0001172661-23-003247.txt : 20230912
0001172661-23-003247.hdr.sgml : 20230912
20230912161035
ACCESSION NUMBER: 0001172661-23-003247
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230912
DATE AS OF CHANGE: 20230912
EFFECTIVENESS DATE: 20230912
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prosperity Wealth Management, Inc.
CENTRAL INDEX KEY: 0001991463
IRS NUMBER: 472626630
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-23385
FILM NUMBER: 231250201
BUSINESS ADDRESS:
STREET 1: 2333 SAN RAMON VALLEY BLVD.
STREET 2: SUITE 200
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 925-791-4444
MAIL ADDRESS:
STREET 1: 2333 SAN RAMON VALLEY BLVD.
STREET 2: SUITE 200
CITY: SAN RAMON
STATE: CA
ZIP: 94583
13F-HR
1
primary_doc.xml
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0001991463
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12-31-2022
12-31-2022
false
Prosperity Wealth Management, Inc.
2333 San Ramon Valley Blvd.
Suite 200
San Ramon
CA
94583
13F HOLDINGS REPORT
028-23385
000174328
801-101485
N
Elliot Kallen
Chief Compliance Officer
925-314-8500
/s/ Elliot Kallen
San Ramon
CA
09-12-2023
0
136
106125657
INFORMATION TABLE
2
infotable.xml
ADAPTIMMUNE THERAPEUTICS PLC
SPONDS ADR
00653A107
44705
30620
SH
SOLE
30620
0
0
ALPHABET INC
CAP STK CL A
02079K305
448561
5084
SH
SOLE
5084
0
0
AMAZON COM INC
COM
023135106
1147860
13665
SH
SOLE
13665
0
0
APPHARVEST INC
COM
03783T103
82369
145170
SH
SOLE
145170
0
0
APPLE INC
COM
037833100
3359903
25859
SH
SOLE
25859
0
0
ARK ETF TR
NEXT GNRTN INTER
00214Q401
466101
12091
SH
SOLE
12091
0
0
ARK ETF TR
GENOMIC REV ETF
00214Q302
440924
15619
SH
SOLE
15619
0
0
AT&T INC
COM
00206R102
308375
16750
SH
SOLE
16750
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
210670
682
SH
SOLE
682
0
0
BLOCK INC
CL A
852234103
131650
2095
SH
SOLE
2095
0
0
BLOCK INC
CL A
852234103
326768
5200
SH
Put
SOLE
5200
0
0
BOX INC
CL A
10316T104
461502
14825
SH
SOLE
14825
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
265879
1773
SH
SOLE
1773
0
0
CHEVRON CORP NEW
COM
166764100
287184
1600
SH
Call
SOLE
1600
0
0
CHEVRON CORP NEW
COM
166764100
4487
25
SH
SOLE
25
0
0
CION INVT CORP
COM
17259U204
201620
20679
SH
SOLE
20679
0
0
COCA COLA CO
COM
191216100
237520
3734
SH
SOLE
3734
0
0
DEVON ENERGY CORP NEW
COM
25179M103
244444
3974
SH
SOLE
3974
0
0
DISNEY WALT CO
COM
254687106
414852
4775
SH
SOLE
4775
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
397029
3855
SH
SOLE
3855
0
0
EA SERIES TRUST
STRIVE US ENERGY
02072L722
320269
10875
SH
SOLE
10875
0
0
EMERSON ELEC CO
COM
291011104
426817
4443
SH
SOLE
4443
0
0
EVERSOURCE ENERGY
COM
30040W108
573815
6844
SH
SOLE
6844
0
0
EXXON MOBIL CORP
COM
30231G102
1332592
12082
SH
SOLE
12082
0
0
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
33734X127
236429
13834
SH
SOLE
13834
0
0
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
33734X200
217316
9887
SH
SOLE
9887
0
0
FIRST TR EXCHANGE-TRADED FD
FT CBOE VEST S&P
33739Q705
330081
6461
SH
SOLE
6461
0
0
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
3030308
40431
SH
SOLE
40431
0
0
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
418997
9540
SH
SOLE
9540
0
0
FIRST TR EXCHANGE-TRADED FD
NAT GAS ETF
33733E807
402340
16415
SH
SOLE
16415
0
0
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
1597822
43704
SH
SOLE
43704
0
0
FIRST TR STOXX EUROPEAN SELE
COMMON SHS
33735T109
155848
13719
SH
SOLE
13719
0
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
543295
13613
SH
SOLE
13613
0
0
FORD MTR CO DEL
COM
345370860
287246
24699
SH
SOLE
24699
0
0
FRANKLIN TEMPLETON ETF TR
US MID CP MLTFCT
35473P884
384897
9268
SH
SOLE
9268
0
0
FS CREDIT OPPORTUNITIES CORP
COMMON STOCK
30290Y101
126091
26771
