0001193125-12-349270.txt : 20120810 0001193125-12-349270.hdr.sgml : 20120810 20120810115624 ACCESSION NUMBER: 0001193125-12-349270 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120810 DATE AS OF CHANGE: 20120810 EFFECTIVENESS DATE: 20120810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DODGE & COX CENTRAL INDEX KEY: 0000200217 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00400 FILM NUMBER: 121023453 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: 40TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4159811710 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: 40TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 d386381d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/12 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dodge & Cox -------------------------------- Address: 555 California Street -------------------------------- 40th Floor -------------------------------- San Francisco, CA 94104 -------------------------------- Form 13F File Number: 28-400 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas M. Mistele ---------------------------------- Title: Chief Operating Officer ---------------------------------- Phone: (415) 981-1710 ---------------------------------- Signature, Place, and Date of Signing: /S/ Thomas M. Mistele San Francisco, CA 08/10/12 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). ) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 165 -------------- Form 13F Information Table Value Total: 73,363,775 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F NAME OF REPORTING MGR - DODGE & COX COLUMN 1 COL.2 COL. 3 COL 4 COLUMN 5 COL. 6 COL7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE -------------------------- -------------- --------- --------- ----------- --- ---- ------- ---- ----------- ------- ---------- ABBOTT LABORATORIES COM 002824100 2,467 38,263 SH SOLE 38,263 0 ADOBE SYSTEMS INC COM 00724F101 612,254 18,914,250 SH SOLE 17,803,600 1,110,650 AEGON N.V.-NY REG SHR NY REGISTRY SH 007924103 500,253 108,279,772 SH SOLE 102,356,724 5,923,048 AETNA INC COM 00817Y108 264 6,800 SH SOLE 6,800 0 AGILENT TECHNOLOGIES INC COM 00846U101 208 5,303 SH SOLE 5,303 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 977 12,100 SH SOLE 9,050 3,050 ALCOA INC COM 013817101 88 10,000 SH SOLE 10,000 0 ALLERGAN INC COM 018490102 330 3,564 SH SOLE 3,564 0 ALTRIA GROUP INC COM 02209S103 871 25,210 SH SOLE 21,210 4,000 AMDOCS LTD ORD G02602103 348,851 11,737,919 SH SOLE 11,181,519 556,400 AMERICAN ELECTRIC POWER COM 025537101 247 6,200 SH SOLE 6,200 0 AMERICAN EXPRESS CO COM 025816109 13,652 234,534 SH SOLE 230,854 3,680 AMERIPRISE FINANCIAL INC COM 03076C106 232 4,442 SH SOLE 4,442 0 AMGEN INC COM 031162100 1,221,188 16,719,435 SH SOLE 15,514,855 1,204,580 ANADARKO PETROLEUM