The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC | COM | 004397105 | BBG001SFHKJ0 | 76,339 | 26,975 | SH | SOLE | 0 | 0 | 26,975 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 226,298 | 1,620 | SH | SOLE | 0 | 0 | 1,620 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 442,520 | 3,140 | SH | SOLE | 0 | 0 | 3,140 | ||
AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 402,641 | 2,650 | SH | SOLE | 0 | 0 | 2,650 | ||
AMGEN INC | COM | 031162100 | BBG001S5NNL6 | 215,151 | 747 | SH | SOLE | 0 | 0 | 747 | ||
AMKOR TECHNOLOGY INC | COM | 031652100 | BBG001S64YF8 | 427,885 | 12,861 | SH | SOLE | 0 | 0 | 12,861 | ||
ANGIODYNAMICS INC | COM | 03475V101 | BBG001S5RPY3 | 178,870 | 22,815 | SH | SOLE | 0 | 0 | 22,815 | ||
APPLE INC | COM | 037833100 | BBG001S5N8V8 | 1,980,941 | 10,289 | SH | SOLE | 0 | 0 | 10,289 | ||
ASSERTIO HOLDINGS INC | COM NEW | 04546C205 | BBG00T442DT1 | 13,375 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | BBG001S902J2 | 1,627,875 | 3 | SH | SOLE | 0 | 0 | 3 | ||
BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 311,434 | 279 | SH | SOLE | 0 | 0 | 279 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 304,297 | 461 | SH | SOLE | 0 | 0 | 461 | ||
FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | 316092873 | BBG005FHWFG8 | 291,235 | 6,538 | SH | SOLE | 0 | 0 | 6,538 | ||
FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 316092501 | BBG005FHWXW1 | 217,681 | 4,065 | SH | SOLE | 0 | 0 | 4,065 | ||
FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 | BBG005FHVV56 | 223,439 | 3,454 | SH | SOLE | 0 | 0 | 3,454 | ||
FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 | BBG005FHWBL1 | 689,185 | 4,798 | SH | SOLE | 0 | 0 | 4,798 | ||
FIDELITY COVINGTON TRUST | STOCK FOR INFL | 316092386 | BBG00QQ88F95 | 312,904 | 8,940 | SH | SOLE | 0 | 0 | 8,940 | ||
FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 | BBG0078X1341 | 1,371,071 | 29,780 | SH | SOLE | 0 | 0 | 29,780 | ||
FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 | BBG00L2NXWJ3 | 312,951 | 12,650 | SH | SOLE | 0 | 0 | 12,650 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | BBG00B0SKXY1 | 927,030 | 9,882 | SH | SOLE | 0 | 0 | 9,882 | ||
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | BBG001T06LL9 | 1,194,044 | 47,800 | SH | SOLE | 0 | 0 | 47,800 | ||
INVESCO EXCH TRADED FD TR II | FTSE RAFI SML | 46138E735 | BBG001SSH3K8 | 691,109 | 21,278 | SH | SOLE | 0 | 0 | 21,278 | ||
INVESCO EXCHANGE TRADED FD T | S&P SMCP VLU MNT | 46137V480 | BBG001SJW5Z0 | 312,778 | 5,774 | SH | SOLE | 0 | 0 | 5,774 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 1,446,015 | 3,531 | SH | SOLE | 200 | 0 | 3,331 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | BBG001SJK6D5 | 370,629 | 9,496 | SH | SOLE | 0 | 0 | 9,496 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | BBG003HC3DG9 | 617,986 | 12,218 | SH | SOLE | 0 | 0 | 12,218 | ||
ISHARES INC | EM MKT SM-CP ETF | 464286475 | BBG001T2TH39 | 1,407,269 | 24,343 | SH | SOLE | 0 | 0 | 24,343 | ||
ISHARES INC | EMNG MKTS EQT | 46434G889 | BBG00BM64QL2 | 812,968 | 18,968 | SH | SOLE | 0 | 0 | 18,968 | ||
ISHARES INC | ESG AWR MSCI EM | 46434G863 | BBG00D7BDH70 | 315,595 | 9,844 | SH | SOLE | 0 | 0 | 9,844 | ||
