0001172661-23-003246.txt : 20230912
0001172661-23-003246.hdr.sgml : 20230912
20230912160631
ACCESSION NUMBER: 0001172661-23-003246
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230912
DATE AS OF CHANGE: 20230912
EFFECTIVENESS DATE: 20230912
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prosperity Financial Group, Inc.
CENTRAL INDEX KEY: 0001991334
IRS NUMBER: 911827101
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-23384
FILM NUMBER: 231250148
BUSINESS ADDRESS:
STREET 1: 2333 SAN RAMON VALLEY BLVD.
STREET 2: STE 200
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 925-314-8500
MAIL ADDRESS:
STREET 1: 2333 SAN RAMON VALLEY BLVD.
STREET 2: STE 200
CITY: SAN RAMON
STATE: CA
ZIP: 94583
13F-HR
1
primary_doc.xml
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06-30-2023
06-30-2023
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Prosperity Financial Group, Inc.
2333 San Ramon Valley Blvd.
Ste 200
San Ramon
CA
94583
13F HOLDINGS REPORT
028-23384
000145540
801-100511
N
Elliot Kallen
Chief Compliance Officer
925-314-8500
/s/ Elliot Kallen
San Ramon
CA
09-12-2023
0
130
113591910
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
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COM
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0
4389
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1299739
4212
SH
SOLE
0
0
4212
ADOBE SYSTEMS INCORPORATED
COM
00724F101
410263
839
SH
SOLE
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0
839
ADVANCED MICRO DEVICES INC
COM
007903107
282041
2476
SH
SOLE
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0
2476
ADVISORS INNER CIRCLE FD III
DEMOCRACY INTERN
00774Q148
683302
28807
SH
SOLE
0
0
28807
ALLEGRO MICROSYSTEMS INC
COM
01749D105
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7601
SH
SOLE
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0
7601
ALPHABET INC
CAP STK CL A
02079K305
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14732
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SOLE
0
0
14732
ALPHABET INC
CAP STK CL C
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559970
4629
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4629
AMAZON COM INC
COM
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1651009
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12665
AMERICAN CENTY ETF TR
US LARGE CAP VLU
025072349
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SOLE
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13475
ANAVEX LIFE SCIENCES CORP
COM NEW
032797300
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SH
SOLE
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APPLE INC
COM
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ARES CAPITAL CORP
COM
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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COM
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CATERPILLAR INC
COM
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CHEVRON CORP NEW
COM
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CISCO SYS INC
COM
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CMS ENERGY CORP
COM
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COMSTOCK INC
COM NEW
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COSTCO WHSL CORP NEW
COM
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DEERE & CO
COM
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SOLE
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DEXCOM INC
COM
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2335
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US HIGH PROFITAB
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NAS100 EQL WGT
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SOLE
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DISNEY WALT CO
COM
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5945
DOLLAR GEN CORP NEW
COM
256677105
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SH
SOLE
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1231
ELEVANCE HEALTH INC
COM
036752103
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655
SH
SOLE
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655
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
156210
12300
SH
SOLE
0
0
12300
ETF SER SOLUTIONS
CLEARSHS ULTRA
26922A453
373499
3724
SH
SOLE
0
0
3724
EXXON MOBIL CORP
COM
30231G102
215787
2012
SH
SOLE
0
0
2012
FERRARI N V
COM
N3167Y103
446839
1374
SH
SOLE
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1374
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
172284
10788
SH
SOLE
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FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
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FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
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FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
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FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
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FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
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FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
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FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
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FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
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FIRST TR EXCHANGE-TRADED FD
FT CBOE VEST S&P
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SH
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FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
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SOLE
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CBOE VEST RISING
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FT CBOE US EQ MD
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SHS
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FIRST TR VALUE LINE DIVID IN
SHS
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COM
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GLOBAL X FDS
US INFR DEV ETF
37954Y673
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53864
SH
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GLOBAL X FDS
GENOMIC BIOTECH
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INTERNET OF THNG
37954Y780
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SCHRDRS TAX BD
41653L404
228220
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SH
SOLE
0
0
11740
HARTFORD FDS EXCHANGE TRADED
SHRT DURTN ETF
41653L602
1183052
31151
SH
SOLE
0
0
31151
HEARTCORE ENTERPRISES INC
COM
42240Q104
193050
135000
SH
SOLE
0
0
135000
HOME DEPOT INC
COM
437076102
1256539
4045
SH
SOLE
0
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4045
HUBSPOT INC
COM
443573100
224010
421
SH
SOLE
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421
INNOVATOR ETFS TR
US EQTY PWR BUF
45782C508
202479
5767
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5767
INNOVATOR ETFS TR
US EQT ULTRA BF
45782C300
