Chief Compliance Officer

0001765380-23-000204.txt : 20231107 0001765380-23-000204.hdr.sgml : 20231107 20231107094122 ACCESSION NUMBER: 0001765380-23-000204 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231107 DATE AS OF CHANGE: 20231107 EFFECTIVENESS DATE: 20231107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Atlas Wealth LLC CENTRAL INDEX KEY: 0001964106 IRS NUMBER: 874432827 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-23016 FILM NUMBER: 231382118 BUSINESS ADDRESS: STREET 1: 9301 MONTGOMERY RD STREET 2: SUITE 2A CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 513-985-3450 MAIL ADDRESS: STREET 1: 9301 MONTGOMERY RD STREET 2: SUITE 2A CITY: CINCINNATI STATE: OH ZIP: 45242 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001964106 XXXXXXXX 09-30-2023 09-30-2023 Atlas Wealth LLC

9301 MONTGOMERY RD SUITE 2A CINCINNATI OH 45242

13F HOLDINGS REPORT 028-23016 N Andy Armstrong Chief Compliance Officer 5138325385 Andy Armstrong Cincinnati OH 11-07-2023 0 223 534724622 false INFORMATION TABLE 2 13q32023gearhart.xml ABRDN EMRG MKTS EQTY INCM FD Closed End Funds - Taxable 00301W105 174849 36656 SH SOLE 0 0 0 ABRDN GLOBAL INFRA INCOME FUND COM SHS BEN INT Closed End Funds - Taxable 00326W106 3816908 237075 SH SOLE 0 0 0 ABRDN JAPAN EQUITY FUND INCORPORATED Closed End Funds - Taxable 00306J109 132177 24706 SH SOLE 0 0 0 ADAMS DIVERSIFIED EQUITY FD Closed End Funds - Taxable 006212104 22853925 1373433 SH SOLE 0 0 0 ALPHABET INCORPORATED CAP STK CLASS A Common Stock 02079K305 518206 3960 SH SOLE 0 0 0 ALPHABET INCORPORATED CAP STK CLASS C Common Stock 02079K107 6386023 48434 SH SOLE 0 0 0 AMAZON COM INCORPORATED Common Stock 023135106 2951472 23218 SH SOLE 0 0 0 AMERICAN CENTURY EMERGING MARKETS FUND CL I N/L Mutual Fund (Open End) - No Load 025086877 162931 16832 SH SOLE 0 0 0 AMERICAN CENTY ETF TR AVANTIS U S SM CAP EQUITY Exchange Traded Funds (Country Baskets/iShares) - Domestic 025072323 919975 20781 SH SOLE 0 0 0 AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F2 N/L Mutual Fund (Open End) - No Load 29875E100 440366 8603 SH SOLE 0 0 0 AMERICAN FUNDS GROWTH FUND OF AMERICA FUND CL F2 N/L Mutual Fund (Open End) - No Load 399874825 369818 6237 SH SOLE 0 0 0 AMERICAN FUNDS INVESTMENT CO OF AMERICA FD CL F2 N/L Mutual Fund (Open End) - No Load 461308827 238636 5173 SH SOLE 0 0 0 AMERICAN VA 529 BOND FUND OF AMERICA CL F2 N/L Non Taxable Mutual Fund - College Fund No Load 097873749 135556 12459 SH SOLE 0 0 0 AMERICAN VA 529 CAPITAL WORLD GROWTH & INC FD CL F2 N/L Non Taxable Mutual Fund - College Fund No Load 140543752 271237 4935 SH SOLE 0 0 0 AMERICAN VA 529 GLOBAL GROWTH FD CL F2 N/L Non Taxable Mutual Fund - College Fund No Load 02630R310 211311 11466 SH SOLE 0 0 0 ANGEL OAK FINL STRATEGIES INCM COM BEN INT Closed End Funds - Taxable 03464A100 9823689 815921 SH SOLE 0 0 0 ANGEL OAK ULTRASHORT INCOME FUND CL I N/L Mutual Fund (Open End) - No Load 03463K828 1747898 181317 SH SOLE 0 0 0 APPLE INCORPORATED Common Stock 037833100 14882692 86927 SH SOLE 0 0 0 ARBITRAGE