0001981241-24-000004.txt : 20240917 0001981241-24-000004.hdr.sgml : 20240917 20240917190031 ACCESSION NUMBER: 0001981241-24-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230718 FILED AS OF DATE: 20240917 DATE AS OF CHANGE: 20240917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gropp Chris P CENTRAL INDEX KEY: 0001981241 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41708 FILM NUMBER: 241305757 MAIL ADDRESS: STREET 1: 3000 UNIVERSITY DRIVE CITY: AUBURN HILLS STATE: MI ZIP: 48326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHINIA INC. CENTRAL INDEX KEY: 0001968915 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 UNIVERSITY DRIVE CITY: AUBURN HILLS STATE: MI ZIP: 48326 BUSINESS PHONE: 248-732-1900 MAIL ADDRESS: STREET 1: 3000 UNIVERSITY DRIVE CITY: AUBURN HILLS STATE: MI ZIP: 48326 4 1 wk-form4_1726614025.xml FORM 4 X0508 4 2023-07-18 0 0001968915 PHINIA INC. PHIN 0001981241 Gropp Chris P 3000 UNIVERSITY DRIVE AUBURN HILLS MI 48326 0 1 0 0 Vice President and CFO 0 Common Stock 2023-07-18 4 A 0 1834 0 A 1834 I By spouse Common Stock 2024-02-16 4 A 0 1510 0 A 3378 I By spouse Common Stock 2024-06-27 5 G 0 E 8 0 A 63698 D Common Stock 2024-09-13 4 A 0 304 0 A 64002 D Common Stock 2024-09-13 4 A 0 18 0 A 3440 I By spouse This transaction is the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of the issuer by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off") and represents an award of restricted stock to the reporting person's spouse with respect to the issuer's common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, which will vest on the same schedule as its related pre-conversion award. Previous transactions of the reporting owner's spouse with respect to the issuer's common stock were inadvertently omitted. Represents an award of restricted stock to the reporting person's spouse with respect to the issuer's common stock, which will vest in three annual installments of 503 on February 28, 2025, 503 on February 28, 2026, and 504 on February 28, 2027. Includes shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock, as required by the terms of such awards, through the applicable transaction date. Shares were acquired by the reporting person as a result of an inheritance. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards. Includes 56,216 shares of restricted stock. Shares listed are restricted stock. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Kelly A. Albin as attorney-in-fact for Chris P. Gropp 2024-09-17