CORP COM 032511107 838 12,664 SH SOLE 10,614 2,050 AOL INC COM 00184X105 394,254 14,040,371 SH SOLE 13,298,510 741,861 APPLE INC COM 037833100 1,685 2,886 SH SOLE 2,886 0 AT&T INC COM 00206R102 742 20,820 SH SOLE 20,820 0 BAKER HUGHES INC COM 057224107 1,076,342 26,188,364 SH SOLE 24,618,954 1,569,410 BANK OF AMERICA CORP COM 060505104 1,111,023 135,821,869 SH SOLE 128,527,569 7,294,300 BANK OF NEW YORK MELLON CORP COM 064058100 1,412,039 64,329,815 SH SOLE 60,680,985 3,648,830 BAXTER INTERNATIONAL INC COM 071813109 300 5,648 SH SOLE 5,648 0 BB&T CORP COM 054937107 685,532 22,221,464 SH SOLE 20,865,114 1,356,350 BECTON DICKINSON AND CO COM 075887109 1,740 23,280 SH SOLE 23,280 0 BERKSHIRE HATHAWAY INC-CL A CL A 084670108 625 5 SH SOLE 5 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 1,617 19,400 SH SOLE 19,400 0 BMC SOFTWARE INC COM 055921100 582,054 13,637,628 SH SOLE 12,798,578 839,050 BOSTON SCIENTIFIC CORP COM 101137107 609,839 107,555,351 SH SOLE 101,114,951 6,440,400 BRISTOL-MYERS SQUIBB CO COM 110122108 3,021 84,021 SH SOLE 78,261 5,760 CADENCE DESIGN SYS INC COM 127387108 282,049 25,664,125 SH SOLE 24,172,075 1,492,050 CAPITAL ONE FINANCIAL CORP COM 14040H105 2,843,449 52,020,653 SH SOLE 49,248,556 2,772,097 CARMAX INC COM 143130102 181,944 7,014,023 SH SOLE 6,564,923 449,100 CATERPILLAR INC COM 149123101 7,098 83,592 SH SOLE 81,092 2,500 CELANESE CORP-SERIES A COM SER A 150870103 486,103 14,041,091 SH SOLE 13,210,091 831,000 CEMEX SAB-SPONS ADR PART CER SPON ADR NEW 151290889 494,318 73,449,934 SH SOLE 71,536,225 1,913,709 CHEVRON CORP COM 166764100 748,168 7,091,643 SH SOLE 6,642,501 449,142 CHUBB CORP COM 171232101 11,875 163,078 SH SOLE 157,478 5,600 CIGNA CORP COM 125509109 1,988 45,184 SH SOLE 42,684 2,500 CITRIX SYSTEMS INC COM 177376100 1,402 16,700 SH SOLE 16,700 0 COCA-COLA CO/THE COM 191216100 1,437 18,381 SH SOLE 18,381 0 COLGATE-PALMOLIVE CO COM 194162103 1,145 11,000 SH SOLE 11,000 0 COMCAST CORP-CLASS A CL A 20030N101 2,870,055 89,773,386 SH SOLE 84,506,913 5,266,473 COMCAST CORP-SPECIAL CL A CL A SPL 20030N200 5,038 160,461 SH SOLE 149,700 10,761 COMPUTER SCIENCES CORP COM 205363104 405,598 16,341,564 SH SOLE 15,362,464 979,100 COMPUWARE CORP COM 205638109 250,324 26,945,534 SH SOLE 25,249,134 1,696,400 CONOCOPHILLIPS COM 20825C104 3,553 63,588 SH SOLE 63,588 0 CORNING INC COM 219350105 327,395 25,320,550 SH SOLE 24,075,900 1,244,650 COVIDIEN PLC COM G2554F113 8,182 152,928 SH SOLE 148,928 4,000 CREDIT SUISSE GROUP-SPON ADR SPONSORED ADR 225401108 388,827 21,212,575 SH SOLE 20,144,147 1,068,428 DEERE & CO COM 244199105 2,743 33,924 SH SOLE 33,924 0 DELL INC COM 24702R101 301,021 24,043,200 SH SOLE 22,665,900 1,377,300 DIAGEO PLC-SPONSORED ADR SPON ADR NEW 25243Q205 231,693 2,247,916 SH SOLE 2,240,916 7,000 DISH