FUND CL I N/L Alternative Mutual Fund (Open End) - No Load 03875R205 256361 19660 SH SOLE 0 0 0 ASA GOLD AND PRECIOUS MTLS LMT SHS Closed-End Fund - Foreign G3156P103 1197461 89832 SH SOLE 0 0 0 AT&T INCORPORATED Common Stock 00206R102 294617 19615 SH SOLE 0 0 0 AVANTIS EMERGING MARKETS EQUITY ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 025072604 670063 12693 SH SOLE 0 0 0 AVANTIS INTERNATIONAL SMALL CAP VALUE ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 025072802 230359 3982 SH SOLE 0 0 0 AVANTIS U.S. EQUITY ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 025072885 1129156 15413 SH SOLE 0 0 0 AVANTIS U.S. SMALL CAP VALUE ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 025072877 384605 4934 SH SOLE 0 0 0 BANK OF AMERICA CORP PFD Preferred Stock 060505583 1296005 62428 SH SOLE 0 0 0 BANK OF AMERICA CORPORATION PFD 1/1200SER2 Preferred Stock 060505625 17106255 810723 SH SOLE 0 0 0 BANK OF AMERICA CORPORATION PFD DP1/1200 4 Preferred Stock 060505591 813743 38566 SH SOLE 0 0 0 BANK OF AMERICA CORPORATION PFD PER1/1000E Preferred Stock 060505815 1416022 70519 SH SOLE 0 0 0 BANK OF AMERICA CORPORATION PFD1/1200 SR1 Preferred Stock 060505633 5973229 284575 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW Common Stock 084670702 592357 1691 SH SOLE 0 0 0 BLACKROCK 529 COLLEGE ADVNTGE CAPITAL APPRECIATION OPT I N/L Non Taxable Mutual Fund - College Fund No Load 19452P297 249050 5107 SH SOLE 0 0 0 BLACKROCK 529 COLLEGE ADVNTGE COLLEGE 2024 OPTCL I N/L Non Taxable Mutual Fund - College Fund No Load 19452P388 210383 16858 SH SOLE 0 0 0 BLACKROCK 529 COLLEGE ADVNTGE ENROLL OPTION CL I N/L Non Taxable Mutual Fund - College Fund No Load 19452P412 127667 10683 SH SOLE 0 0 0 BLACKROCK 529 COLLEGE ADVNTGE GLOBAL ALLOCATION OPTION I N/L Non Taxable Mutual Fund - College Fund No Load 19452P198 531281 27845 SH SOLE 0 0 0 BLACKROCK 529 COLLEGE ADVNTGE MONEY MARKET OPTION CL I M/M Non Taxable Mutual Fund - College Fund No Load 19452P123 29630 29630 SH SOLE 0 0 0 BLACKROCK CAP ALLOCATION TERM Closed End Funds - Taxable 09260U109 7862883 542642 SH SOLE 0 0 0 BLACKROCK ESG CAP ALLC TERM SHS BEN INT Closed End Funds - Taxable 09262F100 3488236 235851 SH SOLE 0 0 0 BLACKROCK HEALTH SCIENCES Term trust Closed End Funds - Taxable 09260E105 2545800 176669 SH SOLE 0 0 0 BLACKROCK INNOVATION AND GRW SHS BEN INT Closed End Funds - Taxable 09260Q108 2180756 313327 SH SOLE 0 0 0 BLACKROCK LARGE CAP FOCUS GROWTH FUND INSTL CL N/L Mutual Fund (Open End) - No Load 09251P408 84514 13765 SH SOLE 0 0 0 BLACKROCK SCIENCE & TECHNOLOGY SHS BEN INT Closed End Funds - Taxable 09260K101 170148 10312 SH SOLE 0 0 0 BLACKSTONE SENI FLTN RAT 2027 Closed End Funds - Taxable 09256U105 1174295 88626 SH SOLE 0 0 0 BLACKSTONE STRATEGIC CRED 2027 COM SHS BEN IN Closed End Funds - Taxable 09257R101 18727477 1704047 SH SOLE 0 0 0 BLUE BIOFUELS INCORPORATED Common Stock 09530Q102 3594 24300 SH SOLE 0 0 0 BNY MELLON ALCENTRA GLOBAL CR Closed End Funds - Taxable 05588N108 1635498 210760 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB