Managing Member

0001085146-23-000585.txt : 20230202 0001085146-23-000585.hdr.sgml : 20230202 20230202100849 ACCESSION NUMBER: 0001085146-23-000585 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230202 EFFECTIVENESS DATE: 20230202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Breakwater Capital Group CENTRAL INDEX KEY: 0001964309 IRS NUMBER: 882437709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22792 FILM NUMBER: 23579153 BUSINESS ADDRESS: STREET 1: 140 E RIDGEWOOD AVE STREET 2: SUITE 415 CITY: PARAMUS STATE: NJ ZIP: 07652 BUSINESS PHONE: 15513423733 MAIL ADDRESS: STREET 1: 140 E RIDGEWOOD AVE STREET 2: SUITE 415 CITY: PARAMUS STATE: NJ ZIP: 07652 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001964309 XXXXXXXX 12-31-2022 12-31-2022 false Breakwater Capital Group

140 E RIDGEWOOD AVE SUITE 415 PARAMUS NJ 07652

13F HOLDINGS REPORT 028-22792 N Jeffrey Hanson Managing Member 551-342-3733 /s/Jeffrey Hanson Paramus NJ 02-01-2023 0 168 191116692 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 BBG001S5T7X2 223411 1863 SH SOLE 0 0 1863 ABBOTT LABS COM 002824100 BBG001S5N9M6 257677 2347 SH SOLE 0 0 2347 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 422449 2614 SH SOLE 0 0 2614 ALLEGION PLC ORD SHS G0176J109 BBG003PS7JW0 295886 2811 SH SOLE 0 0 2811 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 369419 4187 SH SOLE 0 0 4187 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 837345 9437 SH SOLE 0 0 9437 ALTRIA GROUP INC COM 02209S103 BBG001S5T8T5 232207 5080 SH SOLE 0 0 5080 AMAZON COM INC COM 023135106 BBG001S5PQL7 1823052 21703 SH SOLE 0 0 21703 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 501020 3391 SH SOLE 0 0 3391 APPLE INC COM 037833100 BBG001S5N8V8 9179181 70647 SH SOLE 0 0 70647 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 730130 22045 SH SOLE 0 0 22045 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 1508977 4885 SH SOLE 0 0 4885 BHP GROUP LTD SPONSORED ADS 088606108 BBG001S5P5K4 288160 4644 SH SOLE 0 0 4644 BLACKROCK CORE BD TR SHS BEN INT 09249E101 BBG001SFNB21 120699 11628 SH SOLE 0 0 11628 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 BBG003BPM0W5 769101 36125 SH SOLE 0 0 36125 BOEING CO COM 097023105 BBG001S5P0V3 368979 1937 SH SOLE 0 0 1937 BOSTON SCIENTIFIC CORP COM 101137107 BBG001S63L94 200488 4333 SH SOLE 0 0 4333 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 812891 11298 SH SOLE 0 0 11298 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 BBG004K1ZMP2 2617172 44127 SH SOLE 0 0 44127 CAPITAL GROUP FIXED INCOME E CORE PLUS INCM 14020Y102 BBG014YZRRT5 3122743 140159 SH SOLE 0 0 140159 CATERPILLAR INC COM 149123101 BBG001S5PJ06 279087 1165 SH SOLE 0 0 1165 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 247337 1378 SH SOLE 0 0 1378 CIGNA CORP NEW COM 125523100 BBG00KXRCDQ9 316761 956 SH SOLE 0 0 956 CISCO SYS INC COM 17275R102 BBG001S6HC62 450341 9453 SH SOLE 0 0 9453 CITIGROUP INC COM NEW 172967424 BBG001S72ZG4 270068 5971 SH SOLE 0 0 5971 COCA COLA CO COM 191216100 BBG001S5SMQ8 425551 6690 SH SOLE 0 0 6690 COLUMBIA ETF TR II EM CORE EX ETF 19762B202 BBG009XW7GY3 2211020 86537 SH SOLE 0 0 86537 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 BBG001TCB9Y0 335996 17047 SH SOLE 0 0 17047 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 518640 14831 SH SOLE 0 0 14831 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 239068 2026 SH SOLE 0 0 2026 CONSOLIDATED EDISON INC COM 209115104 BBG001S5QRL4 540420 5670 SH SOLE 0 0 5670 CUMMINS INC COM 231021106 BBG001S5Q9M3 255374 1054 SH SOLE 0 0 1054 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 559047 5999 SH SOLE 0 0 5999 DANAHER CORPORATION COM 235851102 BBG001S5QGT0 403969 1522 SH SOLE 0 0 1522 