0000950123-16-022391.txt : 20161114 0000950123-16-022391.hdr.sgml : 20161111 20161114161522 ACCESSION NUMBER: 0000950123-16-022391 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DODGE & COX CENTRAL INDEX KEY: 0000200217 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00400 FILM NUMBER: 161994983 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: 40TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4159811710 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: 40TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000200217 XXXXXXXX 09-30-2016 09-30-2016 DODGE & COX

555 California Street 40th Floor San Francisco CA 94104

13F HOLDINGS REPORT 028-00400 N Thomas M. Mistele (415) 981-1710 /S/ Thomas M. Mistele San Francisco CA 11-14-2016 0 176 106413674 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M Co COM 88579Y101 3979 22579 SH SOLE 22579 0 0 Abbott Laboratories COM 002824100 1238 29268 SH SOLE 29268 0 0 AbbVie Inc COM 00287Y109 2096 33232 SH SOLE 33232 0 0 Adobe Systems Inc COM 00724F101 22355 205964 SH SOLE 205964 0 0 Aegon NV NY REGISTRY SH 007924103 430057 111413650 SH SOLE 105352611 0 6061039 Agrium Inc COM 008916108 241705 2665183 SH SOLE 2665183 0 0 Air Products & Chemicals Inc COM 009158106 940 6250 SH SOLE 4250 0 2000 Allstate Corp/The COM 020002101 263 3796 SH SOLE 3796 0 0 Alnylam Pharmaceuticals Inc COM 02043Q107 357612 5276068 SH SOLE 5062268 0 213800 Alphabet Inc CAP STK CL C 02079K107 2422523 3116627 SH SOLE 2950709 0 165918 Alphabet Inc CAP STK CL A 02079K305 287887 358042 SH SOLE 328123 0 29919 Altria Group Inc COM 02209S103 1505 23800 SH SOLE 19800 0 4000 Amazon.com Inc COM 023135106 883 1055 SH SOLE 1055 0 0 American Express Co COM 025816109 1871234 29219762 SH SOLE 27595508 0 1624254 Ameriprise Financial Inc COM 03076C106 317 3182 SH SOLE 3182 0 0 Amgen Inc COM 031162100 6699 40157 SH SOLE 38157 0 2000 Anadarko Petroleum Corp COM 032511107 1453244 22936298 SH SOLE 21698273 0 1238025 Anthem Inc COM 036752103 389890 3111405 SH SOLE 2861819 0 249586 Apache Corp COM 037411105 1861324 29142376 SH SOLE 27427188 0 1715188 Apple Inc COM 037833100 2900 25654 SH SOLE 25654 0 0 AstraZeneca PLC SPONSORED ADR 046353108 1386363 42189973 SH SOLE 39969873 0 2220100 Baidu Inc SPON ADR REP A 056752108 1024123 5624887 SH SOLE 5624887 0 0 Baker Hughes Inc COM 057224107 1677802 33243542 SH SOLE 31409326 0 1834216 Bank of America Corp COM 060505104 3570600 228153359 SH SOLE 215561847 0 12591512 Bank of New York Mellon Corp/T COM 064058100 2254707 56537289 SH SOLE 53195302 0 3341987 BB&T Corp COM 054937107 905488 24005503 SH SOLE 22453655 0 1551848 Becton Dickinson and Co COM 075887109 2486 13830 SH SOLE 13830 0 0 Berkshire Hathaway Inc CL A 084670108 649 3 SH SOLE 3 0 0 Berkshire Hathaway Inc CL B NEW 084670702 2570 17789 SH SOLE 17789 0 0 Boston Scientific Corp COM 101137107 9095 382130 SH SOLE 382130 0 0 Bristol-Myers Squibb Co COM 110122108 3880 71958 SH SOLE 66398 0 5560 Cadence Design Systems Inc COM 127387108 29779 1166443 SH SOLE 1166443 0 0 Capital One Financial Corp COM 14040H105 3541684 49306476 SH SOLE 46540876 0 2765600 CarMax Inc COM 143130102 3417 64040 SH SOLE 64040 0 0 Caterpillar Inc COM 149123101 5100 57448 SH SOLE 54948 0 2500 Celanese Corp COM SER