COMPANY Common Stock 110122108 222874 3840 SH SOLE 0 0 0 CALAMOS LNG SHR EQT DYNAMIC TR Closed End Funds - Taxable 12812C106 285358 19294 SH SOLE 0 0 0 CARDINAL HEALTH INCORPORATED Common Stock 14149Y108 293365 3379 SH SOLE 0 0 0 CENTER COAST BRKFLD MLP ENRGY SHS BEN INT Closed End Funds - Taxable 151461209 509033 24011 SH SOLE 0 0 0 CENTRAL SECS CORPORATION Closed End Funds - Taxable 155123102 17162940 484145 SH SOLE 0 0 0 CINCINNATI OH CITY SCH DIST, SCH IMPT GO REF BDS General Obligations - non-taxable 172252A57 35543 35000 SH SOLE 0 0 0 CISCO SYSTEMS INCORPORATED Common Stock 17275R102 1024343 19054 SH SOLE 0 0 0 CLEARBRIDGE ENERGY MIDSTRM OPP Common Stock 18469P209 610605 19262 SH SOLE 0 0 0 CLEVELAND-CUYAHOGA CNTY OH PORT AUTH REV, DEV REV BDS, EUCLID AVENUE DEV Revenue Supported Bonds - non-taxable 186103HS9 45302 45000 SH SOLE 0 0 0 COHEN & STEERS REAL ESTATE OPP SHS BENFIN INT Closed End Funds - Taxable 19249Q103 254958 19537 SH SOLE 0 0 0 CVS HEALTH CORPORATION Common Stock 126650100 546481 7827 SH SOLE 0 0 0 DAVIS SELECT FINANCIAL ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 23908L108 763513 28529 SH SOLE 0 0 0 DAVIS SELECT INTERNATIONAL ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 23908L405 841306 47132 SH SOLE 0 0 0 DELAWARE IVY MID CAP INCOME OPPORTUNITIES FUND CL I N/L Mutual Fund (Open End) - No Load 46600B409 403027 23933 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST U S SM CAP ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 25434V500 470520 8964 SH SOLE 0 0 0 DIVIDEND & INCOME FD INCORPORATED COM NEW Closed End Funds - Taxable 25538A204 8509189 787159 SH SOLE 0 0 0 DOUBLELINE YIELD OPPORTUNITIES Closed End Funds - Taxable 25862D105 755590 51296 SH SOLE 0 0 0 DTF TAX-FREE INCOME 2028 TERM Closed End Investment Co. Non Tax Dividend 23334J107 3477502 325914 SH SOLE 0 0 0 EATON VANCE ATLANTA CAPITAL SMID CAP FUND CL I N/L Mutual Fund (Open End) - No Load 277902698 264988 7550 SH SOLE 0 0 0 EATON VANCE MUN INCOME 2028 TE SHS Closed End Investment Co. Non Tax Dividend 27829U105 184457 10876 SH SOLE 0 0 0 ECOFIN SUSTAINABLE AND SOCIAL COM SH BEN INT Closed End Funds - Taxable 27901F109 13015527 1086438 SH SOLE 0 0 0 ELEVANCE HEALTH INCORPORATED Common Stock 036752103 352690 810 SH SOLE 0 0 0 EMERSON ELEC COMPANY Common Stock 291011104 257456 2666 SH SOLE 0 0 0 FEDERATED HERMES GOVT OBL FD MMKT INSTL SHRS IS M/M Money Market Funds - No Load 60934N104 578648 578648 SH SOLE 0 0 0 FEDERATED HERMES KAUFMANN FUND INSTL SHARES IS N/L Mutual Fund (Open End) - No Load 31421N873 89771 17918 SH SOLE 0 0 0 FEDERATED HERMES PRIME CASH OBLIGATION FD CL WS M/M Money Market Funds - No Load 60934N625 10376068 10376068 SH SOLE 0 0 0 FEDERATED HERMES TRSY OBLIGATION FD INSTL CL IS M/M Money Market Funds - No Load 60934N500 759772 759772 SH SOLE 0 0 0 FIDELITY ADVISOR INTERNATIONAL SMALL CAP FUND CL I N/L Mutual Fund (Open End) - No Load 315910679 663734 22990 SH SOLE 0 0 0 FIMM MONEY MARKET PORT FUND INSTL CL M/M Money Market Funds - No Load 31607A109 