DEERE & CO COM 244199105 BBG001S5QFF7 826221 1927 SH SOLE 0 0 1927 DIAGEO PLC SPON ADR NEW 25243Q205 BBG001S7V596 346580 1945 SH SOLE 0 0 1945 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 BBG01254CL28 691889 16664 SH SOLE 0 0 16664 DIMENSIONAL ETF TRUST EMERGING MKTS VA 25434V740 BBG017158GJ6 332864 14722 SH SOLE 0 0 14722 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 BBG00Y2PHW26 1245465 56741 SH SOLE 0 0 56741 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 BBG012G21Y06 923248 30370 SH SOLE 0 0 30370 DISNEY WALT CO COM 254687106 BBG001S5QHF3 550472 6336 SH SOLE 0 0 6336 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 209997 2039 SH SOLE 0 0 2039 EATON CORP PLC SHS G29183103 BBG001S5QZ45 261636 1667 SH SOLE 0 0 1667 EOG RES INC COM 26875P101 BBG001S5ZB93 218112 1684 SH SOLE 0 0 1684 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 1464233 13275 SH SOLE 0 0 13275 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 1119152 24859 SH SOLE 0 0 24859 FIRSTENERGY CORP COM 337932107 BBG001S5R3N4 372721 8887 SH SOLE 0 0 8887 FREEPORT-MCMORAN INC CL B 35671D857 BBG001S5R3F3 210938 5551 SH SOLE 0 0 5551 GENERAL ELECTRIC CO COM NEW 369604301 BBG001S5PVD5 344461 4111 SH SOLE 0 0 4111 HENRY SCHEIN INC COM 806407102 BBG001S6S7F1 251431 3148 SH SOLE 0 0 3148 HOME DEPOT INC COM 437076102 BBG001S5RTW7 1205953 3818 SH SOLE 0 0 3818 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 689189 3216 SH SOLE 0 0 3216 INGERSOLL RAND INC COM 45687V106 BBG002R1CW36 718333 13748 SH SOLE 0 0 13748 INTEL CORP COM 458140100 BBG001S5SF65 296307 11211 SH SOLE 0 0 11211 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 BBG001SS8729 1252099 30142 SH SOLE 0 0 30142 INVESCO EXCH TRADED FD TR II S&P INTL QULTY 46138E214 BBG001SS78M6 281014 11361 SH SOLE 0 0 11361 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 BBG001V18CG8 310937 4866 SH SOLE 0 0 4866 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 BBG001S6H5N8 6101894 39329 SH SOLE 0 0 39329 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 BBG001SLKDX3 1153412 68984 SH SOLE 0 0 68984 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 BBG001V28DF5 676494 8190 SH SOLE 0 0 8190 INVESCO EXCHANGE TRADED FD T S&P SML 600 EQ 46137V183 BBG00KJR2ZT4 878909 12701 SH SOLE 0 0 12701 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 8297166 58741 SH SOLE 0 0 58741 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 539217 2025 SH SOLE 0 0 2025 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 263855 5650 SH SOLE 0 0 5650 ISHARES INC MSCI EMRG CHN 46434G764 BBG00H5VLN77 241290 5083 SH SOLE 0 0 5083 ISHARES TR 0-5 YR TIPS ETF 46429B747 BBG001TG5H89 2957959 30507 SH SOLE 0 0 30507 ISHARES TR 0-5YR INVT GR CP 46434V100 BBG005DW0468 3963239 82809 SH SOLE 0 0 82809 ISHARES TR CORE DIVID ETF 46435U861 BBG00J5M0G99 1920024 51187 SH SOLE 0 0 51187 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 376744 6112 SH SOLE 0 0 6112 ISHARES TR CORE MSCI TOTAL 46432F834 BBG003H6TMV7 302770 5231 SH SOLE 0 0 5231 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 2900019 11989 SH SOLE 0 0 11989 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 2224797 23508 SH SOLE 0 0 23508 ISHARES TR CORE S&P US VLU 464287663 BBG001SFQL80 1213494 17181 SH SOLE 0 0 17181 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 4398541 11448 SH SOLE 0 0 11448 ISHARES TR EAFE GRWTH ETF 464288885 BBG001SP62C7 1271477 15180 SH SOLE 0 0 15180 ISHARES TR EAFE SML CP ETF 464288273 BBG001SYVWS7 965243 17090 SH SOLE 0 0 17090 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 429896 9370 SH SOLE 0 0 9370 ISHARES TR FALN ANGLS USD 46435G474 BBG00D332C84 1867284 75875 SH SOLE 0 0 75875 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 