EX-99.28 6 ex28_jacksonorg102023.htm

 

Ex. 99.28

 

 

JACKSON FINANCIAL INC. 

Restricted Securities/Affiliates List 

Effective Oct 1, 20231

 

 

 

Restricted Securities

 

 
COMPANY
Jackson Financial Inc.
Jackson National Life Global Funding
PPM Funds
 
 

Minority Interest Holders

 

 
Company

Country of  

Organization 

 Control/Ownership
Prudential plc United Kingdom and Wales 0% Minority Interest held in Jackson Financial Inc. 2
The Vanguard Group United States (Pennsylvania) 10.2% Minority Interest held in Jackson Financial Inc.3
FMR LLC United States (Delaware) 6.815% Minority Interest held in Jackson Financial Inc.4
Abigail P. Johnson United States 6.815% Minority Interest held in Jackson Financial Inc. 4
Fidelity Management & Research Company LLC IA United States (CT, IL, MA, NH, RI) 5% or more Minority Interest held in Jackson Financial Inc. 4
Fidelity Management Trust Company BK United States (Massachusetts) 5% or more Minority Interest held in Jackson Financial Inc. 4
Strategic Advisers LLC IA United States5 5% or more Minority Interest held in Jackson Financial Inc. 4
BlackRock, Inc. United States (Delaware) 7.7% Minority Interest held in Jackson Financial Inc6
BlackRock Life Limited United Kingdom 5% or more Minority Interest held in Jackson Financial Inc. 6
Aperio Group, LLC California 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Advisors, LLC Delaware 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock (Netherlands) B.V. Netherlands 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Institutional Trust Company, National Association California 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Asset Management Ireland Limited Ireland 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Financial Management, Inc. Delaware 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Japan Co., Ltd. Japan 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Asset Management Schweiz AG Switzerland 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Investment Management, LLC Delaware 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Investment Management (UK) Limited United Kingdom 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Asset Management Canada Limited Canada 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock (Luxembourg) S.A. Luxembourg 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Investment Management (Australia) Limited Australia 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Fund Advisors California 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Fund Managers Ltd United Kingdom 5% or more Minority Interest held in Jackson Financial Inc. 6
 

 

 

1 Information as of October 1, 2023, except where otherwise indicated, based on information contained in public filings on EDGAR. To the extent entities have not amended their beneficial ownership filings on EDGAR, actual percentages may differ.

 

- 1 -
As Of October 1, 2023
Updated By: Jackson Legal, Office Of The Corporate Secretary

 

 

 

 

BlackRock Investment Management, LLC Delaware 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Investment Management (UK) Limited United Kingdom 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Asset Management Canada Limited Canada 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock (Luxembourg) S.A. Luxembourg 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Investment Management (Australia) Limited Australia 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Fund Advisors California 5% or more Minority Interest held in Jackson Financial Inc. 6
BlackRock Fund Managers Ltd United Kingdom 5% or more Minority Interest held in Jackson Financial Inc. 6
 

  

2 Percentage held as of June 30, 2023, Form 10-Q filed by JFI on EDGAR on August 8, 2023.

 

3 Percentage held as of February 9, 2023, SC 13G filed by The Vanguard Group on EDGAR, subject to change.

 

4 Percentage held as of February 9, 2023, SC 13G filed by FMR LLC and Abigail P. Johnson on EDGAR, subject to change.

 

5 Please see https://adviserinfo.sec.gov/firm/summary/104555 for list of individual US States.

 

6 Percentage held as of February 24, 2023, SC 13G filed by BlackRock, Inc. on EDGAR, subject to change.

 

- 2 -
As Of October 1, 2023
Updated By: Jackson Legal, Office Of The Corporate Secretary

 

 

 

 

Affiliates

 

 
Company

State / Country of  

Organization 

Control/Ownership 

Publicly Traded indicated in red 

Broker/Dealer indicated in green 

Allied Life Brokerage Agency, Inc.		 Iowa 100% Jackson National Life Insurance Company
Brier Capital LLC Michigan 100% Brooke Life Insurance Company
Brooke Life Insurance Company Michigan 100% Jackson Holdings LLC
Hermitage Management, LLC Michigan 100% Jackson National Life Insurance Company
Jackson Charitable Foundation, Inc. Michigan 100% Jackson National Life Insurance Company
Jackson Finance LLC Michigan 100% Jackson Financial Inc.
Jackson Holdings LLC Delaware 100% Jackson Financial Inc.
Jackson National Asset Management, LLC Michigan 100% Jackson National Life Insurance Company
Jackson National Life (Bermuda) Ltd. Bermuda 100% Jackson National Life Insurance Company
Jackson National Life Distributors LLC Delaware