16520 16520 SH SOLE 0 0 0 FIMM TAX EXEMPT PORT FUND CL I M/M Non-Taxable Mutual Fund - Money Market No Load 316176106 670121 670121 SH SOLE 0 0 0 FIRST EAGLE GLOBAL FUND CL I N/L Mutual Fund (Open End) - No Load 32008F606 330657 5391 SH SOLE 0 0 0 FIRST EAGLE OVERSEAS FUND CL I N/L Mutual Fund (Open End) - No Load 32008F200 463069 19531 SH SOLE 0 0 0 FIRST EAGLE SMALL CAP OPPORTUNITY FUND CL I N/L Mutual Fund (Open End) - No Load 32008F234 730863 82304 SH SOLE 0 0 0 FIRST TR DYNAMIC EUROPE EQUITY COM SHS Closed End Funds - Taxable 33740D107 4651513 375122 SH SOLE 0 0 0 FIRST TR ETF IV CBOE VEST RISING DIVIDEND Exchange Traded Funds (Country Baskets/iShares) - Domestic 33738D879 1041322 49422 SH SOLE 0 0 0 FIRST TR HIGH YIELD OPPRT 2027 Closed End Funds - Taxable 33741Q107 1997774 149983 SH SOLE 0 0 0 FIRST TRUST CAPITAL STRENGTH ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 33733E104 1617651 21970 SH SOLE 0 0 0 FIRST TRUST MERGER ARBITRAGE ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 33740J203 896653 44521 SH SOLE 0 0 0 FIRST TRUST MERGER ARBITRAGE FUND CL I N/L Alternative Mutual Fund (Open End) - No Load 46141T869 133127 12191 SH SOLE 0 0 0 FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 33738R704 5208775 101102 SH SOLE 0 0 0 FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 33741X102 1098345 38907 SH SOLE 0 0 0 FLUOR CORPORATION NEW Common Stock 343412102 705814 19232 SH SOLE 0 0 0 FNMA REMIC TRUST 2005-109 GD CMOs 31394UZA3 3869 25000 SH SOLE 0 0 0 FOWLER CA UNI SCH DIST, GO BDS Zero Coupon Municipal Bonds - non-taxable 351136EU6 72276 300000 SH SOLE 0 0 0 FRANKLIN INCOME FUND ADVISOR CL N/L Mutual Fund (Open End) - No Load 353496847 65205 29911 SH SOLE 0 0 0 GABELLI GLOBAL SMALL & MID CAP Closed End Funds - Taxable 36249W104 6299657 608075 SH SOLE 0 0 0 GABELLI HLTHCARE & WELLNESS TR SHS Closed End Funds - Taxable 36246K103 657297 76608 SH SOLE 0 0 0 GAMCO NAT RES GOLD & INCOME TR SH BEN INT Closed End Funds - Taxable 36465E101 3423198 692955 SH SOLE 0 0 0 GDL FD COM SH BEN IT Closed End Funds - Taxable 361570104 272878 35210 SH SOLE 0 0 0 GENERAL AMERN INVS COMPANY INCORPORATED Closed End Funds - Taxable 368802104 15230398 370209 SH SOLE 0 0 0 GENERAL ELECTRIC COMPANY Corp Bonds - Non-Convert 36966TAJ1 24985 26000 SH SOLE 0 0 0 GENERAL ELECTRIC COMPANY Corp Bonds - Non-Convert 36966TJG8 22373 25000 SH SOLE 0 0 0 GENERAL ELECTRIC COMPANY COM NEW Common Stock 369604301 364926 3301 SH SOLE 0 0 0 GENWORTH FINL INCORPORATED COM CLASS A Common Stock 37247D106 78008 13312 SH SOLE 0 0 0 GNMA REMIC TRUST 2021-146 EA CMOs 38382WB97 64334 140000 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC SHS D 1/1000 Preferred Stock 38144G804 8550526 388131 SH SOLE 0 0 0 GOLDMAN SACHS GROUP, INCORPORATED. PFD A 1/1000 Preferred Stock 38143Y665 14191228 642137 SH SOLE 0 0 0 GREENE CNTY OH UNIV HSG REV, REV BDS, CENTRAL ST UNIV, MARAUDER DEV LLC Revenue Supported Bonds - non-taxable 39465RBZ8 30011 30000 SH SOLE 0 0 0 GS FINANCE CORP. 5Y U.S. EQUITY ITM DIGITAL PLUS BARRIER