A 150870103 904271 13585809 SH SOLE 12774491 0 811318 Cemex SAB de CV SPON ADR NEW 151290889 282043 35521790 SH SOLE 35521790 0 0 Charles Schwab Corp/The COM 808513105 3213459 101788384 SH SOLE 97623472 0 4164912 Charter Communications Inc CL A 16119P108 2942265 10898490 SH SOLE 10257055 0 641435 Chevron Corp COM 166764100 52492 510026 SH SOLE 500870 0 9156 Chubb Ltd COM H1467J104 1937 15418 SH SOLE 12409 0 3009 Cigna Corp COM 125509109 1882973 14448844 SH SOLE 13661994 0 786850 Cisco Systems Inc COM 17275R102 2113581 66632428 SH SOLE 62904060 0 3728368 Citigroup Inc COM NEW 172967424 257 5450 SH SOLE 5450 0 0 Citrix Systems Inc COM 177376100 701 8226 SH SOLE 8226 0 0 Coach Inc COM 189754104 564321 15435475 SH SOLE 14532975 0 902500 Coca-Cola Co/The COM 191216100 1449 34242 SH SOLE 34242 0 0 Colgate-Palmolive Co COM 194162103 1038 14000 SH SOLE 14000 0 0 Comcast Corp CL A 20030N101 2735930 41241033 SH SOLE 38849976 0 2391057 Computer Sciences Corp COM 205363104 2125 40700 SH SOLE 37700 0 3000 Concho Resources Inc COM 20605P101 760892 5539800 SH SOLE 5205500 0 334300 ConocoPhillips COM 20825C104 1164 26788 SH SOLE 26788 0 0 Corning Inc COM 219350105 862427 36466267 SH SOLE 34107130 0 2359137 Credit Suisse Group AG SPONSORED ADR 225401108 15797 1202216 SH SOLE 1159215 0 43001 CSRA Inc COM 12650T104 1167 43400 SH SOLE 43400 0 0 Danaher Corp COM 235851102 448031 5715408 SH SOLE 5274808 0 440600 Deere & Co COM 244199105 2284 26766 SH SOLE 26766 0 0 Dell Technologies Inc - VMware COM CL V 24703L103 516803 10811775 SH SOLE 10256177 0 555598 Diageo PLC SPON ADR NEW 25243Q205 8572 73874 SH SOLE 71874 0 2000 DISH Network Corp CL A 25470M109 765119 13967119 SH SOLE 13192252 0 774867 Dominion Resources Inc/VA COM 25746U109 372 5012 SH SOLE 5012 0 0 Domtar Corp COM NEW 257559203 230 6200 SH SOLE 6200 0 0 Dow Chemical Co/The COM 260543103 21325 411442 SH SOLE 397658 0 13784 Duke Energy Corp COM NEW 26441C204 1039 12979 SH SOLE 11313 0 1666 Dun & Bradstreet Corp/The COM 26483E100 741 5425 SH SOLE 5425 0 0 eBay Inc COM 278642103 16819 511213 SH SOLE 484013 0 27200 EI du Pont de Nemours & Co COM 263534109 2100 31356 SH SOLE 31356 0 0 Eli Lilly & Co COM 532457108 2354 29332 SH SOLE 29332 0 0 Equinix Inc COM PAR $0.001 29444U700 326 904 SH SOLE 904 0 0 Ericsson ADR B SEK 10 294821608 17021 2360685 SH SOLE 2290285 0 70400 Express Scripts Holding Co COM 30219G108 1510073 21410369 SH SOLE 20174523 0 1235846 Exxon Mobil Corp COM 30231G102 12295 140870 SH SOLE 140870 0 0 FedEx Corp COM 31428X106 2098052 12010834 SH SOLE 11313094 0 697740 Fluor Corp COM 343412102 369 7195 SH SOLE 7195 0 0 General Electric Co COM 369604103 46319 1563781 SH SOLE 1544927 0 18854 General Mills Inc COM 370334104 715 11200 SH SOLE 11200 0 0 Genuine Parts Co COM 372460105 2206 21962 SH SOLE 21962 0 0 Gilead Sciences Inc COM 375558103 297 3750 SH SOLE 3750 0 0 GlaxoSmithKline PLC SPONSORED ADR 37733W105 1810 41962 SH SOLE 34448 0 7514 Goldman Sachs Group Inc/The COM 38141G104 2465367 15287200 SH SOLE 14414775 0 872425 Grupo Televisa SAB SPON ADR REP ORD 40049J206 845365 32906392 SH SOLE 32906392 0 0 Halliburton Co COM 406216101 413 9200 SH SOLE 9200 0 0 Harley-Davidson Inc COM 412822108 476980 9069783 SH SOLE 8539911 0 529872 Hartford Financial