Broker/Dealer / Identifiers: CRD#: 40178; SEC#: 8-48984 

100% Jackson National Life Insurance Company 
Jackson National Life Insurance Agency, LLC Illinois 100% Jackson National Life Distributors LLC
Jackson National Life Insurance Company Michigan 100% Brooke Life Insurance Company
Jackson National Life Insurance Company of New York New York 100% Jackson National Life Insurance Company
Mission Plans of America, Inc. Texas 100% Jackson National Life Insurance Company
National Planning Holdings LLC Delaware 100% Jackson National Life Insurance Company
PGDS (US One) LLC Delaware 100% Jackson National Life Insurance Company
PPM America Capital Partners III, LLC Delaware 60.50% PPM America, Inc.
PPM America Capital Partners IV, LLC Delaware 34.50% PPM America, Inc.
PPM America Capital Partners V, LLC Delaware 34% PPM America, Inc.
PPM America Capital Partners VI, LLC Delaware 32% PPM America, Inc.
PPM America Capital Partners VII, LLC Delaware 15.18% PPM America, Inc.
PPM America Capital Partners VIII, LLC Delaware 66.56% PPM America, Inc.
PPM Pomona Capital Partners, LLC Delaware 61.25% PPM America, Inc.
PPM America, Inc. Delaware 100% PPM Holdings, Inc.

 

- 3 -
As Of October 1, 2023
Updated By: Jackson Legal, Office Of The Corporate Secretary

 

 

 

 

PPM Funds Massachusetts

Publicly Traded / Company Number: 1298727

87.38% Jackson National Life Insurance Company; 12.42% PPM America, Inc. 
PPM Holdings, Inc. Delaware 100% Jackson Holdings LLC
PPM Loan Management Company 2, LLC Delaware

Management and Originator Series: 100% PPM America, Inc. 

Any Retention Series: 100% Jackson National Life Insurance Company 
REALIC of Jacksonville Plans, Inc. Texas 100% Jackson National Life Insurance Company
ROP, Inc. Delaware 100% Jackson National Life Insurance Company
Squire Capital I LLC Michigan 100% Jackson National Life Insurance Company
Squire Capital II LLC Michigan 100% Jackson National Life Insurance Company
Squire Reassurance Company II, Inc. Michigan 100% Jackson National Life Insurance Company
Squire Reassurance Company LLC Michigan 100% Jackson National Life Insurance Company
VFL International Life Company SPC, Ltd. Cayman Islands 100% Jackson National Life Insurance Company
 

 

- 4 -
As Of October 1, 2023
Updated By: Jackson Legal, Office Of The Corporate Secretary

 

 

 

 

 
PPM’s Investment Products and related Entities where ultimate JFI ownership is greater than 5%7 State / Country of Organization
AA GP Solutions Fund, L.P. Delaware
AA MMF 1 Holdco L.P. Delaware
AA Pencil Holdings LP Delaware
AA WH Holdco, L.P. Delaware
AG Essential Housing Fund II, L.P. Delaware
AHVF II (AIV II) LP Delaware
AIOF II ELECTRA AIV (MF), L.P. Delaware
AIOF II VANIR AIV (MF), L.P. Delaware
Apollo Core Infrastructure Feeder Fund, L.P. Delaware
Apollo Infrastructure Opportunities Fund II, L.P. Delaware
Apollo Royalties Fund I, L.P. Delaware
AOP Finance Partners, L.P. Delaware
B2B Solutions, LLC Delaware
Calera XXII, LLC Delaware
Calera XXIII, LLC Delaware
Centre Capital Non-Qualified Investors V AIV-ELS LP Delaware
Centre Capital Non-Qualified Investors V LP Delaware
CEP IV-A CWV AIV Limited Partnership Ontario
CEP IV-A Davenport AIV LP Ontario
CEP IV-A NMR AIV Limited Partnership Ontario
Clairvest Equity Partners IV-A Limited Partnership Ontario
CSHC Co-Invest Unblocked, LLC Delaware
DCA Hudson Co-Investor, LP Delaware
Fashionphile Group, LLC Delaware
GCI Holding Corporation Delaware
Island NYC Recovery Fund I, L.P. Delaware
Haveli VC Gaming Fund I, LP Delaware
JFL-IPR Co-Invest Partners, L.P. Delaware

 

- 5 -
As Of October 1, 2023
Updated By: Jackson Legal, Office Of The Corporate Secretary

 

 

 

 