NOTE Equity Linked Debt - No CPN and $1000 par 40057FHR8 175835 200000 SH SOLE 0 0 0 GUGGENHEIM ACTIVE ALLOC FD COMMON STOCK Closed End Funds - Taxable 40170T106 367578 27228 SH SOLE 0 0 0 HAMILTON CNTY OH SWR SYS REV, REF REV BDS, METRO SWR DIST GREATR CINCINAT Revenue Supported Bonds - non-taxable 407288ZF9 45598 45000 SH SOLE 0 0 0 HIGHLAND GLOBAL ALLOCATION FD Closed End Funds - Taxable 43010T104 9709096 1213637 SH SOLE 0 0 0 HIGHLAND OPPORTUNITIES HIGHLAND INCOME Closed End Funds - Taxable 43010E404 7074927 879966 SH SOLE 0 0 0 HUNTINGTON BANCSHARES INCORPORATED Common Stock 446150104 144789 13922 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHINES Common Stock 459200101 2623891 18702 SH SOLE 0 0 0 INVESCO AMERICAN FRANCHISE FUND CL Y N/L Mutual Fund (Open End) - No Load 00142J545 255732 12254 SH SOLE 0 0 0 INVESCO HIG INCM 2023 TARG TRM Closed End Funds - Taxable 46135X108 575642 84529 SH SOLE 0 0 0 INVESCO HIGH INCOME 2024 TARGE Closed End Funds - Taxable 46136K105 1940625 279629 SH SOLE 0 0 0 INVESCO HIGH YIELD MUNICIPAL FUND CL Y N/L Non-Taxable Mutual Fund - No Load 001419654 144417 18143 SH SOLE 0 0 0 INVESCO ROCHESTER AMT-FREE MUNI FD CL Y N/L Non-Taxable Mutual Fund - No Load 001419183 685751 105826 SH SOLE 0 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 46137V357 1159449 8183 SH SOLE 0 0 0 INVESCO S&P SMALLCAP FINANCIALS ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 46138E156 309602 7460 SH SOLE 0 0 0 IQ ULTRA SHORT DURATION ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 45409F819 526499 11025 SH SOLE 0 0 0 JANUS HENDERSON GLOBAL EQUITY INCOME FUND CL I N/L Mutual Fund (Open End) - No Load 47103X492 785476 137081 SH SOLE 0 0 0 JAPAN SMALLER CAPITALIZATION F Closed End Funds - Taxable 47109U104 120230 16910 SH SOLE 0 0 0 JOHN HANCOCK MULTIFACTOR MID CAP ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 47804J206 1890281 39947 SH SOLE 0 0 0 JOHN HANCOCK MULTIFACTOR SMALL CAP ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 47804J842 3385699 105244 SH SOLE 0 0 0 JOHNSON & JOHNSON Common Stock 478160104 289695 1860 SH SOLE 0 0 0 JPMORGAN CHASE & COMPANY Common Stock 46625H100 4266923 29423 SH SOLE 0 0 0 KAYNE ANDERSON NEXTGEN ENRGY Closed End Funds - Taxable 48661E108 228559 32101 SH SOLE 0 0 0 KROGER COMPANY Common Stock 501044101 211175 4719 SH SOLE 0 0 0 LAKOTA OH LOC SCH DIST, REF BDS General Obligations - non-taxable 512804RB3 35071 35000 SH SOLE 0 0 0 LVMH MOET HENNESSY LOU VUITTON ADR American Depository Receipts 502441306 287468 1895 SH SOLE 0 0 0 MAINSTAY CBRE GBL INFRA MEG TR Closed End Funds - Taxable 56064Q107 1550401 131613 SH SOLE 0 0 0 MCDONALDS CORPORATION Common Stock 580135101 303219 1151 SH SOLE 0 0 0 META PLATFORMS INCORPORATED CLASS A Common Stock 30303M102 962473 3206 SH SOLE 0 0 0 METLIFE INC FLOATING RATE NON-CUM PERP PFD FLOATS QUARTERLY Preferred Stock 59156R504 3081017 133262 SH SOLE 0 0 0 METROPOLITAN PIER & EXPOSITION AUTH IL REV, BDS, MCCORMICK PLACE EXPANSION Zero Coupon Municipal Bonds - non-taxable 592250AR5 4071 20000 