0000950142-24-000977.txt : 20240404 0000950142-24-000977.hdr.sgml : 20240404 20240404214429 ACCESSION NUMBER: 0000950142-24-000977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240402 FILED AS OF DATE: 20240404 DATE AS OF CHANGE: 20240404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potvin Matthew Joseph CENTRAL INDEX KEY: 0002005466 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41966 FILM NUMBER: 24824585 MAIL ADDRESS: STREET 1: 58 CHARLES STREET CITY: CAMBRIDGE STATE: MA ZIP: 02141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GE Vernova Inc. CENTRAL INDEX KEY: 0001996810 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 461480316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 58 CHARLES STREET CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 617-674-7555 MAIL ADDRESS: STREET 1: 58 CHARLES STREET CITY: CAMBRIDGE STATE: MA ZIP: 02141 FORMER COMPANY: FORMER CONFORMED NAME: GE Vernova LLC DATE OF NAME CHANGE: 20231010 4 1 es240465806_4-potvin.xml OWNERSHIP DOCUMENT X0508 4 2024-04-02 0 0001996810 GE Vernova Inc. GEV 0002005466 Potvin Matthew Joseph 58 CHARLES STREET CAMBRIDGE MA 02141 0 1 0 0 Chief Accounting Officer 0 Common stock, par value $0.01 per share 2024-04-02 4 A 0 462 A 462 D Employee Stock Option (right to buy) 132.00 2024-04-02 4 A 0 534 A 2024-09-05 Common stock, par value $0.01 per share 534 534 D Employee Stock Option (right to buy) 126.21 2024-04-02 4 A 0 712 A 2025-09-11 Common stock, par value $0.01 per share 712 712 D Employee Stock Option (right to buy) 149.78 2024-04-02 4 A 0 2966 A 2026-09-30 Common stock, par value $0.01 per share 2966 2966 D Restricted Stock Units 2024-04-02 4 A 0 982 A Common stock, par value $0.01 per share 982 982 D Restricted Stock Units 2024-04-02 4 A 0 1875 A Common stock, par value $0.01 per share 1875 1875 D Restricted Stock Units 2024-04-02 4 A 0 2527 A Common stock, par value $0.01 per share 2527 2527 D The transactions reported herein are the result of the consummation on April 2, 2024 of the distribution of all of the shares of common stock of GE Vernova Inc. ("GE Vernova") by General Electric Company ("GE") to holders of GE common stock on a pro rata basis (the "Spin-Off"). These transactions are voluntarily reported notwithstanding the exemption provided by Rule 16a-9. Represents an award of an employee stock option with respect to GE Vernova common stock that resulted from the conversion of certain equity incentive awards in connection with the Spin-Off. Such equity incentive awards were previously granted by GE to the reporting person, which are fully exercisable. Each restricted stock unit represents the right to receive, at settlement, one share of GE Vernova common stock. Represents an award of restricted stock units with respect to GE Vernova common stock that resulted from the conversion of certain equity incentive awards in connection with the Spin-Off. Such equity incentive awards were previously granted by GE to the reporting person, which will vest on March 1, 2025. Represents an award of restricted stock units with respect to GE Vernova common stock that resulted from the conversion of certain equity incentive awards in connection with the Spin-Off. Such equity incentive awards were previously granted by GE to the reporting person, of which 50% will vest on March 1, 2025 and 50% will vest on March 1, 2026. Represents an award of restricted stock units with respect to GE Vernova common stock that resulted from the conversion of certain performance-based equity incentive awards in connection with the Spin-Off. Such equity incentive awards were previously granted by GE to the reporting person, which will vest in full on March 1, 2026. The performance criteria for these equity incentive awards have been certified in connection with the Spin-Off by GE's Management Development & Compensation Committee. /s/ Richmond Glasgow, VP, Chief Corporate Counsel & Deputy Secretary, as attorney-in-fact 2024-04-04