MDP SM Holdings, LLC Delaware
Motive Capital Fund II-A, L.P. Delaware
Metalmark NNE Holdings, LLC Delaware
NewSpring Deposco Investor LLC Pennsylvania
NewSpring Fashionphile Holdings LLC Pennsylvania
NewSpring Growth Capital III, L.P. Delaware
NNN AGP Opportunities Fund, L.P. Delaware
NNN AGP Opportunities Fund II, L.P. Delaware
NNN AGP Opportunities Fund III, L.P. Delaware
NOVA Infrastructure Fund I L.P. Delaware
NOVA Infrastructure Holdings L.P. Delaware
NSG III S2S Unblocked L.P. Delaware
NSG V Unblocked AIV L.P. Delaware
Old Hickory Fund I, LLC Delaware
PPM America Private Equity Fund III LP Delaware
PPM America Private Equity Fund IV LP Delaware
PPM America Private Equity Fund V LP Delaware
PPM America Private Equity Fund VI LP Delaware
PPM America Private Equity Fund VII LP Delaware
PPM America Private Equity Fund VIII-A LP Delaware
PPM CLO 2018-1 Ltd. Cayman Islands
PPM CLO 2018-1, LLC Delaware
PPM CLO 2 Ltd. Cayman Islands
PPM CLO 2, LLC Delaware
PPM CLO 3 Ltd. Cayman Islands
PPM CLO 3, LLC Delaware
PPM CLO 4 Ltd. Cayman Islands
PPM CLO 4, LLC Delaware
PPM CLO 5 Ltd. Cayman Islands

 

- 6 -
As Of October 1, 2023
Updated By: Jackson Legal, Office Of The Corporate Secretary

 

 

 

 

PPM CLO 5, LLC Delaware
PPM CLO 6 Ltd. Cayman Islands
PPM CLO 6, LLC Delaware
Pretium Olympus JV, L.P. Delaware
RCP Fund II Co-Invest – Beacon 2, LP Delaware
RCP Fund II Co-Invest-CEI 2, L.P. Delaware
SEP V HL Holdings II, LP Delaware
SFR Delos Partners, L.P. Delaware
THMI, Inc. Delaware
Wolfcamp Co-Investors, LP Delaware
Wynnefield Private Equity Partners I, LP Delaware
AA Tundra Investor, L.P. Delaware
AEP Fund VI Pace Holdings, L.P. Delaware
AIOF II Njord Debt Aggregator, L.P. Delaware
American Packing & Gasket Holdings, LLC Delaware
Apollo USREF III Royce Holdings LP Delaware
ASG Co-Investment Vehicle, LP Delaware
Calera XXI, LLC Delaware
Calera XXIV, LLC Delaware
Carlyle Infrastructure Credit Fund Note Issuer, L.P Delaware
CEP V-A CS AIV Limited Partnership Delaware
CEP V-A DMS AIV LP Delaware
CEP V-A DR AIV Limited Partnership Delaware
CEP V-A Mass AIV Limited Partnership Delaware
CEP V-A WBLI AIV LP Delaware
CEP VI-A AEP AIV Limited Partnership Delaware
Chartwell Investments II, LP Delaware
CIABB Holdings, LLC Delaware
CIVH Holdings, LLC Delaware

 

- 7 -
As Of October 1, 2023
Updated By: Jackson Legal, Office Of The Corporate Secretary

 

 

 

 

CIVH Holdings II LLC Delaware
Clairvest Equity Partners VI-A Canada
CPS Performance Materials Holdings Delaware
Family Bakery Holdings, LLC Delaware
FH VH Co-Invest Aggregator, LP Delaware
GFF Holdco LP Delaware
LBR Co-Invest DebtCo, LP Delaware
LBR Co-Invest EquityCo, LP Delaware
LCLA3 Brazil Holdings, LP Ontario
LCLA Daylight, LP Delaware
Leeds Astra Investors, LLC Delaware
LJ Broder Co-Invest LLC Delaware
LION Co-Invest LP Delaware
LM Matthews Holdings III LLC Delaware
LM Matthews Holdings III-A LLC Delaware
Lovell Minnick Equity Partners III, L.P. Delaware
Lovell Minnick Equity Partners Tailwind Co-Invest I LP Delaware
Novacap TMT VI Co-Investment (Cadenza), L.P. Quebec
Sabrosura Super Holdings LLC Delaware
Seidler Equity Partners IV, L.P. Delaware
Seidler Equity Partners VII LP Delaware
SEP V HL Holdings, LP Delaware
SPC Investments Co. LP Delaware
Star2Star Holdings, LLC Delaware
VS Professional Training Holdco, LP Delaware
Woodland Graham Holdings, LLC Delaware
YT Brigham Co Investments Partners LP Delaware
 

 

7 Based on most recently available information.

 

- 8 -
As Of October 1, 2023
Updated By: Jackson Legal, Office Of The Corporate Secretary

 

 

 

 

 

 

Open-End Management Investment Companies Registered with the  

U.S. Securities and Exchange Commission, in accord with the provisions of the 1940 Act 
JNL Investors Series Trust
JNL Series Trust
PPM Funds
 

     

- 9 -
As Of October 1, 2023
Updated By: Jackson Legal, Office Of The Corporate Secretary