SH SOLE 0 0 0 METROPOLITAN WEST TOTAL RETURN BOND FUND CL I N/L Mutual Fund (Open End) - No Load 592905509 299117 34580 SH SOLE 0 0 0 MEXICO EQUITY & INCOME FD Closed End Funds - Taxable 592834105 434412 46214 SH SOLE 0 0 0 MFS HIGH INCOME MUN TR SH BEN INT Closed End Investment Co. Non Tax Dividend 59318D104 161079 51628 SH SOLE 0 0 0 MFS HIGH YIELD MUN TR SH BEN INT Closed End Investment Co. Non Tax Dividend 59318E102 220746 70526 SH SOLE 0 0 0 MFS INTERNATIONAL DIVERSIFICATION FD CL I N/L Mutual Fund (Open End) - No Load 55273G298 278262 13095 SH SOLE 0 0 0 MFS INVT GRADE MUN TR SH BEN INT Closed End Investment Co. Non Tax Dividend 59318B108 192629 27246 SH SOLE 0 0 0 MFS RESEARCH FUND CL I N/L Mutual Fund (Open End) - No Load 552981706 720995 13746 SH SOLE 0 0 0 MICROSOFT CORPORATION Common Stock 594918104 9198498 29132 SH SOLE 0 0 0 MILLER HOWARD HIGH INC EQTY FD COM SHS BEN IN Closed End Funds - Taxable 600379101 17340388 1748023 SH SOLE 0 0 0 MORGAN STANLEY INDIA INVT FD I Closed End Funds - Taxable 61745C105 1004945 44964 SH SOLE 0 0 0 MORGAN STANLEY PFD A 1/1000 Preferred Stock 61747S504 11075698 511816 SH SOLE 0 0 0 NEUBERGER BERMAN ENERGY INFRA Closed End Funds - Taxable 64129H104 1073996 156104 SH SOLE 0 0 0 NEUBERGER BERMAN NEXT GENERATI COMMON STOCK Closed End Funds - Taxable 64133Q108 4191685 402273 SH SOLE 0 0 0 NEW IRELAND FD INCORPORATED Closed End Funds - Taxable 645673104 0 47583 SH SOLE 0 0 0 NEXPOINT DIVERSIFIED REAL ESTAE TRUST R5.5 CUM PRF A Preferred Stock 65340G304 475230 33094 SH SOLE 0 0 0 NEXPOINT DIVERSIFIED REL ET TR COM NEW REIT Real Estate Investment Trusts 65340G205 427774 49113 SH SOLE 0 0 0 NORTH TX TWY AUTH REV, SUB LIEN REV BDS, BUILD AMERICA BONDS DIRECT PAY Taxable Municipal Bonds 66285WFT8 31383 29000 SH SOLE 0 0 0 NORTHROP GRUMMAN CORPORATION Common Stock 666807102 234181 532 SH SOLE 0 0 0 NUVEEN CORPORATE INCOME 2023 Closed End Funds - Taxable 67079F101 366098 38375 SH SOLE 0 0 0 Nuveen Intermediate Duration Quality Muni Term ETF ESCROW Escrow Receipts/Other Public Partnerships 670ESC045 0 18110 SH SOLE 0 0 0 NUVEEN PREFERRED & INCOME TERM FD Closed End Funds - Taxable 67075A106 8033242 467865 SH SOLE 0 0 0 NUVEEN VRIABL RAT PREFERRED & INM FD Closed End Funds - Taxable 67080R102 8848692 564690 SH SOLE 0 0 0 NVIDIA CORPORATION Common Stock 67066G104 219271 504 SH SOLE 0 0 0 OHIO ST TPKE COMMN TPKE REV, REV BDS, INFRASTRUCTURE PROJ Zero Coupon Municipal Bonds - non-taxable 67760HKF7 57312 100000 SH SOLE 0 0 0 OHIO ST, COMMON SCHS GO REF BDS General Obligations - non-taxable 677522BW3 30746 30000 SH SOLE 0 0 0 OHIO ST, INFRASTRUCTURE IMPT GO REF BDS General Obligations - non-taxable 677522CJ1 46094 45000 SH SOLE 0 0 0 ORACLE CORPORATION Common Stock 68389X105 337037 3182 SH SOLE 0 0 0 PACER US CASH COWS 100 ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 69374H881 1764898 35705 SH SOLE 0 0 0 PACER US SMALL CAP CASH COWS 100 ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 69374H857 2624181 62930 SH SOLE 0 0 0 PEPSICO INCORPORATED Common Stock 