EX-99.L INT CAP AGRE 11 f36791d11.htm INITIAL CAPITAL AGREEMENT Initial Capital Agreement

PGIM ROCK ETF TRUST

CERTIFICATE OF INITIAL SHAREHOLDER

PGIM Strategic Investments, Inc., the holder of shares of beneficial interest indicated below of PGIM US Large-Cap Buffer 12 ETF – January, a series of PGIM Rock ETF Trust (the "Fund"), does hereby confirm to the Fund its representation that it purchased such shares for investment purposes, with no present intention of reselling any portion thereof.

PGIM Strategic Investments, Inc.

By: /s/ Brian M. Mattia

Name: Brian M. Mattia

Title: Treasurer

Date: October 26, 2023

 

 

AGGREGATE PURCHASE

 

 

Name of Shareholder

 

Name of Fund

 

Amount

 

PGIM Strategic

 

PGIM US Large-Cap Buffer 12

 

 

Investments, Inc.

 

ETF – January

$100,000