Services Gr COM 416515104 220 5140 SH SOLE 5140 0 0 Hess Corp COM 42809H107 220 4106 SH SOLE 4106 0 0 Hewlett Packard Enterprise Co COM 42824C109 4810933 211469572 SH SOLE 203338840 0 8130732 Home Depot Inc/The COM 437076102 11081 86115 SH SOLE 83115 0 3000 Honda Motor Co Ltd AMERN SHS 438128308 166270 5749300 SH SOLE 5749300 0 0 Honeywell International Inc COM 438516106 878 7531 SH SOLE 7531 0 0 HP Inc COM 40434L105 2627004 169156699 SH SOLE 161726998 0 7429701 IBM COM 459200101 15719 98956 SH SOLE 93956 0 5000 Itau Unibanco Holding SA SPON ADR REP PFD 465562106 44324 4051561 SH SOLE 4051561 0 0 JD.com Inc SPON ADR CL A 47215P106 1144201 43855936 SH SOLE 43855936 0 0 Johnson & Johnson COM 478160104 4133 34985 SH SOLE 34985 0 0 Johnson Controls International SHS G51502105 1534539 32979554 SH SOLE 31805236 0 1174318 JPMorgan Chase & Co COM 46625H100 1899191 28520669 SH SOLE 26845756 0 1674913 Juniper Networks Inc COM 48203R104 43097 1791239 SH SOLE 1649074 0 142165 Kimberly-Clark Corp COM 494368103 507 4023 SH SOLE 4023 0 0 Koninklijke Philips NV NY REG SH NEW 500472303 868 29350 SH SOLE 29350 0 0 Kraft Heinz Co/The COM 500754106 353 3946 SH SOLE 3946 0 0 Level 3 Communications Inc COM NEW 52729N308 222 4778 SH SOLE 4778 0 0 Liberty Global PLC SHS CL A G5480U104 546572 15990987 SH SOLE 15990987 0 0 Liberty Global PLC SHS CL C G5480U120 890892 26964047 SH SOLE 26964047 0 0 Liberty Global Plc LiLAC LILAC SHS CL A G5480U138 69736 2527589 SH SOLE 2527589 0 0 Liberty Global Plc LiLAC LILAC SHS CL C G5480U153 109305 3896809 SH SOLE 3896809 0 0 Liberty Interactive Corp QVC G QVC GP COM SER A 53071M104 403818 20180827 SH SOLE 18838039 0 1342788 Liberty Ventures LBT VENT COM A 53071M880 791 19837 SH SOLE 19837 0 0 Lowe's Cos Inc COM 548661107 355 4910 SH SOLE 4910 0 0 Macy's Inc COM 55616P104 370 10000 SH SOLE 10000 0 0 Marsh & McLennan Cos Inc COM 571748102 360 5360 SH SOLE 5360 0 0 Maxim Integrated Products Inc COM 57772K101 776151 19437788 SH SOLE 18136918 0 1300870 McDonald's Corp COM 580135101 2844 24656 SH SOLE 22656 0 2000 Medtronic PLC SHS G5960L103 482532 5584858 SH SOLE 5097312 0 487546 Merck & Co Inc COM 58933Y105 1143807 18327311 SH SOLE 17289958 0 1037353 MetLife Inc COM 59156R108 1823948 41052181 SH SOLE 38684081 0 2368100 Microsoft Corp COM 594918104 2560273 44449176 SH SOLE 41844463 0 2604713 Mondelez International Inc CL A 609207105 520 11840 SH SOLE 11840 0 0 Moody's Corp COM 615369105 357 3300 SH SOLE 3300 0 0 Morgan Stanley COM NEW 617446448 202 6300 SH SOLE 6300 0 0 Motorola Solutions Inc COM NEW 620076307 5080 66596 SH SOLE 66596 0 0 National Oilwell Varco Inc COM 637071101 1159312 31554488 SH SOLE 29861146 0 1693342 NetApp Inc COM 64110D104 1202300 33565047 SH SOLE 31649047 0 1916000 News Corp CL A 65249B109 105736 7563374 SH SOLE 6983937 0 579437 NextEra Energy Inc COM 65339F101 1232 10076 SH SOLE 8076 0 2000 Norfolk Southern Corp COM 655844108 534 5497 SH SOLE 5497 0 0 Novartis AG SPONSORED ADR 66987V109 3441226 43581886 SH SOLE 41937336 0 1644550 Nucor Corp COM 670346105 3580 72400 SH SOLE 72400 0 0 Occidental Petroleum Corp COM 674599105 13803 189284 SH SOLE 185284 0 4000 Parker-Hannifin Corp COM 701094104 580 4618 SH SOLE 2118 0 2500 PayPal Holdings Inc COM 70450Y103 8856 