NETWORK CORP-A CL A 25470M109 370,590 12,980,400 SH SOLE 12,191,638 788,762 DOMINION RESOURCES INC/VA COM 25746U109 410 7,588 SH SOLE 7,588 0 DOMTAR CORP COM 257559203 101,995 1,329,621 SH SOLE 1,253,975 75,646 DOW CHEMICAL CO/THE COM 260543103 984,408 31,251,050 SH SOLE 29,439,051 1,811,999 DU PONT (E.I.) DE NEMOURS COM 263534109 2,405 47,553 SH SOLE 47,553 0 DUN & BRADSTREET CORP COM 26483E100 404 5,675 SH SOLE 5,675 0 EATON CORP COM 278058102 2,705 68,250 SH SOLE 68,250 0 EBAY INC COM 278642103 1,123,242 26,737,489 SH SOLE 25,042,597 1,694,892 ELI LILLY & CO COM 532457108 1,586 36,960 SH SOLE 36,960 0 ERICSSON (LM) TEL-SP ADR ADR B SEK 10 294821608 15,421 1,689,066 SH SOLE 1,644,466 44,600 EXXON MOBIL CORP COM 30231G102 15,948 186,379 SH SOLE 185,411 968 FEDEX CORP COM 31428X106 1,700,450 18,561,839 SH SOLE 17,513,949 1,047,890 FLUOR CORP COM 343412102 444 9,005 SH SOLE 9,005 0 GENERAL ELECTRIC CO COM 369604103 2,286,847 109,733,550 SH SOLE 103,988,250 5,745,300 GENERAL MILLS INC COM 370334104 432 11,200 SH SOLE 11,200 0 GENUINE PARTS CO COM 372460105 2,859 47,452 SH SOLE 47,452 0 GENWORTH FINANCIAL INC-CL A COM CL A 37247D106 209,460 37,007,136 SH SOLE 35,159,936 1,847,200 GLAXOSMITHKLINE PLC-SPON ADR SPONSORED ADR 37733W105 2,686,897 58,961,974 SH SOLE 57,035,860 1,926,114 GOLDMAN SACHS GROUP INC COM 38141G104 1,196,196 12,478,575 SH SOLE 11,761,075 717,500 GRUPO TELEVISA SA-SPON ADR SP ADR REP ORD 40049J206 510,070 23,746,292 SH SOLE 23,746,292 0 HALLIBURTON CO COM 406216101 270 9,500 SH SOLE 9,500 0 HESS CORP COM 42809H107 296 6,812 SH SOLE 6,812 0 HEWLETT-PACKARD CO COM 428236103 2,804,525 139,459,200 SH SOLE 133,254,172 6,205,028 HOME DEPOT INC COM 437076102 387,728 7,317,010 SH SOLE 6,699,561 617,449 HONDA MOTOR CO LTD-SPONS ADR AMERN SHS 438128308 234,620 6,769,200 SH SOLE 6,769,200 0 HONEYWELL INTERNATIONAL INC COM 438516106 985 17,648 SH SOLE 17,648 0 HSBC HOLDINGS PLC-SPONS ADR SPON ADR NEW 404280406 427,744 9,692,810 SH SOLE 9,127,754 565,056 INTERPUBLIC GROUP OF COS INC COM 460690100 420 38,700 SH SOLE 38,700 0 INTL BUSINESS MACHINES CORP COM 459200101 28,429 145,355 SH SOLE 138,755 6,600 INTUITIVE SURGICAL INC COM NEW 46120E602 443 800 SH SOLE 800 0 J.C. PENNEY CO INC COM 708160106 376,179 16,138,090 SH SOLE 15,313,090 825,000 JOHNSON & JOHNSON COM 478160104 2,948 43,641 SH SOLE 41,641 2,000 JPMORGAN CHASE & CO COM 46625H100 184,414 5,161,332 SH SOLE 4,710,952 450,380 KIMBERLY-CLARK CORP COM 494368103 367 4,383 SH SOLE 4,383 0 KRAFT FOODS INC-CLASS A CL A 50075N104 457 11,840 SH SOLE 11,840 0 LEGG MASON INC COM 524901105 83,501 3,166,530 SH SOLE 2,969,067 197,463 LIBERTY GLOBAL INC-A COM SER A 530555101 190,797 3,844,384 SH SOLE 3,765,484 78,900 LIBERTY GLOBAL INC-SERIES C COM SER C 530555309 240,113 5,028,551 SH SOLE 4,916,801 111,750 