0000892712-23-000081.txt : 20230509 0000892712-23-000081.hdr.sgml : 20230509 20230509130450 ACCESSION NUMBER: 0000892712-23-000081 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 EFFECTIVENESS DATE: 20230509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: McCarthy Grittinger Financial Group, LLC CENTRAL INDEX KEY: 0001972750 IRS NUMBER: 391976985 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-23213 FILM NUMBER: 23901126 BUSINESS ADDRESS: STREET 1: 125 SOUTH 84TH STREET STREET 2: SUITE 130 CITY: MILWAUKEE STATE: WI ZIP: 53214 BUSINESS PHONE: 414-475-1369 MAIL ADDRESS: STREET 1: 125 SOUTH 84TH STREET STREET 2: SUITE 130 CITY: MILWAUKEE STATE: WI ZIP: 53214 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001972750 XXXXXXXX 09-30-2020 09-30-2020 McCarthy Grittinger Financial Group, LLC

125 SOUTH 84TH STREET SUITE 130 MILWAUKEE WI 53214

13F HOLDINGS REPORT 028-23213 000108931 801-56927 N Matthew T. Miler 414-475-1369 /s/ Matthew T. Miler Milwaukee WI 05-08-2023 0 62 180890581 false INFORMATION TABLE 2 q3-2020.xml AMARIN CORP PLC SPONS ADR NEW 023111206 3579 850 SH SOLE 0 0 850 AMAZON COM INC COM 023135106 15744 5 SH SOLE 0 0 5 APPLE INC COM 037833100 173852 1501 SH SOLE 0 0 1501 AQUA METALS INC COM 03837J101 4555 5000 SH SOLE 0 0 5000 BANK MONTREAL QUE COM 063671101 5023 86 SH SOLE 0 0 86 BECTON DICKINSON & CO COM 075887109 137514 591 SH SOLE 0 0 591 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 10647 50 SH SOLE 0 0 50 CENTRIC BRANDS INC COM 15644G104 1 16 SH SOLE 0 0 16 CLEAN HARBORS INC COM 184496107 896 16 SH SOLE 0 0 16 COWEN INC CL A NEW 223622606 2034 125 SH SOLE 0 0 125 EXACT SCIENCES CORP COM 30063P105 48120 472 SH SOLE 0 0 472 FIDELITY NATL INFORMATION SV COM 31620M106 153246 1041 SH SOLE 0 0 1041 FISERV INC COM 337738108 46579 452 SH SOLE 0 0 452 GENERAL ELECTRIC CO COM 369604103 1246 200 SH SOLE 0 0 200 INTEL CORP COM 458140100 5178 100 SH SOLE 0 0 100 INTERNATIONAL BUSINESS MACHS COM 459200101 61930 509 SH SOLE 0 0 509 ISHARES TR CORE S&P500 ETF 464287200 374371 1114 SH SOLE 0 0 1114 ISHARES TR RUS 1000 VAL ETF 464287598 155385 1315 SH SOLE 0 0 1315 ISHARES TR RUS 2000 VAL ETF 464287630 41444 417 SH SOLE 0 0 417 ISHARES TR RUS MDCP VAL ETF 464287473 8892 110 SH SOLE 0 0 110 ISHARES TR SELECT DIVID ETF 464287168 103932 1275 SH SOLE 0 0 1275 JOHNSON & JOHNSON COM 478160104 7444 50 SH SOLE 0 0 50 KOHLS CORP COM 500255104 6022 325 SH SOLE 0 0 325 MERCK & CO. INC COM 58933Y105 13023 157 SH SOLE 0 0 157 MOTOROLA SOLUTIONS INC COM NEW 620076307 4391 28 SH SOLE 0 0 28 NATIONAL FUEL GAS CO N J COM 636180101 8280 204 SH SOLE 0 0 204 NEKTAR THERAPEUTICS COM 640268108 1642 99 SH SOLE 0 0 99 NEW IRELAND FD INC COM 645673104 3583 426 SH SOLE 0 0 426 PRINCIPAL FINL GROUP INC COM 74251V102 16511 410 SH SOLE 0 0 410 PROCTER AND GAMBLE CO COM 742718109 221550 1594 SH SOLE 0 0 1594 ROYAL BK CDA COM 780087102 2244 32 SH SOLE 0 0 32 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 777399 11379 SH SOLE 0 0 11379 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 66896 869 SH SOLE 0 0 869 SEMPRA ENERGY COM 816851109 34088 288 SH SOLE 0 0 288 SPDR S&P 500 ETF TR TR UNIT 78462F103 59974 179 SH SOLE 0 0 179 STARBUCKS CORP COM 855244109 258 3 SH SOLE 0 0 3 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 901 100 SH SOLE 0 0 100 3-D SYS CORP DEL COM NEW 88554D205 982 200 SH SOLE 0 0 200 UNDER ARMOUR INC CL A 904311107 168 15 SH SOLE 0 0 15 UNDER ARMOUR INC CL C 904311206 590 60 SH SOLE 0 0 60 UNITED PARCEL SERVICE INC CL B 911312106 172295 1034 SH SOLE 0 0 1034 US BANCORP DEL COM NEW 902973304 161719 4511 SH SOLE 0 0 4511 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 12029373 144845 SH SOLE 0 0 144845 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 19686099 338336 SH SOLE 0 0 338336 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 18566 143 SH SOLE 0 0 143 VANGUARD INDEX FDS GROWTH ETF 922908736 1573866 6915 SH SOLE 0 0 6915 VANGUARD INDEX FDS LARGE CAP ETF 922908637 44540981 284716 SH SOLE 0 0 284716 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 15284 151 SH SOLE 0 0 151 VANGUARD INDEX FDS MID CAP ETF 922908629 1201490 6817 SH SOLE 0 0 6817 VANGUARD INDEX FDS SMALL CP ETF 922908751 24291790 157944 SH SOLE 0 0 157944 VANGUARD INDEX FDS VALUE ETF 922908744 2285985 21873 SH SOLE 0 0 21873 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 20121964 398850 SH SOLE 0 0 398850 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 6092574 57865 SH SOLE 0 0 57865 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 71480 1313 SH SOLE 0 0 1313 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 20624217 215284 SH SOLE 0 0 284703 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 20065840 284703 SH SOLE 0 0 215284 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4290398 33347 SH SOLE 0 0 33347 VANGUARD STAR FDS VG TL INTL STK F 921909768 470025 9009 SH SOLE 0 0 9009 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 235610 2911 SH SOLE 0 0 2911 VANGUARD WORLD FD ESG INTL STK ETF 921910725 178917 3467 SH SOLE 0 0 3467 VEDANTA LTD SPONSORED ADR 92242Y100 887 120 SH SOLE 0 0 120 WEC ENERGY GROUP INC COM 92939U106 181107 1869 SH SOLE 0 0 1869