0001172661-23-004051.txt : 20231114 0001172661-23-004051.hdr.sgml : 20231114 20231114170329 ACCESSION NUMBER: 0001172661-23-004051 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Terrapin Asset Management, LLC CENTRAL INDEX KEY: 0001965645 IRS NUMBER: 680490212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-23041 FILM NUMBER: 231407774 BUSINESS ADDRESS: STREET 1: 3725 LEAFY WAY CITY: MIAMI STATE: FL ZIP: 33133 BUSINESS PHONE: 212-710-4100 MAIL ADDRESS: STREET 1: 3725 LEAFY WAY CITY: MIAMI STATE: FL ZIP: 33133 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001965645 XXXXXXXX 09-30-2023 09-30-2023 false Terrapin Asset Management, LLC

3725 Leafy Way Miami FL 33133

13F HOLDINGS REPORT 028-23041 000134855 802-121926 N Nathan Leight 305-230-4002 /s/ Nathan Leight Miami FL 11-14-2023 0 52 87813672 INFORMATION TABLE 2 infotable.xml ALPHABET INC CAP STK CL A 02079K305 6451398 49300 SH SOLE 49300 0 0 ALPHATIME ACQUISITION CORP UNIT 03/01/2028 G0223V113 538250 50000 SH SOLE 50000 0 0 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 875622 86269 SH SOLE 86269 0 0 ALTRIA GROUP INC COM 02209S103 588700 14000 SH Call SOLE 14000 0 0 ALTRIA GROUP INC COM 02209S103 588700 14000 SH SOLE 14000 0 0 ANDRETTI ACQUISITION CORP CL A ORD SHS G26735103 1075000 100000 SH SOLE 100000 0 0 AQUARON ACQUISITION CORP COMMON STOCK 03842W105 535500 50000 SH SOLE 50000 0 0 AVROBIO INC COM 05455M100 860532 558787 SH SOLE 558787 0 0 BELLEVUE LIFE SCNCS AQSTN CO UNIT 02/09/2028 079174207 322950 30000 SH SOLE 30000 0 0 BRIDGETOWN HOLDINGS LTD COM CL A G1355U113 3661846 353460 SH SOLE 353460 0 0 CARLYLE CREDIT INCOME FUND SHS BEN INT 92535C104 4342492 530867 SH SOLE 530867 0 0 CETUS CAP ACQUISITION CORP UNIT 01/30/2028 15719Y204 426400 40000 SH SOLE 40000 0 0 CITIZENS FINL SVCS INC COM 174615104 1795083 37460 SH SOLE 37460 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 47610 23000 SH SOLE 23000 0 0 FEUTUNE LIGHT ACQUISITION CO UNIT 06/01/2029 31561T201 1088010 100000 SH SOLE 100000 0 0 FIRST HORIZON CORPORATION COM 320517105 2334036 211800 SH SOLE 211800 0 0 FOUR LEAF ACQUISITION CORP UNIT 03/15/2028 35088F206 184275 17500 SH SOLE 17500 0 0 GLOBUS MED INC CL A 379577208 1662630 33487 SH SOLE 33487 0 0 GOLDEN ARROW MERGER CORP UNIT 07/31/2026 380799205 206800 20000 SH SOLE 20000 0 0 HOMESTREET INC COM 43785V102 1925883 247225 SH SOLE 247225 0 0 INFLECTION PT ACQUISITN CRP CL A ORD SHS G4790U102 1702079 166570 SH SOLE 166570 0 0 INNOVATE CORP COM 45784J105 134387 82955 SH SOLE 82955 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 109386 5900 SH Put SOLE 5900 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 556200 30000 SH Call SOLE 30000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 7982100 90000 SH SOLE 90000 0 0 ISHARES TR PFD AND INCM SEC 464288687 301500 10000 SH SOLE 10000 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 4093817 520180 SH SOLE 520180 0 0 MARS ACQUISITION CORP UNIT 02/09/2028 G5870E132 215500 20000 SH SOLE 20000 0 0 MAXLINEAR INC COM 57776J100 311500 14000 SH Put SOLE 14000 0 0 MAXLINEAR INC COM 57776J100 376492 16921 SH SOLE 16921 0 0 METAL SKY STAR ACQUISITION C UNIT 03/31/2027 G6053N139 219200 20000 SH SOLE 20000 0 0 MONTEREY CAP ACQUISITION COR CLASS A COM 61244M109 638400 60000 SH SOLE 60000 0 0 NCL CORP LTD NOTE 5.375% 8/0 62886HAX9 580000 500000 PRN SOLE 500000 0 0 OSIRIS ACQUISITION CORP UNIT 99/99/9999 68829A202 206800 20000 SH SOLE 20000 0 0 PHENOMEX INC COM 084310101 2105854 2109863 SH SOLE 2109863 0 0 PONO CAP THREE INC UNIT 01/11/2028 G71704129 318300 30000 SH SOLE 30000 0 0 PONO CAP TWO INC UNIT 07/31/2027 73245B206 341760 32000 SH SOLE 32000 0 0 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 6272046 599622 SH SOLE 599622 0 0 SCULPTOR CAP MGMT COM CL A 811246107 3725688 321180 SH SOLE 321180 0 0 SEAGEN INC COM 81181C104 148505 700 SH Call SOLE 700 0 0 SEAGEN INC COM 81181C104 2970100 14000 SH SOLE 14000 0 0 SEAGEN INC COM 81181C104 8528430 40200 SH Put SOLE 40200 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 4519500 50000 SH SOLE 50000 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 748711 14609 SH SOLE 14609 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 717500 14000 SH Put SOLE 14000 0 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 1361253 17374 SH SOLE 17374 0 0 TENX KEANE ACQUISITION RIGHT 06/30/2028 G8708L112 17850 75000 SH SOLE 75000 0 0 TENX KEANE ACQUISITION ORD SHS G8708L104 807750 75000 SH SOLE 75000 0 0 TORTOISEECOFIN ACQUISITION C SHS CL A G8956E109 1297351 123793 SH SOLE 123793 0 0 ZOETIS INC CL A 98978V103 2609700 15000 SH Put SOLE 15000 0 0 ZOETIS INC CL A 98978V103 3044650 17500 SH SOLE 17500 0 0 ZOETIS INC CL A 98978V103 1339646 7700 SH Call SOLE 7700 0 0