607816 8255 SH SOLE 0 0 8255 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 733371 6956 SH SOLE 0 0 6956 ISHARES TR MRGSTR SM CP GR 464288604 BBG001SBRKD4 883521 24515 SH SOLE 0 0 24515 ISHARES TR MSCI EAFE ETF 464287465 BBG001SG09V7 298334 4545 SH SOLE 0 0 4545 ISHARES TR MSCI EAFE MIN VL 46429B689 BBG0025X2WP7 1122593 17655 SH SOLE 0 0 17655 ISHARES TR MSCI INTL SML CP 46434V266 BBG008LP7B65 437370 14579 SH SOLE 0 0 14579 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 2209456 19388 SH SOLE 0 0 19388 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 3245162 30754 SH SOLE 0 0 30754 ISHARES TR NEW YORK MUN ETF 464288323 BBG001T03XV5 430833 8222 SH SOLE 0 0 8222 ISHARES TR RUS 1000 ETF 464287622 BBG001S562W9 1567321 7445 SH SOLE 0 0 7445 ISHARES TR RUS 1000 GRW ETF 464287614 BBG001S56320 2404630 11224 SH SOLE 0 0 11224 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 8875040 58523 SH SOLE 0 0 58523 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 229806 1318 SH SOLE 0 0 1318 ISHARES TR S&P 500 GRWT ETF 464287309 BBG001S561Q8 743281 12706 SH SOLE 0 0 12706 ISHARES TR S&P MC 400VL ETF 464287705 BBG001SFQJM9 819403 8129 SH SOLE 0 0 8129 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 1145700 9500 SH SOLE 0 0 9500 ISHARES TR SP SMCP600VL ETF 464287879 BBG001SFQL26 315172 3452 SH SOLE 0 0 3452 ISHARES TR US TREAS BD ETF 46429B267 BBG002NCKPP8 207275 9123 SH SOLE 0 0 9123 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 BBG00J5DPW97 3453206 89115 SH SOLE 0 0 89115 JANUS DETROIT STR TR HENDERSN SML ETF 47103U209 BBG00C9Y3BD7 478603 9188 SH SOLE 0 0 9188 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 809764 4584 SH SOLE 0 0 4584 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 705768 5263 SH SOLE 0 0 5263 LILLY ELI & CO COM 532457108 BBG001S5STL8 891918 2438 SH SOLE 0 0 2438 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 BBG001SDX252 52032 23651 SH SOLE 0 0 23651 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 596923 1227 SH SOLE 0 0 1227 LOWES COS INC COM 548661107 BBG001S5SVL3 665462 3340 SH SOLE 0 0 3340 MERCK & CO INC COM 58933Y105 BBG001S5TC52 1479074 13331 SH SOLE 0 0 13331 MICROSOFT CORP COM 594918104 BBG001S5TD05 2874003 11984 SH SOLE 0 0 11984 MORGAN STANLEY COM NEW 617446448 BBG001S9V5Z3 342631 4030 SH SOLE 0 0 4030 NIKE INC CL B 654106103 BBG001S6NTK2 338159 2890 SH SOLE 0 0 2890 NORFOLK SOUTHN CORP COM 655844108 BBG001S5TQJ6 503682 2044 SH SOLE 0 0 2044 NUVEEN N Y SELECT TAX FREE I SH BEN INT 67063V104 BBG001S72H47 301954 26053 SH SOLE 0 0 26053 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 BBG001SHM0F8 223898 19814 SH SOLE 0 0 19814 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 228271 1562 SH SOLE 0 0 1562 ORACLE CORP COM 68389X105 BBG001S5SJG6 1108067 13556 SH SOLE 0 0 13556 PEPSICO INC COM 713448108 BBG001S695T1 604850 3348 SH SOLE 0 0 3348 PFIZER INC COM 717081103 BBG001S5V466 1208137 23578 SH SOLE 0 0 23578 PIMCO ETF TR ACTIVE BD ETF 72201R775 BBG002N12C17 1569647 17348 SH SOLE 0 0 17348 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 330726 2094 SH SOLE 0 0 2094 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 489993 3233 SH SOLE 0 0 3233 PROSHARES TR S&P 500 DV ARIST 74348A467 BBG005D266P2 2639317 29329 SH SOLE 0 0 29329 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 BBG001S5V3C1 306595 5004 SH SOLE 0 0 5004 QUALCOMM INC COM 747525103 BBG001S6VS70 500777 4555 SH SOLE 0 0 4555 RAYTHEON TECHNOLOGIES CORP COM 75513E101 BBG001S5X5Q9 404084 4004 SH SOLE 0 0 4004 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 BBG0051QD594 989191 31644 SH SOLE 0 0 31644 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 325939 9530 SH SOLE 0 0 9530 