713448108 720459 4252 SH SOLE 0 0 0 PFIZER INCORPORATED Common Stock 717081103 829847 25018 SH SOLE 0 0 0 PGIM SHORT DUR HIG YLD OPP FD Closed End Funds - Taxable 69355J104 3737507 257937 SH SOLE 0 0 0 PIMCO ENERGY & TACTICAL CR OPP COM SHS BEN INT Closed End Funds - Taxable 69346N107 18993888 957836 SH SOLE 0 0 0 PIONEER MUN HIGH INCOME OPPORT COMMON STOCK Closed End Investment Co. Non Tax Dividend 723760104 8533670 893578 SH SOLE 0 0 0 PIONEER MUNICIPAL HIGH INCOME Closed End Investment Co. Non Tax Dividend 723762100 122372 18183 SH SOLE 0 0 0 PIONEER MUNICIPAL HIGH INCOME COM SHS Closed End Investment Co. Non Tax Dividend 723763108 104661 14476 SH SOLE 0 0 0 PNC FINL SVCS GROUP INCORPORATED Common Stock 693475105 592611 4827 SH SOLE 0 0 0 PROCTER AND GAMBLE COMPANY Common Stock 742718109 12698572 87060 SH SOLE 0 0 0 PROSHARES S&P MIDCAP 400 DIVIDEND ARISTOCRATS ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 74347B680 220776 3308 SH SOLE 0 0 0 PROVECTUS BIOPHARMACEUTICALS I Common Stock 74373P108 2249 26620 SH SOLE 0 0 0 PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA Revenue Supported Bonds - non-taxable 74529JPX7 13569 15000 SH SOLE 0 0 0 PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA Zero Coupon Municipal Bonds - non-taxable 74529JQG3 5414 21000 SH SOLE 0 0 0 PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA Zero Coupon Municipal Bonds - non-taxable 74529JQH1 3149 17000 SH SOLE 0 0 0 PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED, COFINA Revenue Supported Bonds - non-taxable 74529JRH0 20600 23000 SH SOLE 0 0 0 PUTNAM ULTRA SHORT DURATION INCOME FUND CL Y N/L Mutual Fund (Open End) - No Load 74676P698 293391 29193 SH SOLE 0 0 0 QUALCOMM INCORPORATED Common Stock 747525103 715782 6445 SH SOLE 0 0 0 RAYMOND JAMES FINL INCORPORATED Common Stock 754730109 1063627 10591 SH SOLE 0 0 0 REYNOLDSBURG OH CITY SCH DIST, GO ULTD TAX REF BDS General Obligations - non-taxable 761852GQ9 30046 30000 SH SOLE 0 0 0 ROLLS ROYCE HOLDINGS PLC SPONSORED ADR American Depository Receipts 775781206 36329 13475 SH SOLE 0 0 0 ROYCE GLOBAL VALUE TR INCORPORATED Closed End Funds - Taxable 78081T104 1053082 120898 SH SOLE 0 0 0 ROYCE MICRO-CAP TR INCORPORATED Closed End Funds - Taxable 780915104 1296540 156587 SH SOLE 0 0 0 SEVEN HILLS REALTY TRUST REIT Real Estate Investment Trusts 81784E101 4927508 451237 SH SOLE 0 0 0 SMUCKER J M COMPANY COM NEW Common Stock 832696405 254915 2074 SH SOLE 0 0 0 SPECIAL OPPORTUNITIES FUND Closed End Investment Co. Non Tax Dividend 84741T104 146845 13435 SH SOLE 0 0 0 SRH TOTAL RETURN FUND INCORPORATED Closed End Funds - Taxable 101507101 44459765 3425252 SH SOLE 0 0 0 SWISS HELVETIA FD INCORPORATED Closed End Funds - Taxable 870875101 482374 63138 SH SOLE 0 0 0 SYNCHRONY FINANCIAL Common Stock 87165B103 417403 13654 SH SOLE 0 0 0 T. ROWE PRICE INTERNATIONAL DISCOVERY FD INVSTR CL N/L Mutual Fund (Open End) - No Load 77956H302 470120 8139 SH SOLE 0 0 0 TAIWAN FD INCORPORATED Closed End Funds - Taxable 874036106 1405103 46868 SH SOLE 0 