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INTUITIVE SURGICAL INC
COM NEW
46120E602
237990
696
SH
SOLE
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INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
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SH
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INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
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ISHARES TR
ISHARES SEMICDTR
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2303
ISHARES TR
INTL DEV RE ETF
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10254
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ISHARES TR
CORE S&P500 ETF
464287200
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SH
SOLE
0
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1239
ISHARES TR
U.S. MED DVC ETF
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ISHARES TR
SHORT TREAS BD
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ISHARES TR
RUSSELL 2000 ETF
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SH
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NASDAQ EQT PREM
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J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
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COM
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JPMORGAN CHASE & CO
COM
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JUPITER WELLNESS INC
COM NEW
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10000
SH
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KBR INC
COM
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KLA CORP
COM NEW
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LANTHEUS HLDGS INC
COM
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LEXICON PHARMACEUTICALS INC
COM NEW
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LILLY ELI & CO
COM
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LULULEMON ATHLETICA INC
COM
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LULUS FASHION LOUNGE HOLDING
COM
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MARSH & MCLENNAN COS INC
COM
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CL A
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MEDICAL PPTYS TRUST INC
COM
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MERCK & CO INC
COM
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META PLATFORMS INC
CL A
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MGM RESORTS INTERNATIONAL
COM
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SH
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MICROSOFT CORP
COM
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NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
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10000
SH
SOLE
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0
10000
NVIDIA CORPORATION
COM
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SH
SOLE
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PFIZER INC
COM
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PROCTER AND GAMBLE CO
COM
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S&P 500 DV ARIST
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PROSHARES TR
S&P TECH DIVIDEN
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PROSHARES TR
LARGE CAP CRE
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PROSHARES TR
S&P MDCP 400 DIV
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PUTNAM ETF TRUST
FOCUSED LAR CAP
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6162704
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SH
SOLE
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0
209745
ROYAL CARIBBEAN GROUP
COM
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426683
4113
SH
SOLE
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4113
S&P GLOBAL INC
COM
78409V104
313897
783
SH
SOLE
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0
783
SALESFORCE INC
COM
79466L302
264920
1254
SH
SOLE
0
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1254
SELLAS LIFE SCIENCES GROUP I
COM NEW
81642T209
46786
29800
SH
SOLE
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0
29800
SERVICENOW INC
COM
81762P102
282109
502
SH
SOLE
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502
SHOPIFY INC
CL A
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253232
3920
SH
SOLE
0
0
3920
SOUTHERN CO
COM
842587107
418409
5956
SH
SOLE
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SPDR GOLD TR
GOLD SHS
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3370
SH
SOLE
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3370
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PORTFOLIO DEVLPD
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SOLE
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8030
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DJ INTL RL ETF
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8795
SPDR S&P 500 ETF TR
TR UNIT
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BLOOMBERG 1-3 MO
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SPDR SER TR
PORTFOLI S&P1500
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7522
SPDR SER TR
AEROSPACE DEF
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SPINNAKER ETF SERIES
UVA UNCONSTRAIND
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14501
SH
SOLE
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0
14501
STRATEGY SHS
DAY HAGAN NED
86280R803
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SH
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28371
TEMPLETON EMERGING MKTS INCO
COM
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SH
SOLE
0
0
70110
TEMPLETON GLOBAL INCOME FD
COM
880198106
277450
67017
SH
SOLE
0
0
67017
TESLA INC
COM
88160R101
941325
3596
SH
SOLE
0
0
3596
TEXTRON INC
COM
883203101
224396
3318
SH
SOLE
0
0
3318
UNITED PARCEL SERVICE INC
CL B
911312106
229440
1280
SH
SOLE
0
0
1280
UNITEDHEALTH GROUP INC
COM
91324P102
906487
1886
SH
SOLE
0
0
1886
VANGUARD INDEX FDS
VALUE ETF
922908744
262459
1847
SH
SOLE
0
0
1847
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
332544
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SH
SOLE
0
0
1510
VANGUARD INDEX FDS
GROWTH ETF
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SH
SOLE
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0
1149
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
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SH
SOLE
0
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591
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
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212012
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SH
SOLE
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4591
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
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1482
SH
SOLE
0
0
1482
VIRTUS CONVERTIBLE & INCOME
COM
92838X102
211601
60805
SH
SOLE
0
0
60805
VISA INC
COM CL A
92826C839
839967
3537
SH
SOLE
0
0
3537
WALMART INC
COM
931142103
241428
1536
SH
SOLE
0
0
1536
ZOETIS INC
CL A
98978V103
812315
4717
SH
SOLE
0
0
4717