SH
SOLE
26771
0
0
GATX CORP
COM
361448103
212786
2001
SH
SOLE
2001
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
508449
6068
SH
SOLE
6068
0
0
GLOBAL X FDS
DOW 30 COVERED C
37960A859
390673
18112
SH
SOLE
18112
0
0
GLOBAL X FDS
US INFR DEV ETF
37954Y673
227417
8585
SH
SOLE
8585
0
0
GLOBAL X FDS
RUSSELL 2000
37954Y459
386266
20535
SH
SOLE
20535
0
0
GLOBAL X FDS
CYBRSCURTY ETF
37954Y384
522651
25188
SH
SOLE
25188
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
410386
21187
SH
SOLE
21187
0
0
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
901912
56688
SH
SOLE
56688
0
0
IMMUNOGEN INC
COM
45253H101
157728
31800
SH
SOLE
31800
0
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
273544
2699
SH
SOLE
2699
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
450144
3195
SH
SOLE
3195
0
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
253575
10287
SH
SOLE
10287
0
0
INVESCO EXCH TRADED FD TR II
S&P SMLCP ENGY
46138E164
177132
17400
SH
SOLE
17400
0
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
4246721
66459
SH
SOLE
66459
0
0
INVESCO EXCH TRD SLF IDX FD
RAFI STRATGIC US
46138J742
2456672
67269
SH
SOLE
67269
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
358634
2539
SH
SOLE
2539
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
3351546
12587
SH
SOLE
12587
0
0
ISHARES TR
CORE DIVID ETF
46435U861
416549
11105
SH
SOLE
11105
0
0
ISHARES TR
0-3 MNTH TREASRY
46436E718
3457634
34528
SH
SOLE
34528
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
1556538
21140
SH
SOLE
21140
0
0
ISHARES TR
CORE DIV GRWTH
46434V621
256000
5120
SH
SOLE
5120
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
487650
2016
SH
SOLE
2016
0
0
ISHARES TR
CORE S&P500 ETF
464287200
731152
1903
SH
SOLE
1903
0
0
ISHARES TR
MORTGE REL ETF
46435G342
247366
10902
SH
SOLE
10902
0
0
J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
46641Q332
1292731
23724
SH
SOLE
23724
0
0
J P MORGAN EXCHANGE TRADED F
NASDAQ EQT PREM
46654Q203
894793
21931
SH
SOLE
21931
0
0
J P MORGAN EXCHANGE TRADED F
ULTRA SHRT INC
46641Q837
870603
17367
SH
SOLE
17367
0
0
JOHNSON & JOHNSON
COM
478160104
217511
1231
SH
SOLE
1231
0
0
JPMORGAN CHASE & CO
COM
46625H100
453440
3381
SH
SOLE
3381
0
0
JUMIA TECHNOLOGIES AG
SPONSORED ADS
48138M105
34909
10875
SH
SOLE
10875
0
0
LAS VEGAS SANDS CORP
COM
517834107
785223
16335
SH
SOLE
16335
0
0
LOWES COS INC
COM
548661107
1394680
7000
SH
Put
SOLE
7000
0
0
LOWES COS INC
COM
548661107
146263
734
SH
SOLE
734
0
0
MATTERPORT INC
COM CL A
577096100
37167
13274
SH
SOLE
13274
0
0
MICROSOFT CORP
COM
594918104
4567633
19046
SH
SOLE
19046
0
0
MICROVISION INC DEL
COM NEW
594960304
201275
85649
SH
SOLE
85649
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
170944
13966
SH
SOLE
13966
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
202283
16663
SH
SOLE
16663
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
1324589
104711
SH
SOLE
104711
0
0
NVIDIA CORPORATION
COM
67066G104
613788
4200
SH
SOLE
4200
0
0
OXFORD LANE CAP CORP
COM
691543102
50700
10000
SH
SOLE
10000
0
0
PACER FDS TR
CASH COWS ETF
69374H659
974228
30312
SH
SOLE
30312
0
0
PACER FDS TR
DATA AND INFRAST
69374H741
282452
9733
SH
SOLE
9733
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
197659
30788
SH
SOLE
30788
0
0
PFIZER INC
COM
717081103
224636
4384
SH
SOLE
4384
0
0
PLUG POWER INC
COM NEW
72919P202
222017
17948
SH
SOLE
17948
0
0
PNC FINL SVCS GROUP INC
COM
693475105
284128
1799
SH
SOLE
1799
0
0
PROCTER AND GAMBLE CO
COM
742718109
263260
1737
SH
SOLE
1737
0
0
PROSHARES TR
LARGE CAP CRE
74347R248
338576
7539
SH
SOLE
7539
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
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184395
SH
SOLE
184395
0
0
