-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pr37+YH3hALY44HU3EIEQ4coybJbd2DoGBHwVc91JLQCEUc3gpS90oz9HNNgFLPg PB/88Hkwzs3QNggTSBjZGg== 0000906602-97-000228.txt : 19971124 0000906602-97-000228.hdr.sgml : 19971124 ACCESSION NUMBER: 0000906602-97-000228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970531 FILED AS OF DATE: 19971121 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACCEL INTERNATIONAL CORP CENTRAL INDEX KEY: 0000001985 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 310788334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-08768 FILM NUMBER: 97726201 BUSINESS ADDRESS: STREET 1: 475 METRO PLACE N CITY: DUBLIN STATE: OH ZIP: 43017 BUSINESS PHONE: 6147647000 MAIL ADDRESS: STREET 1: 475 METRO PLACE NORTH CITY: DUBLIN STATE: OH ZIP: 43017 FORMER COMPANY: FORMER CONFORMED NAME: ACCELERATION CORP DATE OF NAME CHANGE: 19870814 COMPANY DATA: COMPANY CONFORMED NAME: CHASE RHODA L/ CENTRAL INDEX KEY: 0000938178 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 048264407 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O CHASE ENTERPRISES STREET 2: ONE COMMERCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06103- BUSINESS PHONE: 2035491674 MAIL ADDRESS: STREET 1: C/O COMMERCIAL ENTERPRISES STREET 2: ONE COMMERCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06103 4 1
FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 / / Check this box if STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP no longer subject to Section 16. Form 4 or Form 5 obligations may Filed pusuant to Section 16(a) of the Securities Exchange Act of 1934, continue. Section 17(a) of the Public Utility Holding Company Act of 1935 See Instruction 1(b). or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading 6. Relationship of Reporting Person to Symbol Issuer (Check all applicable) Chase Rhoda L. ACCEL International Corporation (ACLE) (Last) (First) (Middle) 3. IRS or Social 4. Statement for ___ Director _X_ 10% Owner Security Number Month/Year of Reporting Per- May 1997 ___ Officer ___ Other son, if an entity (give title (specify below) c/o Chase Enterprises, One Commercial Plaza (Voluntary) below) (Street) Hartford CT 06103 (City) (State) (Zip) 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) Month/Year _X_ Form filed by One Reporting Person ___ Form filed by More than One
Reporting Person Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security 2. Trans- 3. 4. Securities 5. Amount of 6. Owner- 7. Nature of (Instr. 3) action Trans- Acquired (A) Securities ship Form: Indirect Date action or Disposed of (D) Beneficially Direct Beneficial Code (Instr. 3,4 and 5) Owned at End of (D) or Ownership (Month (Instr.8) (A) Month Indirect /Day/ or (I) Year) Code V Amount (D) Price (Instr.3 and 4) (Instr. 4) (Instr. 4) Common Stock 11/21/96 J(1) 1,008,405 A N/A I (2) Common Stock 12/19/96 J(1) 159,419 A N/A I (2) Common Stock 1/8/97 J(3) 1,036,126 A N/A I (4) Common Stock 2/26/97 J(3) 15,648 A N/A I (4) Common Stock 2/27/97 J(3) 116,050 A N/A I (4) Common Stock 1,167,824 I (2) Common Stock 1,167,824 I (4) Common Stock 2,000,000 D *If the form is filed by more than one reporting person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (OVER) (Print or Type Responses) Page 1 of 3
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2.Con- 3.Tran- 4.Tran- 5. Number 6.Date 7.Title and 8.Price 9.Number 10.Own- 11.Na Derivative version saction saction of Deriv- Exer- Amount of of of ship ture Security or Date Code ative cisable and Underlying Deriv- Deriv- Form of In- (Instr.3) Exercise (Month/ (Instr. Securities Expiration Securities ative ative of direct Price Day/ 8) Acquired Date (Instr.3,5) Secur- Secur- Deriv- Bene- of Year) (A) or (Month/Day ity ities ative ficial Deriv- Disposed Year) (Instr.5) Bene- Secur- Own- ative of (D) ficially ity: ship Security (Inst.3,4,5) Owned Direct (Instr. at End (D) or 4) of Indirect Month (I) (Instr.4) (Instr.4) Code V (A) (D) Date Expir- Title Amount Exer- ation or cisableDate Number of Shares Employee Stock $9.75/ 6/4/91 A 2,000 (5) 6/3/01 Common 2,000 (6) 2,000 I By Option share Stock Spouse (right to buy) Employee Stock $5.88/ 6/2/92 A 1,000 (5) 6/1/02 Common 1,000 (6) 1,000 I By Option share Stock Spouse (right to buy) Employee Stock $3.50/ 5/25/93 A 1,000 (5) 5/24/03 Common 1,000 (6) 1,000 I By Option share Stock Spouse (right to buy) Employee Stock $4.50/ 5/24/94 A 1,000 (5) 5/24/04 Common 1,000 (6) 1,000 I By Option share Stock Spouse (right to buy) Employee Stock $2.25/ 5/23/95 A 1,000 (5) 5/22/05 Common 1,000 (6) 1,000 I By Option share Stock Spouse (right to buy) Director Stock $3.25/ 6/11/96 A 1,000 (5) 6/11/06 Common 1,000 (6) 1,000 I By Option share Stock Spouse (right to buy) Director Stock $2.75/ 5/20/97 A V 1,000 (5) 5/20/07 Common 1,000 (6) 1,000 I By Option share Stock Spouse (right to buy)
Explanation of Responses: See Page 3.
/s/ Rhoda L. Chase November 20, 1997 ** Signature of Reporting Person Date Name: Rhoda L. Chase ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 of 3
Item 1: Chase, Rhoda L. c/o Chase Enterprises One Commercial Plaza Hartford, CT 06103 Item 2: ACCEL International Corporation (ACLE) Item 4: May 1997 Explanation of Responses: (1) The Darland Trust deposited these shares into a brokerage account with respect to which the reporting person's spouse has the shared power to direct sales and the transfer of funds. (2) These shares are held by The Darland Trust in a brokerage account with respect to which the reporting person's spouse has been granted the shared power to direct sales and the transfer of funds. (3) Arnold L. Chase deposited these shares into a brokerage account with respect to which the reporting person's spouse has the shared power to direct sales and the transfer of funds. (4) These shares are held by Arnold L. Chase in a brokerage account with respect to which the reporting person's spouse has been granted the shared power to direct sales and the transfer of funds. (5) 50% exercisable on first anniversary of date of grant and 50% exercisable on second anniversary of date of grant. (6) Options awarded by the company to the reporting person's spouse pursuant to a stock option plan in consideration for his serving as a director. Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----