216163 SH SOLE 212163 0 4000 PepsiCo Inc COM 713448108 570 5245 SH SOLE 5245 0 0 Petroleo Brasileiro SA SP ADR NON VTG 71654V101 1047108 126005803 SH SOLE 126005803 0 0 Pfizer Inc COM 717081103 26186 773142 SH SOLE 758592 0 14550 Philip Morris International In COM 718172109 1935 19900 SH SOLE 17900 0 2000 Phillips 66 COM 718546104 618 7677 SH SOLE 7677 0 0 PNC Financial Services Group I COM 693475105 1874 20800 SH SOLE 20800 0 0 PPG Industries Inc COM 693506107 1860 18000 SH SOLE 18000 0 0 Priceline Group Inc/The COM NEW 741503403 1188019 807358 SH SOLE 763210 0 44148 Procter & Gamble Co/The COM 742718109 13572 151223 SH SOLE 151223 0 0 QUALCOMM Inc COM 747525103 372 5430 SH SOLE 5430 0 0 Rio Tinto PLC SPONSORED ADR 767204100 501 15000 SH SOLE 15000 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 460094 9189023 SH SOLE 9179413 0 9610 S&P Global Inc COM 78409V104 2300 18171 SH SOLE 18171 0 0 Sanofi SPONSORED ADR 80105N105 2263418 59267298 SH SOLE 56099724 0 3167574 Schlumberger Ltd COM 806857108 3931841 49997984 SH SOLE 48302490 0 1695494 Sprint Corp COM SER 1 85207U105 1202371 181353094 SH SOLE 172577198 0 8775896 State Street Corp COM 857477103 341 4900 SH SOLE 4900 0 0 Suncor Energy Inc COM 867224107 573454 20642700 SH SOLE 20642700 0 0 SunTrust Banks Inc COM 867914103 23766 542599 SH SOLE 534599 0 8000 Symantec Corp COM 871503108 976520 38905167 SH SOLE 36249167 0 2656000 Synopsys Inc COM 871607107 742953 12518161 SH SOLE 11650419 0 867742 Target Corp COM 87612E106 787932 11472510 SH SOLE 10766193 0 706317 TE Connectivity Ltd REG SHS H84989104 1813561 28169629 SH SOLE 27169555 0 1000074 Thermo Fisher Scientific Inc COM 883556102 10753 67602 SH SOLE 49302 0 18300 Time Warner Inc COM NEW 887317303 2919013 36666411 SH SOLE 34612772 0 2053639 Travelers Cos Inc/The COM 89417E109 22404 195583 SH SOLE 193083 0 2500 Twenty-First Century Fox Inc CL A 90130A101 1675704 69186779 SH SOLE 65262624 0 3924155 Twenty-First Century Fox Inc CL B 90130A200 348656 14092800 SH SOLE 13236500 0 856300 UBS Group AG SHS DC1006725 631425 46366527 SH SOLE 46366527 0 0 Unilever NV N Y SHS NEW 904784709 2773 60147 SH SOLE 56147 0 4000 Unilever PLC SPON ADR NEW 904767704 2863 60400 SH SOLE 56400 0 4000 Union Pacific Corp COM 907818108 1405421 14410139 SH SOLE 13552639 0 857500 United Technologies Corp COM 913017109 236 2321 SH SOLE 2321 0 0 UnitedHealth Group Inc COM 91324P102 1914877 13677691 SH SOLE 12871694 0 805997 US Bancorp COM NEW 902973304 6594 153734 SH SOLE 149234 0 4500 Verizon Communications Inc COM 92343V104 286 5500 SH SOLE 5500 0 0 Visa Inc COM CL A 92826C839 751 9080 SH SOLE 9080 0 0 VMware Inc CL A COM 928563402 856001 11670085 SH SOLE 11037835 0 632250 Vulcan Materials Co COM 929160109 11419 100405 SH SOLE 96405 0 4000 Walgreens Boots Alliance Inc COM 931427108 692 8579 SH SOLE 8579 0 0 Wal-Mart Stores Inc COM 931142103 1651112 22893958 SH SOLE 21742308 0 1151650 Walt Disney Co/The COM DISNEY 254687106 6218 66956 SH SOLE 60356 0 6600 Weatherford International PLC ORD SHS G48833100 467904 83256967 SH SOLE 80813017 0 2443950 Wells Fargo & Co COM 949746101 2978085 67255750 SH SOLE 63399667 0 3856083 Xerox Corp COM 984121103 172 17000 SH SOLE 17000 0 0 Yahoo! Inc COM 984332106 237 5500 SH SOLE 5500 0 0