SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Goldfine Leigh

(Last) (First) (Middle)
105 EDGEVIEW DRIVE

(Street)
BROOMFIELD CO 80021

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/11/2023
3. Issuer Name and Ticker or Trading Symbol
Gogo Inc. [ GOGO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Controller and CAO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,196(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) (2) Common Stock 12,269 (3) D
Restricted Stock Units (4) (4) Common Stock 13,309 (3) D
Options (Right to Buy) 11/30/2020 12/01/2025 Common Stock 40 $2.61 D
Explanation of Responses:
1. Includes 76 shares acquired under Gogo Inc's employee stock purchase plan in transactions that were exempt under Rule 16b-3(c).
2. 12,269 of these restricted stock units vest in four equal installments on the first four anniversaries of November 30, 2022, subject to continued employment with the Company.
3. Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.
4. 13,309 of these restricted stock units vest in four equal installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company.
Remarks:
/s/ Crystal L. Gordon, Attorney-in-Fact for Leigh Goldfine 03/16/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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