LIBERTY INTERACTIVE CORP-A INT COM SER A 53071M104 577,123 32,440,843 SH SOLE 30,380,218 2,060,625 LOEWS CORP COM 540424108 1,661 40,600 SH SOLE 40,600 0 LOWE'S COS INC COM 548661107 1,419 49,900 SH SOLE 49,900 0 MACY'S INC COM 55616P104 1,244 36,212 SH SOLE 36,212 0 MAXIM INTEGRATED PRODUCTS COM 57772K101 522,964 20,396,400 SH SOLE 19,018,150 1,378,250 MCDONALD'S CORP COM 580135101 8,771 99,072 SH SOLE 95,072 4,000 MCGRAW-HILL COMPANIES INC COM 580645109 363,173 8,070,520 SH SOLE 7,509,264 561,256 MEDTRONIC INC COM 585055106 438,180 11,313,719 SH SOLE 10,563,569 750,150 MERCK & CO. INC. COM 58933Y105 2,431,326 58,235,349 SH SOLE 55,276,162 2,959,187 MICROSOFT CORP COM 594918104 1,883,200 61,562,603 SH SOLE 58,128,032 3,434,571 MOLEX INC COM 608554101 80,968 3,382,127 SH SOLE 3,272,327 109,800 MOLEX INC -CL A CL A 608554200 351,741 17,387,079 SH SOLE 16,327,510 1,059,569 MOTOROLA SOLUTIONS INC COM 620076307 11,795 245,167 SH SOLE 242,740 2,427 NETAPP INC COM 64110D104 668,859 21,020,085 SH SOLE 19,906,785 1,113,300 NEWS CORP-CL A CL A 65248E104 1,938,427 86,963,979 SH SOLE 82,390,729 4,573,250 NEXTERA ENERGY INC COM 65339F101 1,156 16,799 SH SOLE 14,799 2,000 NOKIA CORP-SPON ADR SPONSORED ADR 654902204 174,049 84,081,543 SH SOLE 80,705,743 3,375,800 NORFOLK SOUTHERN CORP COM 655844108 545 7,597 SH SOLE 7,597 0 NORTHERN TRUST CORP COM 665859104 368 8,000 SH SOLE 8,000 0 NOVARTIS AG-ADR SPONSORED ADR 66987V109 2,555,377 45,713,359 SH SOLE 44,214,509 1,498,850 NUCOR CORP COM 670346105 2,744 72,400 SH SOLE 72,400 0 NVR INC COM 62944T105 112,612 132,485 SH SOLE 122,985 9,500 OCCIDENTAL PETROLEUM CORP COM 674599105 1,445,539 16,853,663 SH SOLE 15,868,055 985,608 P G & E CORP COM 69331C108 289 6,382 SH SOLE 6,382 0 PANASONIC CORP-SPON ADR ADR 69832A205 239,034 29,510,338 SH SOLE 28,017,338 1,493,000 PARKER HANNIFIN CORP COM 701094104 381 4,960 SH SOLE 2,460 2,500 PEPSICO INC COM 713448108 918 12,990 SH SOLE 12,990 0 PETROLEO BRASILEIRO-SPON ADR SP ADR NON VTG 71654V101 313,588 17,287,100 SH SOLE 17,287,100 0 PFIZER INC COM 717081103 1,755,736 76,336,361 SH SOLE 72,413,130 3,923,231 PHILIP MORRIS INTERNATIONAL COM 718172109 2,034 23,308 SH SOLE 21,308 2,000 PHILIPS ELECTRONICS-NY SHR NY REG SH NEW 500472303 478,244 24,313,353 SH SOLE 22,889,692 1,423,661 PHILLIPS 66 COM 718546104 307 9,250 SH SOLE 9,250 0 PITNEY BOWES INC COM 724479100 42,614 2,846,632 SH SOLE 2,579,830 266,802 PNC FINANCIAL SERVICES GROUP COM 693475105 1,870 30,600 SH SOLE 30,600 0 PPG INDUSTRIES INC COM 693506107 955 9,000 SH SOLE 9,000 0 PROCTER & GAMBLE CO/THE COM 742718109 11,685 190,771 SH SOLE 189,571 1,200 RIO TINTO PLC-SPON ADR SPONSORED ADR 767204100 1,727 36,112 SH SOLE 36,112 0 ROYAL DUTCH SHELL PLC-ADR SPONS ADR A 780259206 812,252 12,045,852 SH SOLE 12,014,156 31,696 