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 BBG001S7T232 225097 2292 SH SOLE 0 0 2292 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 328522 2640 SH SOLE 0 0 2640 SOUTHERN CO COM 842587107 BBG001S5W777 344632 4826 SH SOLE 0 0 4826 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 1134670 2967 SH SOLE 0 0 2967 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 BBG001S63NQ1 1624597 3669 SH SOLE 0 0 3669 SPDR SER TR NUVEEN BLMBRG SH 78468R739 BBG001T083N5 1371017 29183 SH SOLE 0 0 29183 SPDR SER TR PORTFOLIO S&P600 78468R853 BBG004T58LZ5 821252 22214 SH SOLE 0 0 22214 SPDR SER TR PORTFOLIO SHORT 78464A474 BBG001T6B0P2 3057195 104057 SH SOLE 0 0 104057 SPDR SER TR PRTFLO S&P500 GW 78464A409 BBG001SD7RB9 4100513 80926 SH SOLE 0 0 80926 SPDR SER TR PRTFLO S&P500 VL 78464A508 BBG001SG4284 4143107 106534 SH SOLE 0 0 106534 STRYKER CORPORATION COM 863667101 BBG001S8FR03 505116 2066 SH SOLE 0 0 2066 SYSCO CORP COM 871829107 BBG001S5WJS8 303965 3976 SH SOLE 0 0 3976 TJX COS INC NEW COM 872540109 BBG001S5WQ93 226940 2851 SH SOLE 0 0 2851 TRANE TECHNOLOGIES PLC SHS G8994E103 BBG001S5SBV6 2327878 13849 SH SOLE 0 0 13849 UNITED PARCEL SERVICE INC CL B 911312106 BBG001SDGSH1 544293 3131 SH SOLE 0 0 3131 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 640988 1209 SH SOLE 0 0 1209 VALLEY NATL BANCORP COM 919794107 BBG001S7H654 132949 11755 SH SOLE 0 0 11755 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 BBG001SZDBR1 452979 8961 SH SOLE 0 0 8961 VANECK ETF TRUST IG FLOATING RATE 92189F486 BBG001V14Q53 282264 11345 SH SOLE 0 0 11345 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 BBG005T08310 1868921 83921 SH SOLE 0 0 83921 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 BBG001TC6MR5 479029 2764 SH SOLE 0 0 2764 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 293026 1375 SH SOLE 0 0 1375 VANGUARD INDEX FDS LARGE CAP ETF 922908637 BBG001SHTTQ6 267920 1538 SH SOLE 0 0 1538 VANGUARD INDEX FDS MID CAP ETF 922908629 BBG001SHVTS1 417199 2047 SH SOLE 0 0 2047 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 328435 3982 SH SOLE 0 0 3982 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 4408966 12549 SH SOLE 0 0 12549 VANGUARD INDEX FDS SM CP VAL ETF 922908611 BBG001SHVTR2 1849702 11648 SH SOLE 0 0 11648 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 613146 3207 SH SOLE 0 0 3207 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 3622248 25805 SH SOLE 0 0 25805 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 BBG009THVRX1 1786836 36105 SH SOLE 0 0 36105 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 BBG001T62M38 2228257 28748 SH SOLE 0 0 28748 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 BBG001T62KZ7 1501093 19964 SH SOLE 0 0 19964 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 330968 2180 SH SOLE 0 0 2180 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 870919 20751 SH SOLE 0 0 20751 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 BBG00C863MQ1 1595571 22915 SH SOLE 0 0 22915 VANGUARD WORLD FD MEGA GRWTH IND 921910816 BBG001T0Y6W9 1816027 10554 SH SOLE 0 0 10554 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 210869 5352 SH SOLE 0 0 5352 VISA INC COM CL A 92826C839 BBG001SRCFY3 399938 1925 SH SOLE 0 0 1925 WALMART INC COM 931142103 BBG001S5XH92 258483 1823 SH SOLE 0 0 1823 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 454479 11007 SH SOLE 0 0 11007 WISDOMTREE TR GLB US QTLY DIV 97717W844 BBG001SHL791 552175 17135 SH SOLE 0 0 17135 WISDOMTREE TR ITL HIGH DIV FD 97717W802 BBG001SHLHN3 1404956 39168 SH SOLE 0 0 39168 WISDOMTREE TR US MIDCAP DIVID 97717W505 BBG001SHKG74 213105 5180 SH SOLE 0 0 5180 WISDOMTREE TR US MIDCAP FUND 97717W570 BBG001SSZB66 1277053 26266 SH SOLE 0 0 26266