ISHARES INC | MSCI EMRG CHN | 46434G764 | BBG00H5VLN77 | 948,065 | 17,110 | SH | SOLE | 0 | 0 | 17,110 | ||
ISHARES INC | MSCI GBL GOLD MN | 46434G855 | BBG002GKR7K6 | 2,159,147 | 87,842 | SH | SOLE | 0 | 0 | 87,842 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | BBG001SQLN69 | 1,820,133 | 83,569 | SH | SOLE | 0 | 0 | 83,569 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | BBG001T03XM5 | 2,578,330 | 44,500 | SH | SOLE | 0 | 0 | 44,500 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | BBG003HC6JD6 | 4,706,892 | 98,967 | SH | SOLE | 0 | 0 | 98,967 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | BBG006MJFZK4 | 1,778,912 | 33,053 | SH | SOLE | 0 | 0 | 33,053 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | BBG003H6TRS0 | 2,197,101 | 31,231 | SH | SOLE | 0 | 0 | 31,231 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | BBG00G9DM0M7 | 698,350 | 10,970 | SH | SOLE | 0 | 0 | 10,970 | ||
ISHARES TR | CORE MSCI PAC | 46434V696 | BBG006MJG5T0 | 782,795 | 13,154 | SH | SOLE | 0 | 0 | 13,154 | ||
ISHARES TR | CORE MSCI TOTAL | 46432F834 | BBG003H6TMV7 | 2,308,067 | 35,547 | SH | SOLE | 0 | 0 | 35,547 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | BBG001SFB7R6 | 281,993 | 590 | SH | SOLE | 0 | 0 | 590 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | BBG001SYVWS7 | 1,111,167 | 17,951 | SH | SOLE | 0 | 0 | 17,951 | ||
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | BBG00D7BBRS7 | 1,500,685 | 19,866 | SH | SOLE | 0 | 0 | 19,866 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | BBG001SJX8Q3 | 209,429 | 2,415 | SH | SOLE | 0 | 0 | 2,415 | ||
ISHARES TR | INTERNATIONAL SL | 46434V266 | BBG008LP7B65 | 1,952,733 | 60,776 | SH | SOLE | 0 | 0 | 60,776 | ||
ISHARES TR | MSCI ACWI EX US | 464288240 | BBG001S56R18 | 528,774 | 10,360 | SH | SOLE | 0 | 0 | 10,360 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | BBG001SZV978 | 587,257 | 5,417 | SH | SOLE | 0 | 0 | 5,417 | ||
ISHARES TR | US TELECOM ETF | 464287713 | BBG001SFC820 | 312,722 | 13,740 | SH | SOLE | 0 | 0 | 13,740 | ||
J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 | BBG00M8D2458 | 619,028 | 12,200 | SH | SOLE | 0 | 0 | 12,200 | ||
JOHNSON & JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 251,568 | 1,605 | SH | SOLE | 0 | 0 | 1,605 | ||
LAM RESEARCH CORP | COM | 512807108 | BBG001S5SW40 | 293,723 | 375 | SH | SOLE | 0 | 0 | 375 | ||
LISTED FD TR | SWAN HEDGED EQTY | 53656F599 | BBG00YN70Y45 | 420,174 | 21,525 | SH | SOLE | 4,000 | 0 | 17,525 | ||
LOOP INDS INC | COM | 543518104 | BBG003FMFSJ0 | 37,800 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 1,031,478 | 2,743 | SH | SOLE | 0 | 0 | 2,743 | ||
MODINE MFG CO | COM | 607828100 | BBG001S5T913 | 443,542 | 7,430 | SH | SOLE | 0 | 0 | 7,430 | ||
NATURES SUNSHINE PRODS INC | COM | 639027101 | BBG001S61DP6 | 200,564 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
PHIBRO ANIMAL HEALTH CORP | CL A COM | 71742Q106 | BBG0069NW5X3 | 196,038 | 16,929 | SH | SOLE | 0 | 0 | 16,929 | ||
PIMCO CALIF MUN INCOME FD | COM | 72200N106 | BBG001SJ4WY3 | 2,001,517 | 214,755 | SH | SOLE | 0 | 0 | 214,755 | ||
PIMCO CALIF MUN INCOME FD II | COM | 72200M108 | BBG001SKRFR0 | 1,382,204 | 238,311 | SH | SOLE | 0 | 0 | 238,311 | ||
PIMCO EQUITY SER | RAFI DYN EMERG | 72202L389 | BBG00HM85ST2 | 201,088 | 10,482 | SH | SOLE | 0 | 0 | 10,482 | ||
