE INC COM 037833100 1,926 2,886 SH SOLE 2,886 0 AT&T INC COM 00206R102 785 20,820 SH SOLE 20,820 0 BAKER HUGHES INC COM 057224107 1,166,564 25,791,814 SH SOLE 24,272,004 1,519,810 BANK OF AMERICA CORP COM 060505104 1,175,448 133,119,849 SH SOLE 125,770,449 7,349,400 BANK OF NEW YORK MELLON CORP COM 064058100 1,431,693 63,293,245 SH SOLE 59,615,615 3,677,630 BAXTER INTERNATIONAL INC COM 071813109 340 5,648 SH SOLE 5,648 0 BB&T CORP COM 054937107 688,810 20,772,314 SH SOLE 19,445,964 1,326,350 BECTON DICKINSON AND CO COM 075887109 1,790 22,780 SH SOLE 22,780 0 BERKSHIRE HATHAWAY INC-CL A CL A 084670108 664 5 SH SOLE 5 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 1,566 17,750 SH SOLE 17,750 0 BMC SOFTWARE INC COM 055921100 549,505 13,244,278 SH SOLE 12,426,978 817,300 BOSTON SCIENTIFIC CORP COM 101137107 576,557 100,445,551 SH SOLE 94,115,251 6,330,300 BRISTOL-MYERS SQUIBB CO COM 110122108 2,836 84,021 SH SOLE 78,261 5,760 CADENCE DESIGN SYS INC COM 127387108 281,728 21,898,775 SH SOLE 20,468,675 1,430,100 CAPITAL ONE FINANCIAL CORP COM 14040H105 2,856,030 50,097,003 SH SOLE 47,308,006 2,788,997 CARMAX INC COM 143130102 247,704 8,752,801 SH SOLE 8,197,612 555,189 CATERPILLAR INC COM 149123101 7,141 82,992 SH SOLE 80,492 2,500 CELANESE CORP-SERIES A COM SER A 150870103 601,670 15,871,003 SH SOLE 14,938,003 933,000 CEMEX SAB-SPONS ADR PART CER SPON ADR NEW 151290889 604,002 72,509,246 SH SOLE 70,634,623 1,874,623 CHEVRON CORP COM 166764100 765,860 6,570,519 SH SOLE 6,139,451 431,068 CHUBB CORP COM 171232101 11,494 150,678 SH SOLE 145,678 5,000 CIGNA CORP COM 125509109 1,881 39,884 SH SOLE 37,384 2,500 CITRIX SYSTEMS INC COM 177376100 1,068 13,950 SH SOLE 13,950 0 COCA-COLA CO/THE COM 191216100 1,394 36,762 SH SOLE 36,762 0 COLGATE-PALMOLIVE CO COM 194162103 1,179 11,000 SH SOLE 11,000 0 COMCAST CORP-CLASS A CL A 20030N101 2,992,307 83,654,096 SH SOLE 78,536,345 5,117,751 COMCAST CORP-SPECIAL CL A CL A SPL 20030N200 5,584 160,461 SH SOLE 149,700 10,761 COMPUTER SCIENCES CORP COM 205363104 503,219 15,623,056 SH SOLE 14,664,456 958,600 COMPUWARE CORP COM 205638109 255,419 25,773,834 SH SOLE 24,194,534 1,579,300 CONOCOPHILLIPS COM 20825C104 3,367 58,888 SH SOLE 58,888 0 CORNING INC COM 219350105 443,959 33,761,150 SH SOLE 31,929,600 1,831,550 COVIDIEN PLC COM G2554F113 8,274 139,253 SH SOLE 135,253 4,000 CREDIT SUISSE GROUP-SPON ADR SPONSORED ADR 225401108 444,133 20,999,217 SH SOLE 19,892,370 1,106,847 DEERE & CO COM 244199105 2,741 33,224 SH SOLE 33,224 0 DELL INC COM 24702R101 237,319 24,068,850 SH SOLE 22,533,650 1,535,200 DIAGEO PLC-SPONSORED ADR SPON ADR NEW 25243Q205 240,393 2,132,466 SH SOLE 2,126,266 6,200 DISH NETWORK CORP-A CL A 25470M109 384,555 12,563,050 SH SOLE 11,779,738 783,312 DOMINION RESOURCES INC/VA COM 25746U109 