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT Closed End Funds - Taxable 87911K100 311363 24969 SH SOLE 0 0 0 TEMPLETON GLOBAL INCOME FD Closed End Funds - Taxable 880198106 75760 19627 SH SOLE 0 0 0 TESLA INCORPORATED Common Stock 88160R101 575756 2301 SH SOLE 0 0 0 THE GOLDMAN SACHS GROUP, INCORPORATED. PFD 1/1000 C Preferred Stock 38144X609 1145751 52946 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INCORPORATED Common Stock 883556102 2578430 5094 SH SOLE 0 0 0 THORNBURG INCM BUILDER OPP TR Closed End Funds - Taxable 885213108 4936581 338122 SH SOLE 0 0 0 THORNBURG INVESTMENT INCOME BUILDER FUND CL I N/L Mutual Fund (Open End) - No Load 885215467 370649 16473 SH SOLE 0 0 0 TORTOISE ENERGY INFRA CORPORATION Closed End Funds - Taxable 89147L886 4501782 155771 SH SOLE 0 0 0 TORTOISE MIDSTRM ENERGY FD INCORPORATED Closed End Funds - Taxable 89148B200 2014108 58961 SH SOLE 0 0 0 TOUCHSTONE FOCUSED FUND CL Y N/L Mutual Fund (Open End) - No Load 89154X229 237072 4080 SH SOLE 0 0 0 TOUCHSTONE MID CAP FUND CL Y N/L Mutual Fund (Open End) - No Load 89155H793 705465 15103 SH SOLE 0 0 0 TOUCHSTONE SANDS CAPITAL EMERG MARKETS GROWTH FD CL Y N/L Mutual Fund (Open End) - No Load 89154Q570 566679 43225 SH SOLE 0 0 0 TRANSOCEAN LIMITED REG SHS Foreign Ordinary Shares H8817H100 221071 26927 SH SOLE 0 0 0 TRI CONTL CORPORATION Closed End Funds - Taxable 895436103 718409 27018 SH SOLE 0 0 0 U.S. BANCORP PFD B Preferred Stock 902973155 20089547 1064065 SH SOLE 0 0 0 UNITED PARCEL SERVICE INCORPORATED CLASS B Common Stock 911312106 428798 2751 SH SOLE 0 0 0 UNITED STATES TREASURY NOTES U.S. Treasury Notes (Incl Ips) 91282CCA7 21777 20000 SH SOLE 0 0 0 UPLAND CA UNI SCH DIST, ELECTION OF 2008 GO BDS Zero Coupon Municipal Bonds - non-taxable 91537PFE0 14468 60000 SH SOLE 0 0 0 VANECK EMERGING MARKETS FUND CL Y N/L Mutual Fund (Open End) - No Load 921075370 617106 48099 SH SOLE 0 0 0 VANECK MORNINGSTAR INTERNATIONAL MOAT ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 92189F593 253508 8497 SH SOLE 0 0 0 VANGUARD 500 INDEX FUND ADMIRAL SHARES N/L Mutual Fund (Open End) - No Load 922908710 920284 2326 SH SOLE 0 0 0 VINEBROOK HOMES TRUST, INC CLASS A Partnerships - AIG Comm in Passport 927902940 563346 9141 SH SOLE 0 0 0 VIRTUS CONVERTIBLE & INCORPORATED 2024 Closed End Funds - Taxable 92838R105 196470 22377 SH SOLE 0 0 0 WALMART INCORPORATED Common Stock 931142103 249971 1563 SH SOLE 0 0 0 WASATCH SMALL CAP VALUE FUND INSTL CL N/L Mutual Fund (Open End) - No Load 936793777 297511 32198 SH SOLE 0 0 0 WESBANCO INCORPORATED Common Stock 950810101 658388 26961 SH SOLE 0 0 0 WESTERN ASSET GLOBAL CORPORATION DEFI Closed End Funds - Taxable 95790C107 1450796 122430 SH SOLE 0 0 0 WESTERN ASSET INVT GRADE DEFIN Closed End Funds - Taxable 95790A101 1719550 108626 SH SOLE 0 0 0 WESTWOOD QUALITY SMALL CAP FUND INSTL CL N/L Mutual Fund (Open End) - No Load 90386K407 2958814 159333 SH SOLE 0 0 0 WILLIAM BLAIR EMERGING MARKETS SMALL CAP GROWTH FD CL I N/L Mutual Fund (Open End) - No Load 969251859 756413 41768 SH SOLE 0 0 0