PROSHARES TR
ULTRPRO S&P500
74347X864
533004
16265
SH
SOLE
16265
0
0
PROSHARES TR
ULTRAPRO QQQ
74347X831
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329192
SH
SOLE
329192
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
576160
17728
SH
SOLE
17728
0
0
PROSHARES TR
S&P MDCP 400 DIV
74347B680
280762
3924
SH
SOLE
3924
0
0
PROSHARES TR
S&P 500 DV ARIST
74348A467
789212
8770
SH
SOLE
8770
0
0
PROSHARES TR
PSHS ULTRA QQQ
74347R206
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52590
SH
SOLE
52590
0
0
PROSHARES TR II
ULTRA BLOOMBERG
74347Y870
325730
18320
SH
SOLE
18320
0
0
PROSPECT CAP CORP
COM
74348T102
72843
10421
SH
SOLE
10421
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
292971
2903
SH
SOLE
2903
0
0
REALTY INCOME CORP
COM
756109104
252134
3975
SH
SOLE
3975
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
247150
5000
SH
Put
SOLE
5000
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
14829
300
SH
SOLE
300
0
0
SCHWAB CHARLES CORP
COM
808513105
227799
2736
SH
SOLE
2736
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
631047
8354
SH
SOLE
8354
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
870276
13182
SH
SOLE
13182
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
4031827
89298
SH
SOLE
89298
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1927870
34699
SH
SOLE
34699
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
204509
6349
SH
SOLE
6349
0
0
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
1575799
29487
SH
SOLE
29487
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
204828
1646
SH
SOLE
1646
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
982100
10000
SH
Put
SOLE
10000
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
277186
3718
SH
SOLE
3718
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
55587
566
SH
SOLE
566
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
227422
2600
SH
SOLE
2600
0
0
SHOPIFY INC
CL A
82509L107
613916
17687
SH
SOLE
17687
0
0
SOFI TECHNOLOGIES INC
COM
83406F102
80869
17542
SH
SOLE
17542
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
2460125
7425
SH
SOLE
7425
0
0
SPDR GOLD TR
GOLD SHS
78463V107
96356
568
SH
SOLE
568
0
0
SPDR GOLD TR
GOLD SHS
78463V107
882128
5200
SH
Call
SOLE
5200
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1076767
2816
SH
SOLE
2816
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
250026
7029
SH
SOLE
7029
0
0
TARGA RES CORP
COM
87612G101
1110659
15111
SH
SOLE
15111
0
0
TRUIST FINL CORP
COM
89832Q109
603453
14024
SH
SOLE
14024
0
0
VALERO ENERGY CORP
COM
91913Y100
177604
1400
SH
Call
SOLE
1400
0
0
VALERO ENERGY CORP
COM
91913Y100
22835
180
SH
SOLE
180
0
0
VANECK ETF TRUST
SEMICONDUCTR ETF
92189F676
1095876
5400
SH
Put
SOLE
5400
0
0
VANECK ETF TRUST
BDC INCOME ETF
92189F411
225820
15959
SH
SOLE
15959
0
0
VANECK ETF TRUST
SEMICONDUCTR ETF
92189F676
89751
442
SH
SOLE
442
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
366320
1916
SH
SOLE
1916
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
3852443
10965
SH
SOLE
10965
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
221289
2045
SH
SOLE
2045
0
0
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
499545
3773
SH
SOLE
3773
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
350976
2894
SH
SOLE
2894
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
283919
7206
SH
SOLE
7206
0
0
VICI PPTYS INC
COM
925652109
366703
11318
SH
SOLE
11318
0
0
VIEW INC
COM CL A
92671V106
39561
41000
SH
SOLE
41000
0
0
VISA INC
COM CL A
92826C839
287955
1386
SH
SOLE
1386
0
0
WALKME LTD
ORD SHS
M97628107
238861
21365
SH
SOLE
21365
0
0
WALMART INC
COM
931142103
387694
2734
SH
SOLE
2734
0
0
WYNN RESORTS LTD
COM
983134107
1757848
21315
SH
SOLE
21315
0
0