402 7,588 SH SOLE 7,588 0 DOMTAR CORP COM 257559203 112,502 1,436,997 SH SOLE 1,363,051 73,946 DOW CHEMICAL CO/THE COM 260543103 862,920 29,796,946 SH SOLE 27,951,863 1,845,083 DU PONT (E.I.) DE NEMOURS COM 263534109 2,340 46,553 SH SOLE 46,553 0 DUKE ENERGY CORP COM NEW 26441C204 2,502 38,605 SH SOLE 36,939 1,666 DUN & BRADSTREET CORP COM 26483E100 432 5,425 SH SOLE 5,425 0 EATON CORP COM 278058102 2,417 51,150 SH SOLE 51,150 0 EBAY INC COM 278642103 1,036,775 21,416,539 SH SOLE 20,017,797 1,398,742 ELI LILLY & CO COM 532457108 1,733 36,560 SH SOLE 36,560 0 ERICSSON (LM) TEL-SP ADR ADR B SEK 10 294821608 14,999 1,642,866 SH SOLE 1,603,266 39,600 EXXON MOBIL CORP COM 30231G102 16,776 183,442 SH SOLE 182,474 968 FEDEX CORP COM 31428X106 1,540,684 18,207,089 SH SOLE 17,158,849 1,048,240 FLUOR CORP COM 343412102 507 9,005 SH SOLE 9,005 0 GENERAL ELECTRIC CO COM 369604103 2,375,401 104,597,150 SH SOLE 99,024,850 5,572,300 GENERAL MILLS INC COM 370334104 446 11,200 SH SOLE 11,200 0 GENUINE PARTS CO COM 372460105 2,734 44,802 SH SOLE 44,802 0 GENWORTH FINANCIAL INC-CL A COM CL A 37247D106 192,340 36,776,196 SH SOLE 34,910,496 1,865,700 GLAXOSMITHKLINE PLC-SPON ADR SPONSORED ADR 37733W105 2,785,630 60,242,874 SH SOLE 58,189,460 2,053,414 GOLDMAN SACHS GROUP INC COM 38141G104 1,403,030 12,341,925 SH SOLE 11,625,425 716,500 GOOGLE INC-CL A CL A 38259P508 548,861 727,450 SH SOLE 684,150 43,300 GRUPO TELEVISA SA-SPON ADR SP ADR REP ORD 40049J206 492,910 20,965,992 SH SOLE 20,965,992 0 HALLIBURTON CO COM 406216101 320 9,500 SH SOLE 9,500 0 HESS CORP COM 42809H107 366 6,812 SH SOLE 6,812 0 HEWLETT-PACKARD CO COM 428236103 2,422,486 141,998,035 SH SOLE 135,776,257 6,221,778 HOME DEPOT INC COM 437076102 338,903 5,613,760 SH SOLE 5,025,111 588,649 HONDA MOTOR CO LTD-SPONS ADR AMERN SHS 438128308 209,168 6,769,200 SH SOLE 6,769,200 0 HONEYWELL INTERNATIONAL INC COM 438516106 1,043 17,448 SH SOLE 17,448 0 HSBC HOLDINGS PLC-SPONS ADR SPON ADR NEW 404280406 431,558 9,288,805 SH SOLE 8,727,901 560,904 INTERPUBLIC GROUP OF COS INC COM 460690100 398 35,800 SH SOLE 35,800 0 INTL BUSINESS MACHINES CORP COM 459200101 29,617 142,765 SH SOLE 136,165 6,600 J.C. PENNEY CO INC COM 708160106 493,489 20,316,550 SH SOLE 19,137,350 1,179,200 JOHNSON & JOHNSON COM 478160104 3,007 43,641 SH SOLE 41,641 2,000 JPMORGAN CHASE & CO COM 46625H100 344,041 8,499,032 SH SOLE 7,987,152 511,880 KIMBERLY-CLARK CORP COM 494368103 350 4,083 SH SOLE 4,083 0 KRAFT CL A 50075N104 490 11,840 SH SOLE 11,840 0 LEGG MASON INC COM 524901105 76,425 3,096,630 SH SOLE 2,904,467 192,163 LIBERTY GLOBAL INC-A COM SER A 530555101 230,995 3,802,384 SH SOLE 3,726,684 75,700 LIBERTY GLOBAL INC-SERIES C COM SER C 530555309 280,788 4,976,751 SH SOLE 4,868,401 108,350 LIBERTY INTERACTIVE CORP-A INT COM