PIMCO EQUITY SER | RAFI DYN ML US | 72202L363 | BBG00HM85V33 | 5,841,590 | 139,484 | SH | SOLE | 0 | 0 | 139,484 | ||
PIMCO EQUITY SER | RAFI DYN MULTI | 72202L371 | BBG00HM85DQ8 | 1,595,949 | 54,712 | SH | SOLE | 0 | 0 | 54,712 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | BBG002N12C17 | 2,540,341 | 27,478 | SH | SOLE | 0 | 0 | 27,478 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | BBG001T618D9 | 2,546,840 | 25,522 | SH | SOLE | 0 | 0 | 25,522 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | BBG005VLSHH1 | 1,548,579 | 16,342 | SH | SOLE | 0 | 0 | 16,342 | ||
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | BBG001SF6Y39 | 912,912 | 17,290 | SH | SOLE | 0 | 0 | 17,290 | ||
PIMCO ETF TR | SHTRM MUN BD ACT | 72201R874 | BBG001T6Q6C7 | 387,706 | 7,750 | SH | SOLE | 0 | 0 | 7,750 | ||
PIMCO MUN INCOME FD III | COM | 72201A103 | BBG001SL3DN3 | 323,349 | 43,755 | SH | SOLE | 0 | 0 | 43,755 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | BBG001T5XQV6 | 457,630 | 8,114 | SH | SOLE | 0 | 0 | 8,114 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | BBG001S7T1Q9 | 202,234 | 1,131 | SH | SOLE | 0 | 0 | 1,131 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | BBG001S7TCZ5 | 407,673 | 2,118 | SH | SOLE | 0 | 0 | 2,118 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | BBG001SCPX28 | 310,460 | 1,624 | SH | SOLE | 0 | 0 | 1,624 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 2,906,996 | 6,116 | SH | SOLE | 0 | 0 | 6,116 | ||
STRATEGY SHS | DAY HAGAN NED | 86280R803 | BBG00RB01VG0 | 472,454 | 13,260 | SH | SOLE | 2,000 | 0 | 11,260 | ||
SYPRIS SOLUTIONS INC | COM | 871655106 | BBG001S6BZF7 | 8,470,963 | 4,172,888 | SH | SOLE | 0 | 0 | 4,172,888 | ||
TAYSHA GENE THERAPIES INC | COM SHS | 877619106 | BBG00TJXFDQ0 | 79,650 | 45,000 | SH | SOLE | 0 | 0 | 45,000 | ||
TRUBRIDGE INC | COM | 205306103 | BBG001S7FQ16 | 230,664 | 20,595 | SH | SOLE | 0 | 0 | 20,595 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 365,370 | 694 | SH | SOLE | 0 | 0 | 694 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | BBG001SR42Z0 | 761,296 | 24,550 | SH | SOLE | 0 | 0 | 24,550 | ||
VANECK ETF TRUST | HIGH YLD MUNIETF | 92189H409 | BBG001SZDBR1 | 872,547 | 16,900 | SH | SOLE | 0 | 0 | 16,900 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | BBG001SK7DK4 | 1,195,188 | 16,250 | SH | SOLE | 9,851 | 0 | 6,399 | ||
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | BBG004N1LGK2 | 508,608 | 10,303 | SH | SOLE | 6,166 | 0 | 4,137 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | BBG001TC6MC1 | 899,371 | 2,059 | SH | SOLE | 0 | 0 | 2,059 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 1,138,893 | 4,801 | SH | SOLE | 1,784 | 0 | 3,017 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 | BBG001TCH518 | 249,664 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | BBG001SQX4T3 | 312,514 | 1,834 | SH | SOLE | 0 | 0 | 1,834 | ||
VANGUARD WORLD FD | FINANCIALS ETF | 92204A405 | BBG001SHTTM0 | 564,170 | 6,115 | SH | SOLE | 0 | 0 | 6,115 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | BBG001S6MDB8 | 91,350 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
WISDOMTREE TR | INTL SMCAP DIV | 97717W760 | BBG001SHLB38 | 545,560 | 8,545 | SH | SOLE | 0 | 0 | 8,545 |