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Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001193125-23-215962
Filing Date
2023-08-18
Accepted
2023-08-18 16:10:28
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP d539438d40app.htm 40-APP 217962
  Complete submission text file 0001193125-23-215962.txt   221991
Mailing Address 800 SOUTH STREET SUITE 230 WALTHAM MA 02453
Business Address 800 SOUTH STREET SUITE 230 WALTHAM MA 02453 617-375-3006
Great Elm Capital Corp. (Filer) CIK: 0001675033 (see all company filings)

IRS No.: 812621577 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15498 | Film No.: 231185971

Mailing Address 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453
Business Address 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 (617) 375-3000
Great Elm Capital Management, Inc. (Filer) CIK: 0001744980 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 98 | File No.: 812-15498-04 | Film No.: 231185975

Mailing Address 800 SOUTH STREET SUITE 230 WALTHAM MA 02453
Business Address 800 SOUTH STREET SUITE 230 WALTHAM MA 02453 6173753006
Great Elm Opportunities Fund I, LP - Series A (Filer) CIK: 0001746469 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1230
Type: 40-APP | Act: 98 | File No.: 812-15498-01 | Film No.: 231185972

Mailing Address 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453
Business Address 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 (617) 375-3006
Great Elm Group, Inc. (Filer) CIK: 0001831096 (see all company filings)

IRS No.: 853622015 | State of Incorp.: DE | Fiscal Year End: 0630
Type: 40-APP | Act: 98 | File No.: 812-15498-02 | Film No.: 231185973
SIC: 7372 Services-Prepackaged Software

Mailing Address 800 SOUTH STREET SUITE 230 WALTHAM MA 02453
Business Address 800 SOUTH STREET SUITE 230 WALTHAM MA 02453 617-375-3006
Great Elm Opportunities Fund I, LP - Series D (Filer) CIK: 0001968129 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15498-05 | Film No.: 231185976

Mailing Address 800 SOUTH STREET SUITE 230 WALTHAM MA 02453
Business Address 800 SOUTH STREET SUITE 230 WALTHAM MA 02453 6173753019
Great Elm Investments, LLC (Filer) CIK: 0001989022 (see all company filings)

IRS No.: 932691304 | State of Incorp.: DE | Fiscal Year End: 0630
Type: 40-APP | Act: 98 | File No.: 812-15498-03 | Film No.: 231185974