SER A 53071M104 554,370 29,965,968 SH SOLE 27,983,668 1,982,300 LIBERTY VENTURES - SER A LBT VENT COM A 53071M880 10,832 218,214 SH SOLE 183,773 34,441 LOEWS CORP COM 540424108 1,630 39,500 SH SOLE 39,500 0 LOWE'S COS INC COM 548661107 1,473 48,700 SH SOLE 48,700 0 MACY'S INC COM 55616P104 1,114 29,612 SH SOLE 29,612 0 MAXIM INTEGRATED PRODUCTS COM 57772K101 497,118 18,674,600 SH SOLE 17,330,450 1,344,150 MCDONALD'S CORP COM 580135101 8,879 96,772 SH SOLE 92,772 4,000 MCGRAW-HILL COMPANIES INC COM 580645109 415,704 7,615,020 SH SOLE 7,082,264 532,756 MEDTRONIC INC COM 585055106 473,592 10,983,119 SH SOLE 10,285,469 697,650 MERCK & CO. INC. COM 58933Y105 2,460,717 54,561,349 SH SOLE 51,648,762 2,912,587 MICROSOFT CORP COM 594918104 1,814,490 60,929,803 SH SOLE 57,513,032 3,416,771 MOLEX INC COM 608554101 83,816 3,189,327 SH SOLE 3,080,027 109,300 MOLEX INC -CL A CL A 608554200 371,309 17,095,279 SH SOLE 16,046,810 1,048,469 MOTOROLA SOLUTIONS INC COM 620076307 9,220 182,390 SH SOLE 182,390 0 NETAPP INC COM 64110D104 695,413 21,150,035 SH SOLE 19,995,735 1,154,300 NEWS CORP-CL A CL A 65248E104 2,056,065 83,818,369 SH SOLE 79,468,719 4,349,650 NEXTERA ENERGY INC COM 65339F101 1,181 16,799 SH SOLE 14,799 2,000 NOKIA CORP-SPON ADR SPONSORED ADR 654902204 213,854 83,211,743 SH SOLE 79,861,343 3,350,400 NORFOLK SOUTHERN CORP COM 655844108 471 7,397 SH SOLE 7,397 0 NORTHERN TRUST CORP COM 665859104 371 8,000 SH SOLE 8,000 0 NOVARTIS AG-ADR SPONSORED ADR 66987V109 2,890,722 47,187,759 SH SOLE 45,640,109 1,547,650 NUCOR CORP COM 670346105 2,770 72,400 SH SOLE 72,400 0 NVR INC COM 62944T105 110,279 130,585 SH SOLE 121,035 9,550 OCCIDENTAL PETROLEUM CORP COM 674599105 1,367,942 15,895,213 SH SOLE 14,925,305 969,908 P G & E CORP COM 69331C108 272 6,382 SH SOLE 6,382 0 PANASONIC CORP-SPON ADR ADR 69832A205 190,702 29,026,188 SH SOLE 27,559,138 1,467,050 PARKER HANNIFIN CORP COM 701094104 415 4,960 SH SOLE 2,460 2,500 PEPSICO INC COM 713448108 643 9,090 SH SOLE 9,090 0 PETROLEO BRASILEIRO-SPON ADR SP ADR NON VTG 71654V101 457,401 20,725,000 SH SOLE 20,725,000 0 PFIZER INC COM 717081103 1,855,146 74,653,759 SH SOLE 70,766,028 3,887,731 PHILIP MORRIS INTERNATIONAL COM 718172109 2,096 23,308 SH SOLE 21,308 2,000 PHILIPS ELECTRONICS-NY SHR NY REG SH NEW 500472303 512,718 21,864,303 SH SOLE 20,449,272 1,415,031 PHILLIPS 66 COM 718546104 285 6,150 SH SOLE 6,150 0 PITNEY BOWES INC COM 724479100 37,886 2,741,382 SH SOLE 2,488,880 252,502 PNC FINANCIAL SERVICES GROUP COM 693475105 1,918 30,400 SH SOLE 30,400 0 PPG INDUSTRIES INC COM 693506107 1,034 9,000 SH SOLE 9,000 0 PROCTER & GAMBLE CO/THE COM 742718109 12,895 185,921 SH SOLE 184,721 1,200 RIO TINTO PLC-SPON ADR SPONSORED ADR 767204100 1,656 35,412 SH SOLE 35,412 0 ROYAL DUTCH SHELL PLC-ADR SPONS ADR A 