SANOFI-ADR SPONSORED ADR 80105N105 1,834,375 48,554,120 SH SOLE 46,202,566 2,351,554 SCHLUMBERGER LTD COM 806857108 2,307,132 35,543,552 SH SOLE 34,163,052 1,380,500 SCHWAB (CHARLES) CORP COM 808513105 1,131,024 87,472,818 SH SOLE 83,444,418 4,028,400 SIGMA-ALDRICH COM 826552101 1,626 22,000 SH SOLE 22,000 0 SONY CORP-SPONSORED ADR ADR NEW 835699307 358,960 25,207,838 SH SOLE 23,938,338 1,269,500 SPDR S&P 500 ETF TRUST UNIT SER 1 78462F103 613 4,505 SH SOLE 4,505 0 SPRINT NEXTEL CORP COM SER 1 852061100 1,007,039 308,907,528 SH SOLE 289,910,928 18,996,600 STATE STREET CORP COM 857477103 728 16,300 SH SOLE 16,300 0 SUNTRUST BANKS INC COM 867914103 504,504 20,821,462 SH SOLE 19,487,329 1,334,133 SYMANTEC CORP COM 871503108 877,366 60,052,416 SH SOLE 56,555,466 3,496,950 SYNOPSYS INC COM 871607107 661,314 22,470,761 SH SOLE 21,249,719 1,221,042 TARGET CORP COM 87612E106 12,324 211,781 SH SOLE 204,681 7,100 TE CONNECTIVITY LTD REG SHS H84989104 1,201,977 37,667,717 SH SOLE 36,119,766 1,547,951 TELEKOMUNIK INDONESIA-SP ADR SPONSORED ADR 715684106 461,462 13,248,978 SH SOLE 13,248,978 0 TERADATA CORP COM 88076W103 351 4,879 SH SOLE 4,879 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6,281 121,002 SH SOLE 116,302 4,700 TIME WARNER CABLE COM 88732J207 1,261,947 15,370,857 SH SOLE 14,469,805 901,052 TIME WARNER INC COM NEW 887317303 2,000,520 51,961,552 SH SOLE 49,002,048 2,959,504 TRAVELERS COS INC/THE COM 89417E109 22,635 354,565 SH SOLE 347,665 6,900 TYCO INTERNATIONAL LTD SHS H89128104 817,854 15,474,997 SH SOLE 14,762,507 712,490 ULTRAPAR PARTICPAC-SPON ADR SP ADR REP PFD 90400P101 248,807 10,970,328 SH SOLE 10,970,328 0 UNILEVER N V -NY SHARES N Y SHS NEW 904784709 3,489 104,622 SH SOLE 96,722 7,900 UNILEVER PLC-SPONSORED ADR SPON ADR NEW 904767704 415,237 12,310,620 SH SOLE 11,497,620 813,000 UNION PACIFIC CORP COM 907818108 25,210 211,302 SH SOLE 206,502 4,800 US BANCORP COM NEW 902973304 14,606 454,177 SH SOLE 429,077 25,100 VERIZON COMMUNICATIONS INC COM 92343V104 289 6,500 SH SOLE 6,500 0 VF CORP COM 918204108 463 3,470 SH SOLE 1,970 1,500 VODAFONE GROUP PLC-SP ADR SPONS ADR NEW 92857W209 826,468 29,328,162 SH SOLE 27,500,755 1,827,407 VULCAN MATERIALS CO COM 929160109 459,668 11,575,619 SH SOLE 10,818,701 756,918 WAL-MART STORES INC COM 931142103 1,146,270 16,441,049 SH SOLE 15,551,899 889,150 WALGREEN CO COM 931422109 777 26,269 SH SOLE 26,269 0 WALT DISNEY CO/THE COM DISNEY 254687106 7,084 146,060 SH SOLE 139,460 6,600 WELLPOINT INC COM 94973V107 383 6,000 SH SOLE 6,000 0 WELLS FARGO & CO COM 949746101 2,960,068 88,518,793 SH SOLE 83,678,228 4,840,565 WILEY (JOHN) & SONS-CLASS A CL A 968223206 343 7,000 SH SOLE 7,000 0 XEROX CORP COM 984121103 930,406 118,221,832 SH SOLE 111,388,495 6,833,337 3M CO COM 88579Y101 3,358 37,474 SH SOLE 37,474 0