780259206 844,612 12,168,448 SH SOLE 12,153,852 14,596 SANOFI-ADR SPONSORED ADR 80105N105 2,053,380 47,686,485 SH SOLE 45,340,723 2,345,762 SCHLUMBERGER LTD COM 806857108 2,542,523 35,151,702 SH SOLE 33,775,752 1,375,950 SCHWAB (CHARLES) CORP COM 808513105 1,105,321 86,420,688 SH SOLE 82,377,488 4,043,200 SIGMA-ALDRICH COM 826552101 1,583 22,000 SH SOLE 22,000 0 SONY CORP-SPONSORED ADR ADR NEW 835699307 289,457 24,739,938 SH SOLE 23,505,238 1,234,700 SPRINT NEXTEL CORP COM SER 1 852061100 1,672,152 302,926,028 SH SOLE 284,357,528 18,568,500 STATE STREET CORP COM 857477103 684 16,300 SH SOLE 16,300 0 SUNTRUST BANKS INC COM 867914103 568,540 20,111,062 SH SOLE 18,797,829 1,313,233 SYMANTEC CORP COM 871503108 1,069,731 59,429,516 SH SOLE 55,929,316 3,500,200 SYNOPSYS INC COM 871607107 713,861 21,619,061 SH SOLE 20,410,819 1,208,242 TARGET CORP COM 87612E106 13,242 208,631 SH SOLE 201,531 7,100 TE CONNECTIVITY LTD REG SHS H84989104 1,265,908 37,221,642 SH SOLE 35,703,091 1,518,551 TELEKOMUNIK INDONESIA-SP ADR SPONSORED ADR 715684106 460,915 11,839,574 SH SOLE 11,839,574 0 TERADATA CORP COM 88076W103 221 2,929 SH SOLE 2,929 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7,060 120,002 SH SOLE 115,302 4,700 TIME WARNER CABLE COM 88732J207 1,413,084 14,865,182 SH SOLE 13,982,486 882,696 TIME WARNER INC COM NEW 887317303 2,253,313 49,709,078 SH SOLE 46,761,840 2,947,238 TRAVELERS COS INC/THE COM 89417E109 23,414 343,015 SH SOLE 337,215 5,800 TYCO INTERNATIONAL LTD SHS H89128104 836,856 14,874,797 SH SOLE 14,200,807 673,990 ULTRAPAR PARTICPAC-SPON ADR SP ADR REP PFD 90400P101 98,498 4,414,989 SH SOLE 4,414,989 0 UNILEVER N V -NY SHARES N Y SHS NEW 904784709 3,410 96,117 SH SOLE 92,117 4,000 UNILEVER PLC-SPONSORED ADR SPON ADR NEW 904767704 401,357 10,990,050 SH SOLE 10,274,050 716,000 UNION PACIFIC CORP COM 907818108 23,966 201,902 SH SOLE 197,102 4,800 US BANCORP COM NEW 902973304 14,479 422,127 SH SOLE 401,027 21,100 VERIZON COMMUNICATIONS INC COM 92343V104 296 6,500 SH SOLE 6,500 0 VF CORP COM 918204108 553 3,470 SH SOLE 1,970 1,500 VODAFONE GROUP PLC-SP ADR SPONS ADR NEW 92857W209 711,209 24,959,075 SH SOLE 23,203,818 1,755,257 VULCAN MATERIALS CO COM 929160109 529,496 11,194,425 SH SOLE 10,452,907 741,518 WAL-MART STORES INC COM 931142103 1,081,188 14,650,249 SH SOLE 13,804,549 845,700 WALGREEN CO COM 931422109 505 13,869 SH SOLE 13,869 0 WALT DISNEY CO/THE COM DISNEY 254687106 7,636 146,060 SH SOLE 139,460 6,600 WELLPOINT INC COM 94973V107 290 5,000 SH SOLE 5,000 0 WELLS FARGO & CO COM 949746101 2,817,190 81,586,748 SH SOLE 76,791,977 4,794,771 WILEY (JOHN) & SONS-CLASS A CL A 968223206 276 6,000 SH SOLE 6,000 0 XEROX CORP COM 984121103 865,789 117,954,932 SH SOLE 111,121,645 6,833,287 3M CO COM 88579Y101 3,279 35,474 SH SOLE 35,474 0